|
|
D/A |
2023-08-04 08:58:14 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001616238
- Filed Document
- 0000902664-23-004222
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-08-04 08:58:14 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2023-08-04 08:54:49 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001527682
- Filed Document
- 0000902664-23-004221
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-08-04 08:54:49 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2023-08-04 08:25:25 UTC |
- Amount To Be Raised
- $10,544,242
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001673270
- Filed Document
- 0001673270-23-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-08-04 08:25:25 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2023-08-04 08:15:06 UTC |
- Amount To Be Raised
- $3,924,997
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001987864
- Filed Document
- 0001987864-23-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-08-04 08:15:06 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2023-08-04 07:50:25 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001561902
- Filed Document
- 0001561902-23-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-08-04 07:50:25 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OKLAHOMA
- Revenue or Assets
- $$1 - $5,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2023-08-04 06:07:29 UTC |
- Amount To Be Raised
- $170,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001988749
- Filed Document
- 0001988749-23-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-08-04 06:07:29 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2023-08-03 21:39:09 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001923100
- Filed Document
- 0001923100-23-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-08-03 21:39:09 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
1-A |
2023-08-03 21:27:18 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001983389
- Filed Document
- 0001903596-23-000570
- Accepted Date
- 2023-08-03 21:27:18 UTC
- Type of Offering
- 1-A
- Industry
- HAZARDOUS WASTE MANAGEMENT
- Offering Tier
- Tier1
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $0
- State of Jurisdiction
- NEVADA
- Type of Security
- Equity (common or preferred stock)
|
|
|
D |
2023-08-03 20:55:59 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001985086
- Filed Document
- 0001985086-23-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-08-03 20:55:59 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
1-A POS |
2023-08-03 19:30:48 UTC |
- Amount To Be Raised
- $1,242,810
- Associated Brokers / Dealers
- Dalmore Group, LLC
- CIK Number
- 0001942208
- Filed Document
- 0001942208-23-000068
- Accepted Date
- 2023-08-03 19:30:48 UTC
- Type of Offering
- 1-A POS
- Industry
- REAL ESTATE INVESTMENT TRUSTS
- Offering Tier
- Tier2
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- $28,649
- State of Jurisdiction
- DELAWARE
- Type of Security
- Equity (common or preferred stock)
|
|
|
D |
2023-08-03 19:22:24 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001988580
- Filed Document
- 0001988580-23-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-08-03 19:22:24 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2023-08-03 19:19:41 UTC |
- Amount To Be Raised
- $30,400,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001988406
- Filed Document
- 0001988406-23-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2023-08-03 19:19:41 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2023-08-03 19:11:00 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001988148
- Filed Document
- 0001988148-23-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-08-03 19:11:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2023-08-03 19:10:13 UTC |
- Amount To Be Raised
- $12,166,794
- Associated Brokers / Dealers
- ThinkEquity LLC
- CIK Number
- 0001889823
- Filed Document
- 0001567619-23-006755
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-08-03 19:10:13 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ONTARIO, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2023-08-03 19:09:39 UTC |
- Amount To Be Raised
- $40,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001985693
- Filed Document
- 0001985693-23-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-08-03 19:09:39 UTC
- Type of Offering
- D/A
- Industry
- Investing
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2023-08-03 19:06:25 UTC |
- Amount To Be Raised
- $3,060,062
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001988888
- Filed Document
- 0001988885-23-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-08-03 19:06:25 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2023-08-03 18:53:28 UTC |
- Amount To Be Raised
- $1,012,078
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001988887
- Filed Document
- 0001988885-23-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-08-03 18:53:28 UTC
- Type of Offering
- D
- Industry
- Construction
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2023-08-03 18:49:06 UTC |
- Amount To Be Raised
- $1,117,900
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001988305
- Filed Document
- 0001988305-23-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-08-03 18:49:06 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2023-08-03 18:48:12 UTC |
- Amount To Be Raised
- $30,749,928
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001916591
- Filed Document
- 0001916591-23-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-08-03 18:48:12 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- AUSTRALIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2023-08-03 18:38:49 UTC |
- Amount To Be Raised
- $965,102
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001988885
- Filed Document
- 0001988885-23-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-08-03 18:38:49 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2023-08-03 18:38:33 UTC |
- Amount To Be Raised
- $150,000
- Associated Brokers / Dealers
- EquityZen Securities LLC
- CIK Number
- 0001984651
- Filed Document
- 0001984651-23-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-08-03 18:38:33 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2023-08-03 18:32:28 UTC |
- Amount To Be Raised
- $570,097
- Associated Brokers / Dealers
- EquityZen Securities LLC
- CIK Number
- 0001975463
- Filed Document
- 0001975463-23-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-08-03 18:32:28 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2023-08-03 18:25:40 UTC |
- Amount To Be Raised
- $25,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001933424
- Filed Document
- 0001933424-23-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2023-08-03 18:25:40 UTC
- Type of Offering
- D/A
- Industry
- Commercial
- Principal Place of Business
- WYOMING
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
|
|
D |
2023-08-03 18:18:01 UTC |
- Amount To Be Raised
- $1,289,075
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001988881
- Filed Document
- 0001988881-23-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-08-03 18:18:01 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2023-08-03 18:15:37 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001988911
- Filed Document
- 0001819468-23-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-08-03 18:15:37 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2023-08-03 18:10:47 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001690505
- Filed Document
- 0001690505-23-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-08-03 18:10:47 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2023-08-03 18:10:31 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Jeff Novak, Tripp Middleton, and Lior Furas
