Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Salient MLP Total Return Fund, L.P. See All Filings	D/A	2022-12-30 08:21:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers EDI Financial Inc., UMB Financial Services, Inc., Morgan Stanley Smith Barney LLC, Stifel, Nicolaus & Company, Incorporated, USCA Securities, LLC, Salient Capital L.P., Applied Capital, LLC, Hightower Securities LLC, ROCKEFELLER FINANCIAL LLC, and SUNBELT SECURITIES, INC. CIK Number 0001589065 Filed Document 0001589065-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-12-30 08:21:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SEAHAWK COVE SH, LLC See All Filings	D	2022-12-30 07:54:35 UTC
Amount To Be Raised $2,850,000 Associated Brokers / Dealers N/A CIK Number 0001960349 Filed Document 0001960349-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-12-30 07:54:35 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
OSP Gannett Holdings, LLC See All Filings	D	2022-12-30 07:53:42 UTC
Amount To Be Raised $316,109,901 Associated Brokers / Dealers N/A CIK Number 0001956033 Filed Document 0001956033-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-12-30 07:53:42 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Genius Juice, LLC See All Filings	C	2022-12-30 07:19:04 UTC
Financial Interest The Intermediary will also receive compensation in the form of securities equal to two percent (2%) of the total number of the securities sold in the offering. Filing Platform OpenDeal Portal LLC Offering Amount $618,000 CIK Number 0001796106 Filed Document 0001796106-22-000003 Accepted Date 2022-12-30 07:19:04 UTC Type of Offering C Security Offered Amount 25,000 Security Offered Type Other State CALIFORNIA
Blackstone Annex Onshore Fund L.P. See All Filings	D/A	2022-12-30 06:29:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001873228 Filed Document 0000902664-22-005333 Exclusions or Exemptions 506b Accepted Date 2022-12-30 06:29:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blackstone Annex Offshore Fund L.P. See All Filings	D/A	2022-12-30 06:18:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001897687 Filed Document 0000902664-22-005332 Exclusions or Exemptions 506b Accepted Date 2022-12-30 06:18:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STATE FARM MUTUAL AUTOMOBILE INSURANCE CO See All Filings	D/A	2022-12-30 06:10:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000315032 Filed Document 0001209191-22-062950 Exclusions or Exemptions 506b Accepted Date 2022-12-30 06:10:16 UTC Type of Offering D/A Industry Insurance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
12 West Long-Term Hold Overflow Fund LP See All Filings	D/A	2022-12-30 06:05:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001836950 Filed Document 0000902664-22-005331 Exclusions or Exemptions 506b Accepted Date 2022-12-30 06:05:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cerberus SFR Opportunistic Partners, L.P. See All Filings	D/A	2022-12-30 06:04:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Securities LLC CIK Number 0001838407 Filed Document 0001493152-22-036846 Exclusions or Exemptions 506b Accepted Date 2022-12-30 06:04:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cerberus SFR Opportunistic QF Partners, L.P. See All Filings	D/A	2022-12-30 06:03:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001838502 Filed Document 0001493152-22-036844 Exclusions or Exemptions 506b Accepted Date 2022-12-30 06:03:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tamarack Moxion II, LP See All Filings	D	2022-12-29 21:42:26 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001960092 Filed Document 0001960092-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-12-29 21:42:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Britannica Capital LLC See All Filings	D	2022-12-29 21:36:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001769760 Filed Document 0001769760-22-000002 Exclusions or Exemptions 506c Accepted Date 2022-12-29 21:36:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Algernon Neuroscience Inc. See All Filings	1-A	2022-12-29 21:13:59 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Delmore Group, LLC CIK Number 0001959708 Filed Document 0001062993-22-024554 Accepted Date 2022-12-29 21:13:59 UTC Type of Offering 1-A Industry PHARMACEUTICAL PREPARATIONS Offering Tier Tier2 Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $0 State of Jurisdiction BRITISH COLUMBIA, CANADA Type of Security Equity (common or preferred stock)
WCO RESIGNATION ONE LLC See All Filings	D	2022-12-29 21:01:32 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers NA CIK Number 0001960292 Filed Document 0001960292-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-12-29 21:01:32 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
CO Sourceability Co-Investment 3 LP See All Filings	D	2022-12-29 20:36:22 UTC
Amount To Be Raised $12,713,958 Associated Brokers / Dealers N/A CIK Number 0001957530 Filed Document 0001957530-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-12-29 20:36:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Apollo Aligned Alternatives IDF, LP See All Filings	D	2022-12-29 20:13:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001957809 Filed Document 0000950142-22-003495 Exclusions or Exemptions 506c Accepted Date 2022-12-29 20:13:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Upshift Inc. See All Filings	C/A	2022-12-29 19:43:01 UTC
Financial Interest The Intermediary will also receive a Security-compensation equal to one percent of the total number of Securities sold in the Offering. Filing Platform OpenDeal Portal LLC Offering Amount $535,000 CIK Number 0001722137 Filed Document 0001722137-22-000009 Accepted Date 2022-12-29 19:43:01 UTC Type of Offering C/A Security Offered Amount 25,000 Security Offered Type Other State CALIFORNIA
ASC San Rafael LLC See All Filings	D	2022-12-29 19:18:38 UTC
Amount To Be Raised $28,311,530 Associated Brokers / Dealers N/A CIK Number 0001959981 Filed Document 0001959981-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-12-29 19:18:38 UTC Type of Offering D Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
EVOLUTION REAL ESTATE INVESTMENTS LLC See All Filings	D	2022-12-29 19:02:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001958152 Filed Document 0001958152-22-000001 Exclusions or Exemptions 506c Accepted Date 2022-12-29 19:02:51 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Debt
WASATCH PEAKS RANCH CLUB, LLC See All Filings	D	2022-12-29 18:41:56 UTC
Amount To Be Raised $352,500,000 Associated Brokers / Dealers N/A CIK Number 0001954831 Filed Document 0001954831-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-12-29 18:41:56 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Other
NORCOR TECHNOLOGIES Corp See All Filings	1-A	2022-12-29 18:32:07 UTC
Amount To Be Raised $10,800,000 Associated Brokers / Dealers N/A CIK Number 0001396797 Filed Document 0001396797-22-000006 Accepted Date 2022-12-29 18:32:07 UTC Type of Offering 1-A Industry DRILLING OIL & GAS WELLS Offering Tier Tier2 Principal Place of Business NORTH CAROLINA Revenue or Assets $0 State of Jurisdiction GEORGIA Type of Security Equity (common or preferred stock)
CBXmarket, Inc. See All Filings	D	2022-12-29 18:30:26 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001926858 Filed Document 0001926858-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-12-29 18:30:26 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Automation Intellect, Inc. See All Filings	D	2022-12-29 18:27:54 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001769400 Filed Document 0001769400-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-12-29 18:27:54 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Fundamental Solar Finance LP See All Filings	D	2022-12-29 18:25:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PJT Partners LP and Keel Harbour Capital Limited CIK Number 0001817405 Filed Document 0001817405-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-12-29 18:25:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Russell Seniors IV, LLC See All Filings	D	2022-12-29 18:15:19 UTC
Amount To Be Raised $18,414,420 Associated Brokers / Dealers N/A CIK Number 0001960285 Filed Document 0001960285-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-12-29 18:15:19 UTC Type of Offering D Industry Residential Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
ROWHOMES 1, LLC See All Filings	D	2022-12-29 18:04:59 UTC
Amount To Be Raised $1,385,001 Associated Brokers / Dealers N/A CIK Number 0001959215 Filed Document 0001959215-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-12-29 18:04:59 UTC Type of Offering D Industry Other Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
Fund 0027 a series of Assure Labs GB 2022, LLC See All Filings	D	2022-12-29 18:02:07 UTC
Amount To Be Raised $66,804 Associated Brokers / Dealers N/A CIK Number 0001907947 Filed Document 0001949380-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-12-29 18:02:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kera Ventures IV, LLC See All Filings	D/A	2022-12-29 18:00:32 UTC
Amount To Be Raised $1,960,000 Associated Brokers / Dealers N/A CIK Number 0001925781 Filed Document 0001925781-22-000003 Exclusions or Exemptions 506b Accepted Date 2022-12-29 18:00:32 UTC Type of Offering D/A Industry Other Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Launchpad Therapeutics, Inc. See All Filings	D	2022-12-29 17:38:52 UTC
Amount To Be Raised $30,003,535 Associated Brokers / Dealers N/A CIK Number 0001959206 Filed Document 0001959206-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-12-29 17:38:52 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Feed Your Soul Family Therapy Inc See All Filings	D	2022-12-29 17:26:43 UTC
Amount To Be Raised $1,000 Associated Brokers / Dealers N/A CIK Number 0001960042 Filed Document 0001960042-22-000001 Exclusions or Exemptions 504, 506b, and 504.1 Accepted Date 2022-12-29 17:26:43 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EM Alpine, LLC See All Filings	D	2022-12-29 17:26:41 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001959744 Filed Document 0001959744-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-12-29 17:26:41 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
CIC V LP See All Filings	D/A	2022-12-29 17:22:23 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001917801 Filed Document 0001917801-22-000004 Exclusions or Exemptions 506b Accepted Date 2022-12-29 17:22:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
R&R Pallidus Holdings LLC See All Filings	D/A	2022-12-29 17:21:10 UTC
Amount To Be Raised $29,797,500 Associated Brokers / Dealers Wendy Marie Reiners CIK Number 0001955781 Filed Document 0001104659-22-130992 Exclusions or Exemptions 506b Accepted Date 2022-12-29 17:21:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
95 Impact ESG Fund LP See All Filings	D	2022-12-29 17:19:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001958649 Filed Document 0001958649-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-12-29 17:19:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Green Exchange, PBC See All Filings	D	2022-12-29 17:19:25 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001959610 Filed Document 0001959610-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-12-29 17:19:25 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Fund 00371 a series of Assure Labs GB 2022, LLC See All Filings	D	2022-12-29 17:16:26 UTC
Amount To Be Raised $344,670 Associated Brokers / Dealers N/A CIK Number 0001949380 Filed Document 0001949380-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-12-29 17:16:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cedara Inc. See All Filings	D	2022-12-29 17:11:37 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers N/A CIK Number 0001956968 Filed Document 0001956968-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-12-29 17:11:37 UTC Type of Offering D Industry Energy Conservation Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Green Exchange, PBC See All Filings	D	2022-12-29 17:10:02 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001959610 Filed Document 0001959610-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-12-29 17:10:02 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
StemPoint Capital Offshore Fund Ltd See All Filings	D	2022-12-29 17:08:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers JEFFERIES LLC CIK Number 0001960345 Filed Document 0000899140-22-000846 Exclusions or Exemptions 506b Accepted Date 2022-12-29 17:08:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
StemPoint Capital Fund LP See All Filings	D	2022-12-29 17:07:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers JEFFERIES LLC CIK Number 0001960394 Filed Document 0000899140-22-000845 Exclusions or Exemptions 506b Accepted Date 2022-12-29 17:07:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LOWERCARBON 421.0 PARALLEL FUND, LP See All Filings	D	2022-12-29 17:05:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001959152 Filed Document 0001950791-22-000003 Exclusions or Exemptions 506b Accepted Date 2022-12-29 17:05:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
REDWOOD MATERIALS, INC. See All Filings	D	2022-12-29 17:05:37 UTC
Amount To Be Raised $45,300,000 Associated Brokers / Dealers N/A CIK Number 0001705348 Filed Document 0001705348-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-12-29 17:05:37 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Debt
PCCP Industrial Development Feeder REIT, LLC See All Filings	D	2022-12-29 17:05:18 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, and Scott Harrison CIK Number 0001960192 Filed Document 0001960192-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-12-29 17:05:18 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DCM Bain Asia V Fund LLC See All Filings	D	2022-12-29 17:02:23 UTC
Amount To Be Raised $6,355,000 Associated Brokers / Dealers N/A CIK Number 0001960225 Filed Document 0001960225-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-12-29 17:02:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
CIC V LP See All Filings	D	2022-12-29 17:01:56 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001917801 Filed Document 0001917801-22-000003 Exclusions or Exemptions 506b Accepted Date 2022-12-29 17:01:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Workforce Housing REIT, LLC See All Filings	D	2022-12-29 17:00:25 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, and Scott Harrison CIK Number 0001960195 Filed Document 0001960195-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-12-29 17:00:25 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CSF III, LP See All Filings	D/A	2022-12-29 16:58:05 UTC
Amount To Be Raised $355,000,000 Associated Brokers / Dealers EASTDIL SECURED ADVISORS LLC and CLIFTONLARSONALLEN WEALTH ADVISORS, LLC CIK Number 0001899403 Filed Document 0001899403-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-12-29 16:58:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
LOWERCARBON SF6 10.99 OPPORTUNITY, LP See All Filings	D	2022-12-29 16:57:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001950807 Filed Document 0001950791-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-12-29 16:57:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ark Global Emerging Companies, LP See All Filings	D/A	2022-12-29 16:53:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001726104 Filed Document 0001726104-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-12-29 16:53:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BODY & MIND INC. See All Filings	D	2022-12-29 16:50:33 UTC
Amount To Be Raised $979,467 Associated Brokers / Dealers N/A CIK Number 0001715611 Filed Document 0001062993-22-024549 Exclusions or Exemptions 506b Accepted Date 2022-12-29 16:50:33 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity