Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Sunstone Income Apartments VI, LLC See All Filings	D	2022-10-13 17:05:41 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers Ceros Financial Services Inc. CIK Number 0001949929 Filed Document 0001949929-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-10-13 17:05:41 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PI Cloud Tech, Inc. See All Filings	C/A	2022-10-13 17:04:44 UTC
Financial Interest Equity equal to 2.5% multiplied by the capital raised divided by the post-money valuation of the Company at closing. Filing Platform CASTLE PLACEMENT, LLC Offering Amount $5,000,000 CIK Number 0001903404 Filed Document 0001096906-22-002481 Accepted Date 2022-10-13 17:04:44 UTC Type of Offering C/A Security Offered Amount 2,136 Security Offered Type Other State NEW YORK
Greybrook Kipling Station Trust See All Filings	D	2022-10-13 17:04:15 UTC
Amount To Be Raised $189,504 Associated Brokers / Dealers Tangent Capital Partners, LLC CIK Number 0001946949 Filed Document 0001567619-22-018496 Exclusions or Exemptions 506c Accepted Date 2022-10-13 17:04:15 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Enlaza Therapeutics, Inc. See All Filings	D	2022-10-13 17:04:03 UTC
Amount To Be Raised $311,977 Associated Brokers / Dealers N/A CIK Number 0001852950 Filed Document 0001852950-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-10-13 17:04:03 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ExchangeRight Net-Leased Portfolio 59 DST See All Filings	D	2022-10-13 16:57:45 UTC
Amount To Be Raised $62,345,000 Associated Brokers / Dealers Lighthouse Capital Group, LLC CIK Number 0001946436 Filed Document 0001946436-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-10-13 16:57:45 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
SQQ INC. See All Filings	D	2022-10-13 16:57:34 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001826590 Filed Document 0001814554-22-000006 Exclusions or Exemptions 506b Accepted Date 2022-10-13 16:57:34 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Ellington Private Opportunities Fund III LP See All Filings	D/A	2022-10-13 16:56:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001887528 Filed Document 0001012975-22-000437 Exclusions or Exemptions 506b Accepted Date 2022-10-13 16:56:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Halle True Environmental Fund LLC See All Filings	D	2022-10-13 16:54:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001950026 Filed Document 0000919574-22-005959 Exclusions or Exemptions 506b Accepted Date 2022-10-13 16:54:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
JCP V Warehouse, L.P. See All Filings	D	2022-10-13 16:54:25 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001946551 Filed Document 0000897069-22-000569 Exclusions or Exemptions 506b Accepted Date 2022-10-13 16:54:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AmazeVR, Inc. See All Filings	D	2022-10-13 16:52:36 UTC
Amount To Be Raised $45,260,242 Associated Brokers / Dealers N/A CIK Number 0001763968 Filed Document 0001763968-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-10-13 16:52:36 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Palermo Capital Opportunity Fund, LP See All Filings	D/A	2022-10-13 16:46:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001875130 Filed Document 0001903574-22-000011 Exclusions or Exemptions 506b Accepted Date 2022-10-13 16:46:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ellington Private Opportunities Partners III LP See All Filings	D/A	2022-10-13 16:44:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001887530 Filed Document 0001012975-22-000436 Exclusions or Exemptions 506b Accepted Date 2022-10-13 16:44:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Easy Access, Inc. See All Filings	D	2022-10-13 16:44:15 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001950223 Filed Document 0001950223-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-10-13 16:44:15 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Debt
SHF Holdings, Inc. See All Filings	D	2022-10-13 16:43:51 UTC
Amount To Be Raised $20,450,000 Associated Brokers / Dealers Benchmark Investments, LLC CIK Number 0001854963 Filed Document 0001854963-22-000003 Exclusions or Exemptions 506c Accepted Date 2022-10-13 16:43:51 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business COLORADO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Keriton, Inc. See All Filings	D	2022-10-13 16:43:08 UTC
Amount To Be Raised $1,162,997 Associated Brokers / Dealers N/A CIK Number 0001690238 Filed Document 0001690238-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-10-13 16:43:08 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Carlyle Property Investors-B, L.P. See All Filings	D/A	2022-10-13 16:38:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG Capital Markets L.L.C. CIK Number 0001652704 Filed Document 0001652704-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-10-13 16:38:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sixth Street Growth Partners II (B), L.P. See All Filings	D/A	2022-10-13 16:37:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001871336 Filed Document 0001871336-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-10-13 16:37:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Enlaza Therapeutics, Inc. See All Filings	D	2022-10-13 16:34:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001852950 Filed Document 0001852950-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-10-13 16:34:48 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Mansoor X II LLC See All Filings	C	2022-10-13 16:32:38 UTC
Financial Interest None Filing Platform ANDES CAPITAL GROUP, LLC Offering Amount $5,000,000 CIK Number 0001948831 Filed Document 0001948831-22-000002 Accepted Date 2022-10-13 16:32:38 UTC Type of Offering C Security Offered Amount 500 Security Offered Type Other State MARYLAND
Dash X, Inc. See All Filings	C	2022-10-13 16:31:41 UTC
Financial Interest 0 Filing Platform Silicon Prairie Online LLC Offering Amount CIK Number 0001950279 Filed Document 0001950279-22-000001 Accepted Date 2022-10-13 16:31:41 UTC Type of Offering C Security Offered Amount 124,000 Security Offered Type Common Stock State WASHINGTON
AQR Real Return Fund II, L.P. See All Filings	D/A	2022-10-13 16:30:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AQR Investments, LLC CIK Number 0001519756 Filed Document 0001405086-22-000291 Exclusions or Exemptions 506b Accepted Date 2022-10-13 16:30:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sixth Street Growth Partners II (A), L.P. See All Filings	D/A	2022-10-13 16:29:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001871358 Filed Document 0001871358-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-10-13 16:29:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AQR Equity Market Neutral Global Value World Alphaport Fund, L.P. See All Filings	D/A	2022-10-13 16:28:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AQR INVESTMENTS, LLC CIK Number 0001932589 Filed Document 0001405086-22-000290 Exclusions or Exemptions 506b Accepted Date 2022-10-13 16:28:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AQR EQUITY MARKET NEUTRAL GLOBAL VALUE ALPHAPORT FUND, L.P. See All Filings	D/A	2022-10-13 16:26:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AQR INVESTMENTS, LLC CIK Number 0001919477 Filed Document 0001405086-22-000289 Exclusions or Exemptions 506b Accepted Date 2022-10-13 16:26:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Carlyle Property Investors-A, L.P. See All Filings	D/A	2022-10-13 16:25:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG Capital Markets L.L.C. CIK Number 0001652701 Filed Document 0001652701-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-10-13 16:25:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kawa CRE Offshore Fund I, LP See All Filings	D	2022-10-13 16:24:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BTG Pactual US Capital, LLC CIK Number 0001941982 Filed Document 0001398344-22-020147 Exclusions or Exemptions 506b Accepted Date 2022-10-13 16:24:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AQR GRPT EL Offshore Fund Ltd. See All Filings	D/A	2022-10-13 16:24:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AQR Investments, LLC CIK Number 0001616043 Filed Document 0001405086-22-000288 Exclusions or Exemptions 506b Accepted Date 2022-10-13 16:24:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AQR GRPT EL Offshore Fund Ltd. See All Filings	D/A	2022-10-13 16:22:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AQR Investments, LLC CIK Number 0001616043 Filed Document 0001405086-22-000287 Exclusions or Exemptions 506b Accepted Date 2022-10-13 16:22:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BP KBIV KY Holdings LLC See All Filings	D	2022-10-13 16:22:13 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001950402 Filed Document 0001950402-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-10-13 16:22:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
True Life Companies Elite Fund III, LLC See All Filings	D	2022-10-13 16:22:12 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Orchard Securities, LLC CIK Number 0001950374 Filed Document 0001950374-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-10-13 16:22:12 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
AQR Enhanced Style Premia Fund, L.P. See All Filings	D/A	2022-10-13 16:21:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AQR Investments, LLC CIK Number 0001590479 Filed Document 0001405086-22-000286 Exclusions or Exemptions 506b Accepted Date 2022-10-13 16:21:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AQR Equity Market Neutral Global Value Fund, L.P. See All Filings	D/A	2022-10-13 16:20:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AQR Investments, LLC CIK Number 0001656773 Filed Document 0001405086-22-000285 Exclusions or Exemptions 506b Accepted Date 2022-10-13 16:20:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kawa CRE Master Fund I, LLC See All Filings	D	2022-10-13 16:20:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BTG Pactual US Capital, LLC CIK Number 0001941914 Filed Document 0001398344-22-020146 Exclusions or Exemptions 506b Accepted Date 2022-10-13 16:20:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AQR GRP EL Dynamic Fund, L.P. See All Filings	D/A	2022-10-13 16:19:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AQR Investments, LLC CIK Number 0001577558 Filed Document 0001405086-22-000284 Exclusions or Exemptions 506b Accepted Date 2022-10-13 16:19:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DW OKLAHOMA #32 LP See All Filings	D	2022-10-13 16:19:34 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001950555 Filed Document 0001950555-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-10-13 16:19:34 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Applied Logic Partners, L.P. See All Filings	D/A	2022-10-13 16:18:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001829309 Filed Document 0001829309-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-10-13 16:18:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RREF III GNR Phase I REIT, LLC See All Filings	D	2022-10-13 16:18:10 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, and Scott Harrison CIK Number 0001950024 Filed Document 0001950024-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-10-13 16:18:10 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AQR GRP EL Fund, LP See All Filings	D/A	2022-10-13 16:18:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AQR Investments, LLC CIK Number 0001525196 Filed Document 0001405086-22-000283 Exclusions or Exemptions 506b Accepted Date 2022-10-13 16:18:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ellington Enhanced Income Fund Ltd. See All Filings	D/A	2022-10-13 16:17:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681046 Filed Document 0001012975-22-000435 Exclusions or Exemptions 506b Accepted Date 2022-10-13 16:17:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
1798 Volantis Catalyst III Ltd See All Filings	D/A	2022-10-13 16:17:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001886808 Filed Document 0001886808-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-10-13 16:17:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pillow, LLC See All Filings	D	2022-10-13 16:17:03 UTC
Amount To Be Raised $1,550,000 Associated Brokers / Dealers N/A CIK Number 0001950075 Filed Document 0001950075-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-10-13 16:17:03 UTC Type of Offering D Industry Residential Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
AQR Global Defensive Equity Fund, L.P. See All Filings	D/A	2022-10-13 16:16:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AQR Investments, LLC CIK Number 0001512432 Filed Document 0001405086-22-000282 Exclusions or Exemptions 506b Accepted Date 2022-10-13 16:16:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AQR Multi-Strategy Fund XIV, L.P. See All Filings	D/A	2022-10-13 16:15:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AQR Investments, LLC CIK Number 0001657794 Filed Document 0001405086-22-000281 Exclusions or Exemptions 506b Accepted Date 2022-10-13 16:15:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CastleKnight Onshore Fund LP See All Filings	D/A	2022-10-13 16:15:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001818995 Filed Document 0000919574-22-005954 Exclusions or Exemptions 506b Accepted Date 2022-10-13 16:15:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AQR Global Risk Premium Tactical Offshore Fund II Ltd See All Filings	D/A	2022-10-13 16:14:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AQR Investments, LLC CIK Number 0001414070 Filed Document 0001405086-22-000280 Exclusions or Exemptions 506b Accepted Date 2022-10-13 16:14:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OP Fund I, a series of MyAsiaVC Alt Investments, LP See All Filings	D	2022-10-13 16:10:16 UTC
Amount To Be Raised $279,860 Associated Brokers / Dealers N/A CIK Number 0001950625 Filed Document 0001950625-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-10-13 16:10:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Curavit Clinical Research Corp See All Filings	D	2022-10-13 16:06:22 UTC
Amount To Be Raised $8,893,329 Associated Brokers / Dealers N/A CIK Number 0001947723 Filed Document 0001947723-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-10-13 16:06:22 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ellington Enhanced Income Partners LLC See All Filings	D/A	2022-10-13 16:05:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001707994 Filed Document 0001012975-22-000434 Exclusions or Exemptions 506b Accepted Date 2022-10-13 16:05:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
BetterTime Co. See All Filings	D/A	2022-10-13 16:01:26 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001760064 Filed Document 0001760064-22-000002 Exclusions or Exemptions 504 and 506b Accepted Date 2022-10-13 16:01:26 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
Toronado Fund, L.P. See All Filings	D/A	2022-10-13 15:59:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580038 Filed Document 0001580038-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-10-13 15:59:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund