Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
3G Fund 13, LLC See All Filings	D/A	2022-10-14 16:33:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers More than five (5) Associated Persons CIK Number 0001939876 Filed Document 0001104659-22-108883 Exclusions or Exemptions 506c Accepted Date 2022-10-14 16:33:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
INVESTORS OF PTA 35, LP See All Filings	D	2022-10-14 16:33:01 UTC
Amount To Be Raised $1,230,971 Associated Brokers / Dealers N/A CIK Number 0001944192 Filed Document 0001944195-22-000003 Exclusions or Exemptions 506b Accepted Date 2022-10-14 16:33:01 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Optasia Technologies, Inc. See All Filings	D	2022-10-14 16:31:25 UTC
Amount To Be Raised $2,967,046 Associated Brokers / Dealers N/A CIK Number 0001934609 Filed Document 0001934609-22-000003 Exclusions or Exemptions 506b Accepted Date 2022-10-14 16:31:25 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Igneous LLC See All Filings	D	2022-10-14 16:27:23 UTC
Amount To Be Raised $7,050,000 Associated Brokers / Dealers N/A CIK Number 0001950160 Filed Document 0001950160-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-10-14 16:27:23 UTC Type of Offering D Industry Agriculture Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FORT CRE 2022-FL3 REIT LLC See All Filings	D	2022-10-14 16:25:38 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H&L Equities CIK Number 0001947183 Filed Document 0001947183-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-10-14 16:25:38 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Saphena Medical, Inc. See All Filings	D	2022-10-14 16:22:47 UTC
Amount To Be Raised $6,579,935 Associated Brokers / Dealers N/A CIK Number 0001570417 Filed Document 0001570417-22-000003 Exclusions or Exemptions 506b Accepted Date 2022-10-14 16:22:47 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Nexus Ventures X Storage Arvin CA LLC See All Filings	D	2022-10-14 16:22:08 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001950763 Filed Document 0001950763-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-10-14 16:22:08 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Tipsy Lady, Inc. See All Filings	C-W	2022-10-14 16:21:16 UTC
Financial Interest Filing Platform Offering Amount CIK Number 0001937539 Filed Document 0001746059-22-000367 Accepted Date 2022-10-14 16:21:16 UTC Type of Offering C-W Security Offered Amount N/A Security Offered Type State
Retisio Inc. See All Filings	D	2022-10-14 16:21:10 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001904517 Filed Document 0001904517-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-10-14 16:21:10 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
PF Block 2 Fund - Historic (OZ), a Series of PF Capital Fund, LP See All Filings	D	2022-10-14 16:19:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001934483 Filed Document 0001934470-22-000004 Exclusions or Exemptions 506b Accepted Date 2022-10-14 16:19:33 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
Spy Rock Development Fund I (QP), LP See All Filings	D	2022-10-14 16:17:15 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001948948 Filed Document 0001948948-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-10-14 16:17:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BLDG Tahoe LLC See All Filings	D	2022-10-14 16:16:22 UTC
Amount To Be Raised $3,696,000 Associated Brokers / Dealers N/A CIK Number 0001950724 Filed Document 0001683168-22-006913 Exclusions or Exemptions 506b Accepted Date 2022-10-14 16:16:22 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Stewards Spectrum Fund, LLC See All Filings	D/A	2022-10-14 16:16:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001887982 Filed Document 0001887982-22-000001 Exclusions or Exemptions 506c Accepted Date 2022-10-14 16:16:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
INVIVO THERAPEUTICS HOLDINGS CORP. See All Filings	D	2022-10-14 16:11:28 UTC
Amount To Be Raised $6,249,999 Associated Brokers / Dealers H.C. Wainwright & Co., LLC CIK Number 0001292519 Filed Document 0001292519-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-10-14 16:11:28 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Investors of Waco 38, LP See All Filings	D	2022-10-14 16:11:18 UTC
Amount To Be Raised $1,560,000 Associated Brokers / Dealers N/A CIK Number 0001944195 Filed Document 0001944195-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-10-14 16:11:18 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PF Block 2 Fund - Historic, a Series of PF Capital Fund, LP See All Filings	D	2022-10-14 16:09:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001934482 Filed Document 0001934470-22-000003 Exclusions or Exemptions 506b Accepted Date 2022-10-14 16:09:43 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
Spy Rock Development Fund I, LP See All Filings	D	2022-10-14 16:09:09 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001948902 Filed Document 0001948902-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-10-14 16:09:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AV Opportunity Fund 4 Pack September 2022, LLC See All Filings	D	2022-10-14 16:08:52 UTC
