Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
4th Street McAllen TX LLC See All Filings	D	2022-10-12 15:15:23 UTC
Amount To Be Raised $714,000 Associated Brokers / Dealers N/A CIK Number 0001950393 Filed Document 0001950393-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-10-12 15:15:23 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Equity
Seed Round - Modern Pediatrics Families, a Series of Vauban Platform LP See All Filings	D	2022-10-12 15:13:11 UTC
Amount To Be Raised $1,002,000 Associated Brokers / Dealers N/A CIK Number 0001944639 Filed Document 0001387131-22-010407 Exclusions or Exemptions 506b Accepted Date 2022-10-12 15:13:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Waterfall Victoria Fund, Ltd. See All Filings	D/A	2022-10-12 15:13:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M.D. Sass Securities, L.L.C. CIK Number 0001484687 Filed Document 0001484687-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-10-12 15:13:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Builders ACLR LLC See All Filings	D	2022-10-12 15:04:43 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001949926 Filed Document 0001949926-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-10-12 15:04:43 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Franklin Templeton Climate Alpha Opportunity Fund (US), LP See All Filings	D	2022-10-12 15:04:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Franklin Distributors, LLC CIK Number 0001950041 Filed Document 0001567619-22-018442 Exclusions or Exemptions 506b Accepted Date 2022-10-12 15:04:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ARC FRANCHISE HOLDINGS LLC See All Filings	D	2022-10-12 15:02:16 UTC
Amount To Be Raised $4,100,000 Associated Brokers / Dealers N/A CIK Number 0001849567 Filed Document 0001849567-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-10-12 15:02:16 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
WATERFALL EDEN FUND LP See All Filings	D/A	2022-10-12 15:02:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M.D. Sass Securities, L.L.C. CIK Number 0001340264 Filed Document 0001817009-22-000004 Exclusions or Exemptions 506b Accepted Date 2022-10-12 15:02:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MG Shad, LLC See All Filings	D	2022-10-12 15:00:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001950439 Filed Document 0001950439-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-10-12 15:00:49 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Other
Waterfall Victoria Fund LP See All Filings	D/A	2022-10-12 15:00:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M.D. Sass Securities, L.L.C. CIK Number 0001407856 Filed Document 0001407856-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-10-12 15:00:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Franklin Templeton Climate Alpha Opportunity Fund, LP See All Filings	D	2022-10-12 14:57:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Franklin Distributors, LLC CIK Number 0001950055 Filed Document 0001567619-22-018441 Exclusions or Exemptions 506b Accepted Date 2022-10-12 14:57:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JU Fund I, a series of Zachary Ginsburg Funds, LP See All Filings	D	2022-10-12 14:56:50 UTC
Amount To Be Raised $118,500 Associated Brokers / Dealers N/A CIK Number 0001950423 Filed Document 0001950423-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-10-12 14:56:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PCH Beach Associates LLC See All Filings	D	2022-10-12 14:54:39 UTC
Amount To Be Raised $6,375,002 Associated Brokers / Dealers N/A CIK Number 0001950058 Filed Document 0001950058-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-10-12 14:54:39 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SP40 Fund I, a series of Roll Up Vehicles, LP See All Filings	D/A	2022-10-12 14:53:56 UTC
Amount To Be Raised $37,500 Associated Brokers / Dealers N/A CIK Number 0001950414 Filed Document 0001950414-22-000003 Exclusions or Exemptions 506c Accepted Date 2022-10-12 14:53:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TO Fund II, a series of LAB PropTech Fund, LP See All Filings	D	2022-10-12 14:51:53 UTC
Amount To Be Raised $217,460 Associated Brokers / Dealers N/A CIK Number 0001950420 Filed Document 0001950420-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-10-12 14:51:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aidin, Inc. See All Filings	D	2022-10-12 14:49:05 UTC
Amount To Be Raised $3,999,987 Associated Brokers / Dealers N/A CIK Number 0001949201 Filed Document 0001949201-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-10-12 14:49:05 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Imagen Birdseye Dentistry Support Services, LLC See All Filings	D	2022-10-12 14:48:37 UTC
Amount To Be Raised $535,989 Associated Brokers / Dealers N/A CIK Number 0001947757 Filed Document 0001947757-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-10-12 14:48:37 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Ionic Volatility Arbitrage Fund II LLC See All Filings	D/A	2022-10-12 14:47:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606566 Filed Document 0001817009-22-000003 Exclusions or Exemptions 506b Accepted Date 2022-10-12 14:47:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PL Fund I, a series of Podemsky Ventures, LP See All Filings	D	2022-10-12 14:46:49 UTC