- CIK Number
- 0001957648
- Filed Document
- 0001961927-23-000011
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2023-08-03 18:10:31 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2023-08-03 18:01:55 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001988454
- Filed Document
- 0001988454-23-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2023-08-03 18:01:55 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2023-08-03 17:54:09 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001988127
- Filed Document
- 0001988127-23-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-08-03 17:54:09 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2023-08-03 17:51:16 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001988247
- Filed Document
- 0001988247-23-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2023-08-03 17:51:16 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2023-08-03 17:48:04 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Michelle Kaiser, Lior Furas, and Jeffrey Novak
- CIK Number
- 0001961927
- Filed Document
- 0001961927-23-000010
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2023-08-03 17:48:04 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2023-08-03 17:47:58 UTC |
- Amount To Be Raised
- $645,320
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001988898
- Filed Document
- 0001085037-23-000085
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-08-03 17:47:58 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2023-08-03 17:35:37 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- MICROVENTURE MARKETPLACE INC
- CIK Number
- 0001975167
- Filed Document
- 0001975167-23-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-08-03 17:35:37 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2023-08-03 17:35:28 UTC |
- Amount To Be Raised
- $73,808
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001987580
- Filed Document
- 0001945655-23-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-08-03 17:35:28 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2023-08-03 17:28:13 UTC |
- Amount To Be Raised
- $6,100,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001988816
- Filed Document
- 0001988816-23-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-08-03 17:28:13 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D |
2023-08-03 17:27:55 UTC |
- Amount To Be Raised
- $7,326,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001980901
- Filed Document
- 0001980901-23-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-08-03 17:27:55 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- OREGON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D |
2023-08-03 17:26:21 UTC |
- Amount To Be Raised
- $331,037,255
- Associated Brokers / Dealers
- The Benchmark Company, LLC and OhanaCo Inc
- CIK Number
- 0001566740
- Filed Document
- 0001567619-23-006752
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-08-03 17:26:21 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2023-08-03 17:22:50 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001940972
- Filed Document
- 0000919574-23-004307
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-08-03 17:22:50 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2023-08-03 17:20:55 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001987608
- Filed Document
- 0001987608-23-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-08-03 17:20:55 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2023-08-03 17:19:11 UTC |
- Amount To Be Raised
- $2,080,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001988146
- Filed Document
- 0001988146-23-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2023-08-03 17:19:11 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2023-08-03 17:08:43 UTC |
- Amount To Be Raised
- $6,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001988691
- Filed Document
- 0001988691-23-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-08-03 17:08:43 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2023-08-03 17:08:06 UTC |
- Amount To Be Raised
- $800,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001937574
- Filed Document
- 0001937574-23-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-08-03 17:08:06 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2023-08-03 17:07:25 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001974265
- Filed Document
- 0001567619-23-006750
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-08-03 17:07:25 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2023-08-03 17:05:55 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001673769
- Filed Document
- 0001673769-23-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-08-03 17:05:55 UTC
- Type of Offering
- D
- Industry
- Insurance
- Principal Place of Business
- KANSAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
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C |
2023-08-03 17:03:25 UTC |
- Financial Interest
- MainVest, Inc. owns no interest in the Company, directly or indirectly, and will not acquire an interest as part of the Offering, nor is there any arrangement for MainVest, Inc. to acquire an interest.
- Filing Platform
- MainVest, Inc.
- Offering Amount
- $124,000
- CIK Number
- 0001960469
- Filed Document
- 0001746059-23-000207
- Accepted Date
- 2023-08-03 17:03:25 UTC
- Type of Offering
- C
- Security Offered Amount
- N/A
- Security Offered Type
- Debt
- State
- RHODE ISLAND
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D/A |
2023-08-03 17:03:11 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- H & L Equities, LLC, Charles B. Harrison, Scott Harrison, Patrick J. Whelchel, Lori Mayfield, and Charles Mathes
- CIK Number
- 0001901785
- Filed Document
- 0001901785-23-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-08-03 17:03:11 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
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D |
2023-08-03 17:02:10 UTC |
- Amount To Be Raised
- $51,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001988554
- Filed Document
- 0001988554-23-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-08-03 17:02:10 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
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D/A |
2023-08-03 17:01:39 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- OPPENHEIMER & CO. INC.
- CIK Number
- 0001935945
- Filed Document
- 0001935945-23-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-08-03 17:01:39 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
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D/A |
2023-08-03 16:58:58 UTC |
- Amount To Be Raised
- $22,284,600
- Associated Brokers / Dealers
- Maxim Group LLC
- CIK Number
- 0001704594
- Filed Document
- 0001567619-23-006748
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2023-08-03 16:58:58 UTC
- Type of Offering
- D/A
- Industry
- Biotechnology
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- $No Revenues
- Type of Security
- Debt
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C |
2023-08-03 16:53:01 UTC |
- Financial Interest
- The Intermediary will also receive compensation in the form of securities equal to two percent (2%) of the total number of the securities sold in the Offering.
- Filing Platform
- OpenDeal Portal LLC
- Offering Amount
- $1,235,000
- CIK Number
- 0001981540
- Filed Document
- 0001981540-23-000002
- Accepted Date
- 2023-08-03 16:53:01 UTC
- Type of Offering
- C
- Security Offered Amount
- 25,000
- Security Offered Type
- Other
- State
- NEW JERSEY
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