Amount To Be Raised $420,000 Associated Brokers / Dealers None CIK Number 0001946247 Filed Document 0001949779-22-000005 Exclusions or Exemptions 506c Accepted Date 2022-10-14 16:08:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Nuveen CLO Opportunities Fund LP See All Filings	D	2022-10-14 16:08:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001949046 Filed Document 0001949046-22-000004 Exclusions or Exemptions 506b Accepted Date 2022-10-14 16:08:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BAYARD GLOBAL HIGH DIVIDEND YIELD FUND LP See All Filings	D/A	2022-10-14 16:08:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001516949 Filed Document 0001013594-22-000648 Exclusions or Exemptions 506b Accepted Date 2022-10-14 16:08:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
MacKenzie Realty Capital, Inc. See All Filings	1-A POS	2022-10-14 16:06:47 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers Arete Wealth Management LLC CIK Number 0001550913 Filed Document 0001550913-22-000025 Accepted Date 2022-10-14 16:06:47 UTC Type of Offering 1-A POS Industry REAL ESTATE INVESTMENT TRUSTS Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $10,369,174 State of Jurisdiction MARYLAND Type of Security Equity (common or preferred stock)
PURE CAPITAL SOLUTIONS, INC. See All Filings	D/A	2022-10-14 16:06:11 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001406434 Filed Document 0001548123-22-000149 Exclusions or Exemptions 506b Accepted Date 2022-10-14 16:06:11 UTC Type of Offering D/A Industry Other Principal Place of Business MINNESOTA Revenue or Assets $No Revenues Type of Security Equity
ChromaDex Corp. See All Filings	D	2022-10-14 16:05:16 UTC
Amount To Be Raised $3,100,000 Associated Brokers / Dealers N/A CIK Number 0001386570 Filed Document 0001415889-22-010560 Exclusions or Exemptions 506b Accepted Date 2022-10-14 16:05:16 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Derby Copeland Credit Fund I, LP See All Filings	D	2022-10-14 16:03:59 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001950668 Filed Document 0001950668-22-000001 Exclusions or Exemptions 506c Accepted Date 2022-10-14 16:03:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Carapace Buffered Dividend Income Fund Series - 1, a series of Carapace Funds, LLC See All Filings	D/A	2022-10-14 16:01:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001721339 Filed Document 0001567619-22-018515 Exclusions or Exemptions 506b Accepted Date 2022-10-14 16:01:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BrainScanology Inc See All Filings	C	2022-10-14 15:54:54 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $1,070,000 CIK Number 0001834218 Filed Document 0001670254-22-001071 Accepted Date 2022-10-14 15:54:54 UTC Type of Offering C Security Offered Amount 50,000 Security Offered Type Other State CALIFORNIA
PF Block 1 Fund -Office/Retail (OZ), a Series of PF Capital Fund, LP See All Filings	D	2022-10-14 15:54:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001934477 Filed Document 0001934470-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-10-14 15:54:41 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
AV Opportunity Fund 3Q, LLC See All Filings	D	2022-10-14 15:50:56 UTC
Amount To Be Raised $538,332 Associated Brokers / Dealers None CIK Number 0001946246 Filed Document 0001949779-22-000004 Exclusions or Exemptions 506c Accepted Date 2022-10-14 15:50:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Bansk Fund I-A, L.P. See All Filings	D/A	2022-10-14 15:44:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Freres & Co. LLC and Lazard & Co., Limited CIK Number 0001885339 Filed Document 0001885339-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-10-14 15:44:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BOTTEGA HOLDINGS, LP See All Filings	D	2022-10-14 15:44:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Silver Leaf Partners, LLC CIK Number 0001950090 Filed Document 0001950090-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-10-14 15:44:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Koloni, Inc. See All Filings	D	2022-10-14 15:42:47 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001892766 Filed Document 0001892766-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-10-14 15:42:47 UTC Type of Offering D Industry Other Technology Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
Moonshot Junior, Inc See All Filings	C	2022-10-14 15:38:18 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $409,500 CIK Number 0001820470 Filed Document 0001670254-22-001070 Accepted Date 2022-10-14 15:38:18 UTC Type of Offering C Security Offered Amount 50,000 Security Offered Type Other State CALIFORNIA
Poppy Grove I, LP See All Filings	D	2022-10-14 15:37:18 UTC
Amount To Be Raised $31,603,085 Associated Brokers / Dealers N/A CIK Number 0001950571 Filed Document 0001950571-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-10-14 15:37:18 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Other
PF Block 1 Fund -Office/Retail, a Series of PF Capital Fund, LP See All Filings	D	2022-10-14 15:36:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001934470 Filed Document 0001934470-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-10-14 15:36:22 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
Thurston Opportunity Fund I, LP See All Filings	D	2022-10-14 15:32:36 UTC
Amount To Be Raised $15,100,000 Associated Brokers / Dealers N/A CIK Number 0001950676 Filed Document 0001879001-22-000004 Exclusions or Exemptions 506b Accepted Date 2022-10-14 15:32:36 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AV Emmet Street Ventures Fund 1Q, LLC See All Filings	D	2022-10-14 15:30:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Daniel C Burns, Darrin H Wizst, Stacey H Tsai, and Charles S Patrick CIK Number 0001949786 Filed Document 0001949779-22-000003 Exclusions or Exemptions 506c Accepted Date 2022-10-14 15:30:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AGIF I Investors, LLC See All Filings	D	2022-10-14 15:26:18 UTC
Amount To Be Raised $10,710,000 Associated Brokers / Dealers N/A CIK Number 0001948069 Filed Document 0001948069-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-10-14 15:26:18 UTC Type of Offering D Industry Commercial Principal Place of Business OKLAHOMA Revenue or Assets $No Revenues Type of Security Equity
AV Emmet Street Ventures Fund 1, LLC See All Filings	D	2022-10-14 15:23:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Daniel C Burns, Darrin H Wizst, Stacey H Tsai, and Charles S Patrick CIK Number 0001949818 Filed Document 0001949779-22-000002 Exclusions or Exemptions 506c Accepted Date 2022-10-14 15:23:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
LAC Co-Investors Skaleet, L.P. See All Filings	D	2022-10-14 15:20:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001949264 Filed Document 0001567619-22-018514 Exclusions or Exemptions 506b Accepted Date 2022-10-14 15:20:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Mission Crest Macro Fund, Ltd. See All Filings	D/A	2022-10-14 15:19:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001855839 Filed Document 0001855839-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-10-14 15:19:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
HP Ventures Group LLC See All Filings	D	2022-10-14 15:18:48 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001575605 Filed Document 0001575605-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-10-14 15:18:48 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Stonegate Title Agency LLC See All Filings	D	2022-10-14 15:18:38 UTC
Amount To Be Raised $39,000 Associated Brokers / Dealers N/A CIK Number 0001732022 Filed Document 0001732022-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-10-14 15:18:38 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Grande Delta Corp See All Filings	D	2022-10-14 15:17:56 UTC
Amount To Be Raised $2,370,621 Associated Brokers / Dealers N/A CIK Number 0001950184 Filed Document 0001950184-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-10-14 15:17:56 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Exempt Me Now, Inc. See All Filings	D	2022-10-14 15:14:52 UTC
Amount To Be Raised $34,382,500 Associated Brokers / Dealers N/A CIK Number 0001750974 Filed Document 0001750974-22-000003 Exclusions or Exemptions 506b Accepted Date 2022-10-14 15:14:52 UTC Type of Offering D Industry Other Technology Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Equity
Nectar Plum Tree 2022, LLC See All Filings	D	2022-10-14 15:13:20 UTC
Amount To Be Raised $2,428,191 Associated Brokers / Dealers N/A CIK Number 0001949339 Filed Document 0001949339-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-10-14 15:13:20 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
AV Arbor Street Ventures Fund 1, LLC See All Filings	D	2022-10-14 15:13:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Daniel C Burns, Darrin H Wizst, Stacey H Tsai, and Charles S Patrick CIK Number 0001949779 Filed Document 0001949779-22-000001 Exclusions or Exemptions 506c Accepted Date 2022-10-14 15:13:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Micro Medical Solutions, Inc. See All Filings	D	2022-10-14 15:11:12 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001618948 Filed Document 0001618948-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-10-14 15:11:12 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
AGIF I Partners, LLC See All Filings	D	2022-10-14 15:09:20 UTC
Amount To Be Raised $10,710,000 Associated Brokers / Dealers Tapp Ashton Gray Incorporated, LLC CIK Number 0001947908 Filed Document 0001947908-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-10-14 15:09:20 UTC Type of Offering D Industry Commercial Principal Place of Business OKLAHOMA Revenue or Assets $No Revenues Type of Security Equity
ABS Emerging Markets MA Fund, L.P. See All Filings	D/A	2022-10-14 15:03:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001874527 Filed Document 0001013594-22-000647 Exclusions or Exemptions 506b Accepted Date 2022-10-14 15:03:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Seminal Food & Nutrition SPV IV, LP See All Filings	D	2022-10-14 15:02:46 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001950628 Filed Document 0001950628-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-10-14 15:02:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund