Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
1000 North Growth Fund I LP See All Filings	D	2022-08-23 12:03:02 UTC
Amount To Be Raised $49,500,000 Associated Brokers / Dealers Stuart Aaron Neiberg CIK Number 0001943238 Filed Document 0001943238-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-08-23 12:03:02 UTC Type of Offering D Industry Restaurants Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Fanchise League Co LLC FCF Team 4, LLC See All Filings	C-W	2022-08-23 11:58:47 UTC
Financial Interest Filing Platform Offering Amount CIK Number 0001836325 Filed Document 0001836325-22-000003 Accepted Date 2022-08-23 11:58:47 UTC Type of Offering C-W Security Offered Amount N/A Security Offered Type State
AVSF - Willow 2022, LLC See All Filings	D	2022-08-23 11:57:48 UTC
Amount To Be Raised $1,584,500 Associated Brokers / Dealers None CIK Number 0001942236 Filed Document 0001942236-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-08-23 11:57:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SMITH MICRO SOFTWARE, INC. See All Filings	D	2022-08-23 11:56:23 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0000948708 Filed Document 0000948708-22-000023 Exclusions or Exemptions 506b Accepted Date 2022-08-23 11:56:23 UTC Type of Offering D Industry Telecommunications Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Victoria Star Holdings, LLC See All Filings	D/A	2022-08-23 11:50:43 UTC
Amount To Be Raised $3,600,000 Associated Brokers / Dealers N/A CIK Number 0001939060 Filed Document 0001939060-22-000003 Exclusions or Exemptions 506b Accepted Date 2022-08-23 11:50:43 UTC Type of Offering D/A Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Orna Therapeutics Holdings, LLC See All Filings	D	2022-08-23 11:41:34 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001943348 Filed Document 0001943348-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-08-23 11:41:34 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Synovation Holdings LLC See All Filings	D/A	2022-08-23 11:39:55 UTC
Amount To Be Raised $23,110,067 Associated Brokers / Dealers N/A CIK Number 0001611174 Filed Document 0001611174-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-08-23 11:39:55 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AFG Growth Partners LP See All Filings	D/A	2022-08-23 11:33:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456044 Filed Document 0000919574-22-005226 Exclusions or Exemptions 506b Accepted Date 2022-08-23 11:33:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
AmeriCasa Opportunity Fund, LP See All Filings	D/A	2022-08-23 11:33:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001942812 Filed Document 0001942812-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-08-23 11:33:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Spouting Rock I, L.P. - Series C See All Filings	D	2022-08-23 11:29:30 UTC
Amount To Be Raised $410,000 Associated Brokers / Dealers N/A CIK Number 0001941271 Filed Document 0001941271-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-08-23 11:29:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ZE6 Fund I, a series of Roll Up Vehicles, LP See All Filings	D	2022-08-23 11:25:12 UTC
Amount To Be Raised $10,000 Associated Brokers / Dealers N/A CIK Number 0001915586 Filed Document 0001915586-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-08-23 11:25:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Orion Constellation Partners II, LP See All Filings	D/A	2022-08-23 11:20:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682595 Filed Document 0001682595-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-08-23 11:20:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Panoramic Mediafly Equity I, LLC See All Filings	D	2022-08-23 11:15:42 UTC
Amount To Be Raised $3,200,000 Associated Brokers / Dealers N/A CIK Number 0001943583 Filed Document 0001943583-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-08-23 11:15:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Gaingels Better Brand July 2022 LLC See All Filings	D	2022-08-23 11:10:32 UTC
Amount To Be Raised $261,988 Associated Brokers / Dealers N/A CIK Number 0001941195 Filed Document 0001941195-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-08-23 11:10:32 UTC Type of Offering D Industry Other Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
CR Fund I, a series of Lightning Ventures, LP See All Filings	D	2022-08-23 11:10:16 UTC
Amount To Be Raised $108,300 Associated Brokers / Dealers N/A CIK Number 0001943687 Filed Document 0001943687-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-08-23 11:10:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Empire Enterprises Holdings LLC See All Filings	D	2022-08-23 11:06:51 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers NA CIK Number 0001942303 Filed Document 0001942303-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-08-23 11:06:51 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Gradual,Inc. See All Filings	D	2022-08-23 11:02:39 UTC
Amount To Be Raised $445,000 Associated Brokers / Dealers N/A CIK Number 0001882701 Filed Document 0001882701-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-08-23 11:02:39 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
CET Fund, a series of Cabra VC, LP See All Filings	D/A	2022-08-23 11:01:03 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001943639 Filed Document 0001943639-22-000003 Exclusions or Exemptions 506b Accepted Date 2022-08-23 11:01:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NexPoint Hughes DST See All Filings	D/A	2022-08-23 10:58:17 UTC
Amount To Be Raised $115,262,632 Associated Brokers / Dealers Herbert J. Sims & Co., Inc., Stax Capital, Aurora Securities, Concorde Investment Services, LLC, Lightpath Capital, Inc., Capulent LLC, FNEX Capital, LLC, Emerson Equity LLC, DMK Advisor Group, Inc., Whitehall-Parker Securities, Inc., Advisory Group Equity Services Ltd., Cabot Lodge Securities LLC, Crown Capital Securities, L.P., MHL Investments, Thornhill Securities, Inc., Centaurus Financial, Inc., and Saxony Securities Inc. CIK Number 0001920957 Filed Document 0001920957-22-000013 Exclusions or Exemptions 506b Accepted Date 2022-08-23 10:58:17 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SOUTHEAST MULTIFAMILY PORTFOLIO III, LLC See All Filings	D	2022-08-23 10:57:52 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001943439 Filed Document 0001943439-22-000001 Exclusions or Exemptions 506c Accepted Date 2022-08-23 10:57:52 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Enterprise Preservation Fund V, LLC See All Filings	D	2022-08-23 10:57:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Compass Securities Corporation CIK Number 0001942518 Filed Document 0001942518-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-08-23 10:57:18 UTC Type of Offering D Industry Residential Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
CH Fund I, a series of Latitud Ventures, LP See All Filings	D	2022-08-23 10:55:20 UTC
Amount To Be Raised $125,260 Associated Brokers / Dealers N/A CIK Number 0001943689 Filed Document 0001943689-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-08-23 10:55:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DAI Fund I, a series of Riverside Ventures, LP See All Filings	D	2022-08-23 10:55:12 UTC
Amount To Be Raised $100,495 Associated Brokers / Dealers N/A CIK Number 0001943690 Filed Document 0001943690-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-08-23 10:55:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bethpage Estates LLC See All Filings	D	2022-08-23 10:54:27 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001943623 Filed Document 0001943623-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-08-23 10:54:27 UTC Type of Offering D Industry Residential Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Aquilo Capital Special Opportunity, L.P. See All Filings	D/A	2022-08-23 10:54:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001818341 Filed Document 0001818341-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-08-23 10:54:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BE Fund I, a series of Middle Cove Funds, LP See All Filings	D	2022-08-23 10:50:17 UTC
Amount To Be Raised $53,000 Associated Brokers / Dealers N/A CIK Number 0001943688 Filed Document 0001943688-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-08-23 10:50:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cheyenne Legends, Inc. See All Filings	D	2022-08-23 10:36:09 UTC
Amount To Be Raised $340,000 Associated Brokers / Dealers N/A CIK Number 0001899900 Filed Document 0001899900-22-000005 Exclusions or Exemptions 506b Accepted Date 2022-08-23 10:36:09 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
DLP Bancshares, Inc. See All Filings	D	2022-08-23 10:32:28 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001943719 Filed Document 0001566114-22-000094 Exclusions or Exemptions 506c Accepted Date 2022-08-23 10:32:28 UTC Type of Offering D Industry Commercial Banking Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Cognito Entertainment, LLC See All Filings	D	2022-08-23 10:31:16 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001942451 Filed Document 0001942451-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-08-23 10:31:16 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NexPoint Buffalo DST See All Filings	D/A	2022-08-23 10:22:47 UTC
Amount To Be Raised $54,531,314 Associated Brokers / Dealers Emerson Equity LLC, Herbert J. Sims & Co., Inc., Stax Capital, Centaurus Financial, Inc., Concorde Investment Services, LLC, Arete Wealth Management, LLC, Thornhill Securities, Inc., DFPG Investments, LLC, Cape Securities Inc., Lightpath Capital, Inc., Aurora Securities, Capulent LLC, FNEX Capital, LLC, Center Street Securities, Inc., Patrick Capital Markets, LLC, Whitehall-Parker Securities, Inc., McDermott Investment Services, LLC, Client One Securities LLC, Western International Securities, Inc., and JRL Capital Corporation CIK Number 0001922296 Filed Document 0001922296-22-000012 Exclusions or Exemptions 506b Accepted Date 2022-08-23 10:22:47 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Storage Units Development Fund I, LLC See All Filings	D	2022-08-23 10:17:28 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001943335 Filed Document 0001943335-22-000002 Exclusions or Exemptions 506c Accepted Date 2022-08-23 10:17:28 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Glenmede Private Investment Fund XII-B, L.L.C. See All Filings	D/A	2022-08-23 10:12:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001874168 Filed Document 0000919574-22-005224 Exclusions or Exemptions 506b Accepted Date 2022-08-23 10:12:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Pacific Fin Manufacturing Holdings LLC See All Filings	D	2022-08-23 10:08:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001893066 Filed Document 0001893066-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-08-23 10:08:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Glenmede Private Investment Fund XII-A, L.L.C. See All Filings	D/A	2022-08-23 10:05:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001874109 Filed Document 0000919574-22-005222 Exclusions or Exemptions 506b Accepted Date 2022-08-23 10:05:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Contamination Source Identification LLC See All Filings	D	2022-08-23 10:03:06 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001788640 Filed Document 0001437749-22-021156 Exclusions or Exemptions 506b Accepted Date 2022-08-23 10:03:06 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
QUISNET, INC. See All Filings	D	2022-08-23 09:58:47 UTC
Amount To Be Raised $3,396,753 Associated Brokers / Dealers N/A CIK Number 0001941689 Filed Document 0001941689-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-08-23 09:58:47 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
Ambria Investors, LP See All Filings	D/A	2022-08-23 09:42:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001784497 Filed Document 0001013594-22-000570 Exclusions or Exemptions 506b Accepted Date 2022-08-23 09:42:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PUERTO RICO Revenue or Assets Decline to Disclose Type of Security Equity
NYIAX, INC. See All Filings	D/A	2022-08-23 09:41:30 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers NYIAX, Inc. CIK Number 0001679379 Filed Document 0001679379-22-000003 Exclusions or Exemptions 506b Accepted Date 2022-08-23 09:41:30 UTC Type of Offering D/A Industry Business Services Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Ground Game Venture Fund I, L.P. See All Filings	D	2022-08-23 09:40:25 UTC
Amount To Be Raised $21,850,000 Associated Brokers / Dealers N/A CIK Number 0001943117 Filed Document 0001943117-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-08-23 09:40:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Camber Creek Origin Fund I LP See All Filings	D	2022-08-23 09:37:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001943601 Filed Document 0001943601-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-08-23 09:37:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cello Amati Metric Fund, Ltd. See All Filings	D/A	2022-08-23 09:35:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001785857 Filed Document 0001013594-22-000569 Exclusions or Exemptions 506b Accepted Date 2022-08-23 09:35:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Fervo Energy Co See All Filings	D	2022-08-23 09:34:19 UTC
Amount To Be Raised $138,220,593 Associated Brokers / Dealers N/A CIK Number 0001853868 Filed Document 0001853868-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-08-23 09:34:19 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Bluehenge Capital SBIC II, L.P. See All Filings	D/A	2022-08-23 09:27:50 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers Commerce Street Capital, LLC CIK Number 0001925639 Filed Document 0001925639-22-000003 Exclusions or Exemptions 506b Accepted Date 2022-08-23 09:27:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chambersburg Properties LLC See All Filings	D	2022-08-23 09:22:15 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers n/a CIK Number 0001943701 Filed Document 0001116354-22-000029 Exclusions or Exemptions 506b Accepted Date 2022-08-23 09:22:15 UTC Type of Offering D Industry Commercial Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Equity
V&S Crestwood Festival LLC See All Filings	D	2022-08-23 09:07:16 UTC
Amount To Be Raised $3,330,000 Associated Brokers / Dealers n/a CIK Number 0001943669 Filed Document 0001116354-22-000028 Exclusions or Exemptions 506b Accepted Date 2022-08-23 09:07:16 UTC Type of Offering D Industry Commercial Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Equity
Guggenheim Partners Opportunistic Investment Grade Securities Fund 2015, LLC See All Filings	D/A	2022-08-23 09:00:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers GUGGENHEIM SECURITIES, LLC and Guggenheim Funds Distributors, LLC CIK Number 0001641219 Filed Document 0000899140-22-000651 Exclusions or Exemptions 506b Accepted Date 2022-08-23 09:00:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GUGGENHEIM LOAN FUND, LLC See All Filings	D/A	2022-08-23 08:57:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers GUGGENHEIM SECURITIES, LLC and Guggenheim Funds Distributors, LLC CIK Number 0001588382 Filed Document 0000899140-22-000650 Exclusions or Exemptions 506b Accepted Date 2022-08-23 08:57:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Guggenheim Partners Opportunistic Investment Grade Securities Offshore Fund, Ltd. See All Filings	D/A	2022-08-23 08:55:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Guggenheim Funds Distributors, LLC CIK Number 0001808738 Filed Document 0000899140-22-000649 Exclusions or Exemptions 506b Accepted Date 2022-08-23 08:55:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CleanFiber Inc. See All Filings	D	2022-08-23 08:36:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001668492 Filed Document 0001668492-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-08-23 08:36:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Aryeo, Inc. See All Filings	D	2022-08-23 08:32:02 UTC
Amount To Be Raised $3,999,994 Associated Brokers / Dealers N/A CIK Number 0001832037 Filed Document 0001832037-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-08-23 08:32:02 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity