Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Capstone Income Opportunities III, LLC See All Filings	D/A	2023-05-17 08:58:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001913466 Filed Document 0000902664-23-003135 Exclusions or Exemptions 506b Accepted Date 2023-05-17 08:58:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stillpoint Onshore Investments LP See All Filings	D/A	2023-05-17 08:52:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001925106 Filed Document 0000902664-23-003133 Exclusions or Exemptions 506b Accepted Date 2023-05-17 08:52:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Stillpoint Offshore Investments Ltd See All Filings	D/A	2023-05-17 08:48:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001924799 Filed Document 0000902664-23-003131 Exclusions or Exemptions 506b Accepted Date 2023-05-17 08:48:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Nordflint Fund LLC See All Filings	D/A	2023-05-17 08:44:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001907011 Filed Document 0001907011-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-17 08:44:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
OceanLink Partners Fund, LP See All Filings	D/A	2023-05-17 08:37:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Steven Nathan Friedman and Steven Nathan Friedman CIK Number 0001708574 Filed Document 0001708574-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-17 08:37:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stillpoint Investments Master LP See All Filings	D/A	2023-05-17 08:36:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001924809 Filed Document 0000902664-23-003129 Exclusions or Exemptions 506b Accepted Date 2023-05-17 08:36:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Verasana Inc. See All Filings	D	2023-05-17 08:30:32 UTC
Amount To Be Raised $742,500 Associated Brokers / Dealers N/A CIK Number 0001977538 Filed Document 0001977538-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-17 08:30:32 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
DSQ Ramp - Allocations Funds LLC See All Filings	D	2023-05-17 08:27:13 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001977716 Filed Document 0001977716-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-17 08:27:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alarad Partners LP See All Filings	D/A	2023-05-17 08:26:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001862975 Filed Document 0001862975-23-000001 Exclusions or Exemptions 506c Accepted Date 2023-05-17 08:26:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EmailACheck, Inc. See All Filings	C	2023-05-17 08:25:12 UTC
Financial Interest Three percent (3%) of securities of the total amount of investments raised in the offering, along the same terms as investors. Filing Platform StartEngine Capital, LLC Offering Amount $1,235,000 CIK Number 0001974671 Filed Document 0001665160-23-001261 Accepted Date 2023-05-17 08:25:12 UTC Type of Offering C Security Offered Amount 2,000 Security Offered Type Other State FLORIDA
AMAZON MARKET NEUTRAL FUND See All Filings	D	2023-05-17 08:07:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671944 Filed Document 0001671944-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-17 08:07:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Saola A.Partners SPV - Sharding Holdings Management LLC See All Filings	D	2023-05-17 07:59:17 UTC
Amount To Be Raised $302,425 Associated Brokers / Dealers N/A CIK Number 0001977776 Filed Document 0001977776-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-17 07:59:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ProstoVC Inspace - Allocations Funds LLC See All Filings	D	2023-05-17 07:26:06 UTC
Amount To Be Raised $223,325 Associated Brokers / Dealers N/A CIK Number 0001977774 Filed Document 0001977774-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-17 07:26:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
International Legal Center Inc. See All Filings	D	2023-05-17 07:19:38 UTC
Amount To Be Raised $20,085,000 Associated Brokers / Dealers N/A CIK Number 0001975093 Filed Document 0001975093-23-000002 Exclusions or Exemptions 506c Accepted Date 2023-05-17 07:19:38 UTC Type of Offering D Industry Other Technology Principal Place of Business KAZAKSTAN Revenue or Assets Decline to Disclose Type of Security Equity
Mighty Angels Keeling Labs - Allocations Funds LLC See All Filings	D	2023-05-17 07:05:02 UTC
Amount To Be Raised $63,548 Associated Brokers / Dealers N/A CIK Number 0001977714 Filed Document 0001977714-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-17 07:05:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WAGMI 38 - Sharding Holdings Management LLC See All Filings	D	2023-05-17 06:41:03 UTC
Amount To Be Raised $113,500 Associated Brokers / Dealers N/A CIK Number 0001977775 Filed Document 0001977775-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-17 06:41:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bluewatch Wander SPV - Bluewatch Ventures SPV LLC See All Filings	D	2023-05-17 06:20:58 UTC
Amount To Be Raised $394,964 Associated Brokers / Dealers N/A CIK Number 0001977715 Filed Document 0001977715-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-17 06:20:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SciTech Development L.L.C. See All Filings	D	2023-05-16 21:42:41 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001682585 Filed Document 0001682585-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-16 21:42:41 UTC Type of Offering D Industry Biotechnology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Debt
REGAL RESOURCES LONG SHORT (OFFSHORE) US FEEDER FUND See All Filings	D	2023-05-16 21:36:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001977635 Filed Document 0001977635-23-000004 Exclusions or Exemptions 506b Accepted Date 2023-05-16 21:36:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pleiad Asia Onshore Feeder Fund See All Filings	D/A	2023-05-16 21:21:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617935 Filed Document 0001617936-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-05-16 21:21:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pleiad Asia Offshore Feeder Fund See All Filings	D/A	2023-05-16 21:17:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617936 Filed Document 0001617936-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-16 21:17:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Perseverance CT Fund L.P. See All Filings	D/A	2023-05-16 21:15:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001929531 Filed Document 0001929531-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-05-16 21:15:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
U. S. REAL ESTATE INCOME & GROWTH INVESTMENT CORP. (CAYMAN) See All Filings	D/A	2023-05-16 21:10:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Institutional Investments Inc. and J.P. Morgan Securities LLC CIK Number 0001457576 Filed Document 0001140361-23-025148 Exclusions or Exemptions 506b Accepted Date 2023-05-16 21:10:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Strata/The Vue Satellite Beach LLC See All Filings	D	2023-05-16 21:09:56 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers N/A CIK Number 0001977831 Filed Document 0001977831-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-05-16 21:09:56 UTC Type of Offering D Industry Construction Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
U. S. REAL ESTATE INCOME & GROWTH FINANCE CORP. (CAYMAN) See All Filings	D/A	2023-05-16 21:04:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Institutional Investments Inc. and J.P. Morgan Securities LLC CIK Number 0001457572 Filed Document 0001140361-23-025144 Exclusions or Exemptions 506b Accepted Date 2023-05-16 21:04:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
U. S. REAL ESTATE INCOME & GROWTH CORP. (CAYMAN) See All Filings	D/A	2023-05-16 20:58:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Institutional Investments Inc. and J.P. Morgan Securities LLC CIK Number 0001457554 Filed Document 0001140361-23-025142 Exclusions or Exemptions 506b Accepted Date 2023-05-16 20:58:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Reglagene, Inc. See All Filings	D/A	2023-05-16 19:52:17 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001747083 Filed Document 0001976902-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-05-16 19:52:17 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
DIGITAL HEALTH ACQUISITION CORP. See All Filings	D	2023-05-16 19:47:37 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers Roth Capital Partners LLC and Brookline Capital Markets CIK Number 0001864531 Filed Document 0001567619-23-006111 Exclusions or Exemptions 506b Accepted Date 2023-05-16 19:47:37 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
DIGITAL HEALTH ACQUISITION CORP. See All Filings	D	2023-05-16 19:44:53 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001864531 Filed Document 0001567619-23-006109 Exclusions or Exemptions 506b Accepted Date 2023-05-16 19:44:53 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Pelorus Fund, LLC See All Filings	D/A	2023-05-16 19:40:11 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers Arcview Capital, LLC, Arcview Capital, LLC, and March Capital Corp. CIK Number 0001497402 Filed Document 0001497402-23-000002 Exclusions or Exemptions 506c Accepted Date 2023-05-16 19:40:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Japan Gold Corp. See All Filings	D	2023-05-16 19:33:23 UTC
Amount To Be Raised $3,584,640 Associated Brokers / Dealers CIBC World Markets Inc. CIK Number 0001686000 Filed Document 0001686000-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-16 19:33:23 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
UArizona Technology Fund, LLC See All Filings	D	2023-05-16 18:59:41 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001976902 Filed Document 0001976902-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-16 18:59:41 UTC Type of Offering D Industry Investing Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Eureka Therapeutics, Inc. See All Filings	D	2023-05-16 18:25:37 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001386560 Filed Document 0001386560-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-16 18:25:37 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Motos America, Inc. See All Filings	D	2023-05-16 18:17:19 UTC
Amount To Be Raised $14,205,000 Associated Brokers / Dealers Metric Financial LLC and Chuck Youngman CIK Number 0001409175 Filed Document 0001683168-23-003478 Exclusions or Exemptions 506c Accepted Date 2023-05-16 18:17:19 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Debt
RITHMM, INC. See All Filings	D	2023-05-16 18:16:30 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001971833 Filed Document 0001971833-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-16 18:16:30 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Harlem Rocket LLC See All Filings	D/A	2023-05-16 18:14:09 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001931022 Filed Document 0001393725-23-000127 Exclusions or Exemptions 506b Accepted Date 2023-05-16 18:14:09 UTC Type of Offering D/A Industry Tourism and Travel Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
U. S. REAL ESTATE INCOME & GROWTH DIRECT, LP See All Filings	D/A	2023-05-16 18:08:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Institutional Investments Inc. and J.P. Morgan Securities LLC CIK Number 0001458758 Filed Document 0001140361-23-025101 Exclusions or Exemptions 506b Accepted Date 2023-05-16 18:08:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MAXX FOR BEAUTY INC See All Filings	D	2023-05-16 18:04:52 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001977788 Filed Document 0001977788-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-16 18:04:52 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
U.S. REAL ESTATE INCOME & GROWTH DOMESTIC, LP See All Filings	D/A	2023-05-16 18:03:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Institutional Investments Inc. and J.P. Morgan Securities LLC CIK Number 0001165124 Filed Document 0001140361-23-025096 Exclusions or Exemptions 506b Accepted Date 2023-05-16 18:03:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FI-0316 Fund I, a series of Moving Capital, LP See All Filings	D/A	2023-05-16 17:59:46 UTC
Amount To Be Raised $235,308 Associated Brokers / Dealers N/A CIK Number 0001977058 Filed Document 0001977053-23-000006 Exclusions or Exemptions 506b Accepted Date 2023-05-16 17:59:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MorphImmune Inc. See All Filings	D	2023-05-16 17:57:39 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001911732 Filed Document 0001911732-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-16 17:57:39 UTC Type of Offering D Industry Other Health Care Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
ReDisco Corporation, Inc. See All Filings	C	2023-05-16 17:56:46 UTC
Financial Interest None Filing Platform truCrowd, Inc Offering Amount $1,235,000 CIK Number 0001976623 Filed Document 0001976623-23-000001 Accepted Date 2023-05-16 17:56:46 UTC Type of Offering C Security Offered Amount 20,000 Security Offered Type Common Stock State COLORADO
MED-X, INC. See All Filings	D	2023-05-16 17:48:27 UTC
Amount To Be Raised $3,450,000 Associated Brokers / Dealers N/A CIK Number 0001620704 Filed Document 0001065949-23-000053 Exclusions or Exemptions 506c Accepted Date 2023-05-16 17:48:27 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
CASCADE SEED FUND III, LLC See All Filings	D	2023-05-16 17:46:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001968786 Filed Document 0001968786-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-16 17:46:20 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
EA-0227 Fund II, a series of AX-RN-Funds, LP See All Filings	D/A	2023-05-16 17:43:58 UTC
Amount To Be Raised $386,522 Associated Brokers / Dealers N/A CIK Number 0001976558 Filed Document 0001977053-23-000005 Exclusions or Exemptions 506b Accepted Date 2023-05-16 17:43:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Miracle on 74th Street LLC See All Filings	D	2023-05-16 17:38:45 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001974933 Filed Document 0001709409-23-000005 Exclusions or Exemptions 506b Accepted Date 2023-05-16 17:38:45 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Engine Capital Offshore Fund, Ltd. See All Filings	D/A	2023-05-16 17:38:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584068 Filed Document 0001975235-23-000007 Exclusions or Exemptions 506b Accepted Date 2023-05-16 17:38:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sterifre Medical, Inc. See All Filings	D	2023-05-16 17:37:43 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001692770 Filed Document 0001692770-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-16 17:37:43 UTC Type of Offering D Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
ENGINE CAPITAL, L.P. See All Filings	D/A	2023-05-16 17:33:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580320 Filed Document 0001975235-23-000006 Exclusions or Exemptions 506b Accepted Date 2023-05-16 17:33:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
First Light Prism Feeder Fund, Ltd. See All Filings	D/A	2023-05-16 17:33:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brian Beh CIK Number 0001860191 Filed Document 0001860191-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-16 17:33:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund