Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Emerging Markets Small Cap Discovery Fund (Cayman), Ltd. See All Filings	D/A	2023-05-18 09:47:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Funds Distributors Inc. CIK Number 0001802999 Filed Document 0000919574-23-003378 Exclusions or Exemptions 506b Accepted Date 2023-05-18 09:47:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Beach Point Access LLC See All Filings	D/A	2023-05-18 09:43:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001460049 Filed Document 0001460049-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-05-18 09:43:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wellington India Opportunities Fund, Ltd. See All Filings	D/A	2023-05-18 09:42:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Funds Distributors Inc. CIK Number 0001735287 Filed Document 0000919574-23-003377 Exclusions or Exemptions 506b Accepted Date 2023-05-18 09:42:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Wellington Securitized Opportunities, Ltd. See All Filings	D/A	2023-05-18 09:39:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Funds Distributors Inc. CIK Number 0001710239 Filed Document 0000919574-23-003376 Exclusions or Exemptions 506b Accepted Date 2023-05-18 09:39:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Debt
Arctis Global Fund Ltd See All Filings	D/A	2023-05-18 09:32:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001862006 Filed Document 0000919574-23-003375 Exclusions or Exemptions 506b Accepted Date 2023-05-18 09:32:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Mutima Africa Fund LP See All Filings	D/A	2023-05-18 09:25:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001518500 Filed Document 0000919574-23-003373 Exclusions or Exemptions 506b Accepted Date 2023-05-18 09:25:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Topwater Partners Offshore Ltd. See All Filings	D/A	2023-05-18 09:25:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC CIK Number 0001668037 Filed Document 0001927534-23-000003 Exclusions or Exemptions 506b Accepted Date 2023-05-18 09:25:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AG Mortgage Value Participation Fund Ltd. See All Filings	D/A	2023-05-18 09:22:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001571333 Filed Document 0001571333-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-05-18 09:22:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BLOCKCHAIN MOMENTUM, L.P. See All Filings	D/A	2023-05-18 09:09:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719569 Filed Document 0001719569-23-000001 Exclusions or Exemptions 506c Accepted Date 2023-05-18 09:09:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AX MOMENTUM, L.P. See All Filings	D/A	2023-05-18 09:05:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001686885 Filed Document 0001686885-23-000001 Exclusions or Exemptions 506c Accepted Date 2023-05-18 09:05:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Farallon Co-Investment Feeder Fund, L.P. See All Filings	D/A	2023-05-18 09:02:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001927553 Filed Document 0001927534-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-05-18 09:02:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FIFTH KHAGAN, LP See All Filings	D/A	2023-05-18 08:58:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001749677 Filed Document 0001749677-23-000001 Exclusions or Exemptions 506c Accepted Date 2023-05-18 08:58:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brighthouse Services, LLC See All Filings	D/A	2023-05-18 08:53:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001798684 Filed Document 0001798684-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-18 08:53:44 UTC Type of Offering D/A Industry Insurance Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Farallon Co-Investment Master Fund, L.P. See All Filings	D/A	2023-05-18 08:50:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001927534 Filed Document 0001927534-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-18 08:50:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DW-TX, LP See All Filings	D/A	2023-05-18 08:40:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001740557 Filed Document 0001012975-23-000244 Exclusions or Exemptions 506b Accepted Date 2023-05-18 08:40:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WA-0322 Fund I, a series of Kube Opportunities, LP See All Filings	D/A	2023-05-18 08:37:36 UTC
Amount To Be Raised $46,300 Associated Brokers / Dealers N/A CIK Number 0001976075 Filed Document 0001976075-23-000003 Exclusions or Exemptions 506b Accepted Date 2023-05-18 08:37:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Parus Fund PLC See All Filings	D/A	2023-05-18 08:19:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671921 Filed Document 0000902664-23-003171 Exclusions or Exemptions 506b Accepted Date 2023-05-18 08:19:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kimmeridge Fund VI, LP See All Filings	D/A	2023-05-18 08:11:29 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001923240 Filed Document 0000902664-23-003170 Exclusions or Exemptions 506c Accepted Date 2023-05-18 08:11:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Octahedron Onshore Fund, L.P. See All Filings	D/A	2023-05-18 07:59:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001807020 Filed Document 0000902664-23-003169 Exclusions or Exemptions 506b Accepted Date 2023-05-18 07:59:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chewsy, LLC See All Filings	D	2023-05-18 07:58:45 UTC
Amount To Be Raised $5,813,000 Associated Brokers / Dealers N/A CIK Number 0001973791 Filed Document 0001973791-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-05-18 07:58:45 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Octahedron Offshore Fund, Ltd. See All Filings	D/A	2023-05-18 07:53:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001807014 Filed Document 0000902664-23-003168 Exclusions or Exemptions 506b Accepted Date 2023-05-18 07:53:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Destination Partners Offshore Fund Ltd See All Filings	D/A	2023-05-18 07:42:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001860875 Filed Document 0000902664-23-003167 Exclusions or Exemptions 506b Accepted Date 2023-05-18 07:42:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marshall Wace Managed Accounts ICAV-MW TOPS International Equities Fund See All Filings	D/A	2023-05-18 07:28:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642972 Filed Document 0000902664-23-003166 Exclusions or Exemptions 506b Accepted Date 2023-05-18 07:28:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EA-0227 Fund II, a series of AX-RN-Funds, LP See All Filings	D/A	2023-05-18 07:03:18 UTC
Amount To Be Raised $386,522 Associated Brokers / Dealers N/A CIK Number 0001976558 Filed Document 0001976558-23-000003 Exclusions or Exemptions 506b Accepted Date 2023-05-18 07:03:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TNG Loma Alta, LP See All Filings	D	2023-05-17 21:59:33 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001966806 Filed Document 0001973644-23-000003 Exclusions or Exemptions 506b Accepted Date 2023-05-17 21:59:33 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
REGAL RESOURCES LONG SHORT (OFFSHORE) FUND See All Filings	D	2023-05-17 21:31:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001978044 Filed Document 0001978044-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-05-17 21:31:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TNG 99VV, LP See All Filings	D	2023-05-17 21:26:44 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001973644 Filed Document 0001973644-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-05-17 21:26:44 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
CTX Cyber Fund LLC See All Filings	D	2023-05-17 20:41:41 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001977660 Filed Document 0001977660-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-17 20:41:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Norbert Health Inc See All Filings	C	2023-05-17 20:29:03 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $1,235,000 CIK Number 0001973034 Filed Document 0001670254-23-000563 Accepted Date 2023-05-17 20:29:03 UTC Type of Offering C Security Offered Amount 150,000 Security Offered Type Other State NEW YORK
Niki Opportunity Investments, LP See All Filings	D	2023-05-17 20:08:44 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001967041 Filed Document 0001967041-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-17 20:08:44 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
TLC Capital Partners Fund I, LLC See All Filings	D	2023-05-17 19:31:07 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001977685 Filed Document 0001977685-23-000001 Exclusions or Exemptions 506c Accepted Date 2023-05-17 19:31:07 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cata Labs Inc. See All Filings	D	2023-05-17 19:20:36 UTC
Amount To Be Raised $4,200,000 Associated Brokers / Dealers N/A CIK Number 0001977777 Filed Document 0001977777-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-17 19:20:36 UTC Type of Offering D Industry Other Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
TR-0324 Fund I, a series of Roll Up Vehicles, LP See All Filings	D	2023-05-17 19:19:55 UTC
Amount To Be Raised $35,000 Associated Brokers / Dealers N/A CIK Number 0001978029 Filed Document 0001978029-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-05-17 19:19:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ogborne Offshore Fund, Ltd. See All Filings	D/A	2023-05-17 18:46:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Far Hills Group, LLC CIK Number 0001754912 Filed Document 0001754912-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-17 18:46:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ogborne Partners, L.P. See All Filings	D/A	2023-05-17 18:38:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FAR HILLS GROUP, LLC CIK Number 0001532593 Filed Document 0001532593-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-17 18:38:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
JC RACER, INC. See All Filings	D	2023-05-17 18:32:54 UTC
Amount To Be Raised $495,000 Associated Brokers / Dealers N/A CIK Number 0001978159 Filed Document 0001978159-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-17 18:32:54 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Kawa Onshore Feeder Fund LLC See All Filings	D/A	2023-05-17 18:25:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Kawa Securities LLC and BTG Pactual US Capital, LLC CIK Number 0001537300 Filed Document 0001398344-23-009954 Exclusions or Exemptions 506b Accepted Date 2023-05-17 18:25:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kawa Offshore Feeder Fund Ltd See All Filings	D/A	2023-05-17 18:17:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Kawa Securities LLC and BTG Pactual US Capital, LLC CIK Number 0001537299 Filed Document 0001398344-23-009952 Exclusions or Exemptions 506b Accepted Date 2023-05-17 18:17:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WaCap - O Transportation Infrastructure Capital Partners Feeder LLC See All Filings	D/A	2023-05-17 18:16:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001929676 Filed Document 0001929676-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-17 18:16:48 UTC Type of Offering D/A Industry Investing Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
RAD Diversified REIT, Inc. See All Filings	D	2023-05-17 18:15:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001721469 Filed Document 0001721469-23-000003 Exclusions or Exemptions 506c Accepted Date 2023-05-17 18:15:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sixth Street CLO Equity Fund IV, L.P. See All Filings	D	2023-05-17 17:41:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001930716 Filed Document 0001930716-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-05-17 17:41:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SA-0209 Fund I, a series of DVC, LP See All Filings	D/A	2023-05-17 17:40:15 UTC
Amount To Be Raised $167,500 Associated Brokers / Dealers N/A CIK Number 0001976257 Filed Document 0001976257-23-000003 Exclusions or Exemptions 506b Accepted Date 2023-05-17 17:40:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Robust Ventures Fund I, LP See All Filings	D/A	2023-05-17 17:34:23 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001919715 Filed Document 0001919715-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-17 17:34:23 UTC Type of Offering D/A Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Old North Capital Investments, LLC See All Filings	D/A	2023-05-17 17:33:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692001 Filed Document 0001692001-23-000003 Exclusions or Exemptions 506b Accepted Date 2023-05-17 17:33:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
QUADRE INVESTMENTS, L.P. See All Filings	D/A	2023-05-17 17:28:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001480402 Filed Document 0001480402-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-17 17:28:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Better Puerto Rico LLC See All Filings	D/A	2023-05-17 17:27:03 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001929172 Filed Document 0001929172-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-17 17:27:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PUERTO RICO Revenue or Assets Decline to Disclose Type of Security Equity
Crosstimbers Ventures III, LP See All Filings	D/A	2023-05-17 17:23:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001929773 Filed Document 0001929773-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-17 17:23:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Redem Tech, Inc. See All Filings	D	2023-05-17 17:21:38 UTC
Amount To Be Raised $24,249,981 Associated Brokers / Dealers N/A CIK Number 0001935265 Filed Document 0001935265-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-05-17 17:21:38 UTC Type of Offering D Industry Other Technology Principal Place of Business MEXICO Revenue or Assets Decline to Disclose Type of Security Equity
Woodford Horizontal Project 62, LLC See All Filings	D	2023-05-17 17:20:15 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001978104 Filed Document 0001978104-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-05-17 17:20:15 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Masterworks 279, LLC See All Filings	1-A	2023-05-17 17:19:00 UTC
Amount To Be Raised $2,220,000 Associated Brokers / Dealers N/A CIK Number 0001976014 Filed Document 0001493152-23-017991 Accepted Date 2023-05-17 17:19:00 UTC Type of Offering 1-A Industry SERVICES-MISCELLANEOUS BUSINESS SERVICES Offering Tier Tier2 Principal Place of Business NEW YORK Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)