Amount To Be Raised $1,643,750 Associated Brokers / Dealers N/A CIK Number 0001950422 Filed Document 0001950422-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-10-12 14:46:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Greenbird Intelligence Fund, LLC, Series J - Dataminr See All Filings	D/A	2022-10-12 14:42:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers GREENBIRD CAPITAL LLC CIK Number 0001939752 Filed Document 0001939752-22-000003 Exclusions or Exemptions 506b Accepted Date 2022-10-12 14:42:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AU Fund I, a series of Jemison Alexander Ventures, LP See All Filings	D	2022-10-12 14:36:50 UTC
Amount To Be Raised $197,500 Associated Brokers / Dealers N/A CIK Number 0001950421 Filed Document 0001950421-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-10-12 14:36:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Voya Commercial Mortgage Lending Fund L.P. See All Filings	D/A	2022-10-12 14:34:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001790462 Filed Document 0001790462-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-10-12 14:34:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sierra Springs Diversified Income Fund, LP See All Filings	D/A	2022-10-12 14:31:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690291 Filed Document 0001690291-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-10-12 14:31:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EQ Fund I, a series of Draft Ventures Opportunities II, LP See All Filings	D	2022-10-12 14:31:53 UTC
Amount To Be Raised $93,000 Associated Brokers / Dealers N/A CIK Number 0001950413 Filed Document 0001950413-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-10-12 14:31:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Northgate Venture Opportunities, L.P. See All Filings	D/A	2022-10-12 14:31:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Cohen Brothers Management Ltd., Ion Pacific Ltd., Abdelaziz El Gendy, and Abdullah Almuzaini CIK Number 0001857916 Filed Document 0001857916-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-10-12 14:31:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Imagen Sheets Family Dentistry Support Services, LLC See All Filings	D	2022-10-12 14:30:02 UTC
Amount To Be Raised $406,500 Associated Brokers / Dealers N/A CIK Number 0001948117 Filed Document 0001948117-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-10-12 14:30:02 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Quicket Solutions, Inc. See All Filings	D	2022-10-12 14:27:20 UTC
Amount To Be Raised $9,403,535 Associated Brokers / Dealers N/A CIK Number 0001660058 Filed Document 0001660058-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-10-12 14:27:20 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Boston Tree Preservation, LLC See All Filings	D	2022-10-12 14:23:30 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001949417 Filed Document 0001949081-22-000003 Exclusions or Exemptions 506b Accepted Date 2022-10-12 14:23:30 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SP40 Fund I, a series of Roll Up Vehicles, LP See All Filings	D	2022-10-12 14:21:53 UTC
Amount To Be Raised $37,500 Associated Brokers / Dealers N/A CIK Number 0001950414 Filed Document 0001950414-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-10-12 14:21:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Idaho HDG LLC See All Filings	D	2022-10-12 14:21:51 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001950436 Filed Document 0001950436-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-10-12 14:21:51 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Voya Renewable Energy Infrastructure Debt I LP See All Filings	D/A	2022-10-12 14:20:38 UTC
Amount To Be Raised $221,365,000 Associated Brokers / Dealers N/A CIK Number 0001887247 Filed Document 0001887247-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-10-12 14:20:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JEDCP Co-Investment Fund I, LLC See All Filings	D	2022-10-12 14:19:33 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001950260 Filed Document 0001950260-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-10-12 14:19:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Decheng Capital Global Healthcare Fund (Offshore), LP See All Filings	D/A	2022-10-12 14:13:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001817015 Filed Document 0001817009-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-10-12 14:13:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
REVIVERMX, INC. See All Filings	D/A	2022-10-12 14:10:35 UTC
Amount To Be Raised $41,142,536 Associated Brokers / Dealers N/A CIK Number 0001548089 Filed Document 0001548089-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-10-12 14:10:35 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Decheng Capital Global Healthcare Fund, LP See All Filings	D/A	2022-10-12 14:00:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001817009 Filed Document 0001817009-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-10-12 14:00:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAA-WCP Enhanced Loan Fund I L.P. See All Filings	D	2022-10-12 14:00:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001949760 Filed Document 0000943663-22-000144 Exclusions or Exemptions 506b Accepted Date 2022-10-12 14:00:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HZ Foothills DST See All Filings	D	2022-10-12 13:53:44 UTC
Amount To Be Raised $64,902,000 Associated Brokers / Dealers N/A CIK Number 0001946807 Filed Document 0001946807-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-10-12 13:53:44 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Prescient AI, Inc. See All Filings	D	2022-10-12 13:52:15 UTC
Amount To Be Raised $4,545,000 Associated Brokers / Dealers N/A CIK Number 0001799062 Filed Document 0001799062-22-000006 Exclusions or Exemptions 506b Accepted Date 2022-10-12 13:52:15 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
NQ PE Project Colosseum Parent, L.P. See All Filings	D	2022-10-12 13:47:55 UTC
Amount To Be Raised $358,952,423 Associated Brokers / Dealers N/A CIK Number 0001947595 Filed Document 0001947595-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-10-12 13:47:55 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Other
Neuchips Inc. See All Filings	D/A	2022-10-12 13:44:23 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001857192 Filed Document 0001857192-22-000004 Exclusions or Exemptions 506b Accepted Date 2022-10-12 13:44:23 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Kearny Jackson Early Stage, a series of Kearny Jackson, LP See All Filings	D/A	2022-10-12 13:41:07 UTC
Amount To Be Raised $129,113 Associated Brokers / Dealers N/A CIK Number 0001946597 Filed Document 0001946597-22-000003 Exclusions or Exemptions 506b Accepted Date 2022-10-12 13:41:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rwazi, Inc. See All Filings	D	2022-10-12 13:37:10 UTC
Amount To Be Raised $4,102,381 Associated Brokers / Dealers N/A CIK Number 0001948771 Filed Document 0001948771-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-10-12 13:37:10 UTC Type of Offering D Industry Other Technology Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
DotAlign, Inc. See All Filings	D	2022-10-12 13:34:31 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001514754 Filed Document 0001514754-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-10-12 13:34:31 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Providence Multifamily OpCo, LLC See All Filings	D	2022-10-12 13:30:17 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Race Rock Capital, LLC CIK Number 0001856757 Filed Document 0001856757-22-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2022-10-12 13:30:17 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
GSIC III Ashton Dulles Holdco, LLC See All Filings	D	2022-10-12 13:28:29 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, and Scott Harrison CIK Number 0001949840 Filed Document 0001949840-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-10-12 13:28:29 UTC Type of Offering D Industry REITS and Finance Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Lions Gate Partners LLC / NE See All Filings	D	2022-10-12 13:23:25 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers N/A CIK Number 0001949664 Filed Document 0001949664-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-10-12 13:23:25 UTC Type of Offering D Industry Commercial Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
Public Policy Holding Company, Inc. See All Filings	D	2022-10-12 13:21:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001903508 Filed Document 0001903508-22-000003 Exclusions or Exemptions 506c Accepted Date 2022-10-12 13:21:01 UTC Type of Offering D Industry Other Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Landline Co See All Filings	D	2022-10-12 13:17:41 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Gregory Weinberg and Barry Snyder CIK Number 0001892095 Filed Document 0001892095-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-10-12 13:17:41 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
SKYLINE 101 UNITED INVESTORS, LLC See All Filings	D	2022-10-12 13:17:05 UTC
Amount To Be Raised $2,725,000 Associated Brokers / Dealers N/A CIK Number 0001949375 Filed Document 0001949375-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-10-12 13:17:05 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Lineage Financial Network, Inc. See All Filings	D	2022-10-12 13:16:24 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers PNC Capital Markets LLC CIK Number 0001800302 Filed Document 0001800302-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-10-12 13:16:24 UTC Type of Offering D Industry Commercial Banking Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Debt
HPI Real Estate Fund X LLC See All Filings	D/A	2022-10-12 13:15:50 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers Orchard Securities, LLC, Concorde Investment Services, LLC, Chelsea Morgan Securities, Inc., DFPG Investments, LLC, Sunbelt Securities, Inc., Great Point Capital LLC, Gramercy Securities, Inc., Cabin Securities, Inc., DAI Securities, LLC, American Trust Investment Services, Inc., Arete Wealth Management, LLC, Innovation Partners LLC, Lion Street Financial, LLC, Emerson Equity LLC, Aegis Capital Corp., A.G.P./Alliance Global Partners, American Independent Securities Group, LLC, American Portfolios Financial Services Inc., Arkadios Capital, BD4RIA, Inc., Berthel, Fisher & Company Financial Services, Inc., Cabot Lodge Securities LLC, Colorado Financial Service Corporation, FNEX Capital, LLC, Independent Financial Group, LLC, Kalos Capital, Inc., Madison Avenue Securities, LLC, Money Concepts Capital Corp, SFA Financial, LLC, Sharenett Securities LLC, Westpark Capital, Inc., and Whitehall-Parker Securities, Inc. CIK Number 0001933027 Filed Document 0001567619-22-018434 Exclusions or Exemptions 506b Accepted Date 2022-10-12 13:15:50 UTC Type of Offering D/A Industry Commercial Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity