Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Ovation Alternative Income Fund, LP See All Filings	D/A	2023-09-15 12:49:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Spearhead Capital LLC, Arete Wealth Management, LLC, and Preston Patton CIK Number 0001591936 Filed Document 0001591936-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-09-15 12:49:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Bridge Core Parent Holdings LLC See All Filings	D	2023-09-15 12:48:34 UTC
Amount To Be Raised $3,833,673 Associated Brokers / Dealers N/A CIK Number 0001988905 Filed Document 0001988905-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-09-15 12:48:34 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
JS OPPORTUNITY FUND LLC SERIES Q17 See All Filings	D	2023-09-15 12:47:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers VCS VENTURE SECURITIES and JOSEPH STONE CAPITAL L.L.C. CIK Number 0001993496 Filed Document 0001993496-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-09-15 12:47:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FPG Huge Tree, LLC See All Filings	D/A	2023-09-15 12:43:02 UTC
Amount To Be Raised $33,271,500 Associated Brokers / Dealers N/A CIK Number 0001981821 Filed Document 0001993583-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-09-15 12:43:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Clarius Global Equity Fund, LLC See All Filings	D	2023-09-15 12:42:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001993061 Filed Document 0001993061-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-09-15 12:42:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ALL PRO ERTL LLLP See All Filings	D	2023-09-15 12:35:26 UTC
Amount To Be Raised $3,800,000 Associated Brokers / Dealers N/A CIK Number 0001993373 Filed Document 0001993373-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-09-15 12:35:26 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Zoo Pharma Dynamics Inc. See All Filings	D	2023-09-15 12:34:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001990416 Filed Document 0001096906-23-001787 Exclusions or Exemptions 506b Accepted Date 2023-09-15 12:34:50 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
PROBIOTIC LABS, INC. See All Filings	C-W	2023-09-15 12:31:39 UTC
Financial Interest Filing Platform Offering Amount CIK Number 0001852645 Filed Document 0001852645-23-000004 Accepted Date 2023-09-15 12:31:39 UTC Type of Offering C-W Security Offered Amount N/A Security Offered Type State
Series II of Dovetail Investment Group, LLC See All Filings	D	2023-09-15 12:31:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001993798 Filed Document 0001946114-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-09-15 12:31:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EMPIRE COLLECTIVE CORP. See All Filings	D	2023-09-15 12:30:05 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001990185 Filed Document 0001990185-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-09-15 12:30:05 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Wave Mobile Technologies, Inc. See All Filings	C	2023-09-15 12:29:52 UTC
Financial Interest Noting to disclose. Filing Platform DEALMAKER SECURITIES LLC Offering Amount $1,235,000 CIK Number 0001993801 Filed Document 0001678765-23-000002 Accepted Date 2023-09-15 12:29:52 UTC Type of Offering C Security Offered Amount 4,643,600 Security Offered Type Common Stock State NORTH CAROLINA
AxInfra US II LP See All Filings	D/A	2023-09-15 12:28:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Monument Group, Inc. CIK Number 0001716753 Filed Document 0001716753-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-09-15 12:28:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Seabreeze Capital Partners Offshore Ltd See All Filings	D/A	2023-09-15 12:28:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001898185 Filed Document 0001898185-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-09-15 12:28:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Telperion Investors II LLC See All Filings	D	2023-09-15 12:24:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001990196 Filed Document 0001973510-23-000005 Exclusions or Exemptions 506b Accepted Date 2023-09-15 12:24:38 UTC Type of Offering D Industry Investing Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Ocient Inc. See All Filings	D	2023-09-15 12:23:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001766293 Filed Document 0001766293-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-09-15 12:23:38 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
AV Opportunity Fund 5, LLC See All Filings	D	2023-09-15 12:17:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001990138 Filed Document 0001986479-23-000002 Exclusions or Exemptions 506c Accepted Date 2023-09-15 12:17:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Telperion Investors LLC See All Filings	D	2023-09-15 12:14:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001990197 Filed Document 0001973510-23-000004 Exclusions or Exemptions 506b Accepted Date 2023-09-15 12:14:02 UTC Type of Offering D Industry Investing Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Seabreeze Capital Partners LP See All Filings	D/A	2023-09-15 12:11:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001871569 Filed Document 0001871569-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-09-15 12:11:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BDP Southlake DST See All Filings	D/A	2023-09-15 12:10:48 UTC
Amount To Be Raised $51,985,339 Associated Brokers / Dealers Arete Wealth Management, LLC, FNEX Capital, LLC, American Trust Investment Services, Inc., Emerson Equity LLC, Cabin Securities, Inc., IBN Financial Services, Inc., Great Point Capital LLC, Patrick Capital Markets, LLC, Lightpath Capital, Inc., Saxony Securities, Inc., and Capulent LLC CIK Number 0001943774 Filed Document 0001943774-23-000002 Exclusions or Exemptions 506c Accepted Date 2023-09-15 12:10:48 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Piper Way Senior Housing LP See All Filings	D	2023-09-15 12:08:14 UTC
Amount To Be Raised $20,050,829 Associated Brokers / Dealers N/A CIK Number 0001993783 Filed Document 0001993783-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-09-15 12:08:14 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Other
AV Healthtech Fund 3, LLC See All Filings	D	2023-09-15 12:07:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Daniel C Burns, Darrin H Wizst, Stacey H Tsai, and Charles S Patrick CIK Number 0001986479 Filed Document 0001986479-23-000001 Exclusions or Exemptions 506c Accepted Date 2023-09-15 12:07:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Bain Capital Partnership Strategies Fund, L.P. See All Filings	D/A	2023-09-15 12:01:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001787381 Filed Document 0001944641-23-000008 Exclusions or Exemptions 506b Accepted Date 2023-09-15 12:01:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FPG Big Tree, LLC See All Filings	D	2023-09-15 11:58:29 UTC
Amount To Be Raised $21,345,720 Associated Brokers / Dealers N/A CIK Number 0001993583 Filed Document 0001993583-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-09-15 11:58:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Anduril Investors LLC See All Filings	D	2023-09-15 11:58:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001990112 Filed Document 0001973510-23-000003 Exclusions or Exemptions 506b Accepted Date 2023-09-15 11:58:20 UTC Type of Offering D Industry Investing Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
CSC Leasing Co. See All Filings	D	2023-09-15 11:54:32 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001735961 Filed Document 0001879785-23-000049 Exclusions or Exemptions 506b Accepted Date 2023-09-15 11:54:32 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
Plainfield Senior Holdings QOZB, LLC See All Filings	D	2023-09-15 11:54:04 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001993245 Filed Document 0001178858-23-000006 Exclusions or Exemptions 506b Accepted Date 2023-09-15 11:54:04 UTC Type of Offering D Industry Commercial Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Autism Diagnostic Technologies, Inc. See All Filings	D	2023-09-15 11:43:38 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers Network 1 Financial Securities, Inc. CIK Number 0001769588 Filed Document 0001199835-23-000486 Exclusions or Exemptions 506b Accepted Date 2023-09-15 11:43:38 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
Bain Capital Partnership Strategies (Offshore) Fund, L.P. See All Filings	D/A	2023-09-15 11:39:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001787382 Filed Document 0001944641-23-000007 Exclusions or Exemptions 506b Accepted Date 2023-09-15 11:39:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BO-0803 Fund II, a series of Umami Capital, LP See All Filings	D	2023-09-15 11:36:32 UTC
Amount To Be Raised $175,000 Associated Brokers / Dealers N/A CIK Number 0001989694 Filed Document 0001989694-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-09-15 11:36:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Macquarie Multi-Cap Growth Fund, LP See All Filings	D/A	2023-09-15 11:33:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Delaware Distributors, L.P. CIK Number 0001024717 Filed Document 0001567619-23-007222 Exclusions or Exemptions 506b Accepted Date 2023-09-15 11:33:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FMTYF Ltd Liability Co See All Filings	D/A	2023-09-15 11:28:09 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001844544 Filed Document 0001844544-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-09-15 11:28:09 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sailes, Inc. See All Filings	D	2023-09-15 11:27:01 UTC
Amount To Be Raised $5,098,996 Associated Brokers / Dealers N/A CIK Number 0001958528 Filed Document 0001958528-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-09-15 11:27:01 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
2023 RE SPV, LLC See All Filings	D	2023-09-15 11:26:15 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001993605 Filed Document 0001993605-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-09-15 11:26:15 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ara Infrastructure Fund I-A, SCSp See All Filings	D/A	2023-09-15 11:24:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable CIK Number 0001944107 Filed Document 0001944107-23-000003 Exclusions or Exemptions 506b Accepted Date 2023-09-15 11:24:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
Ara Infrastructure Fund I, LP See All Filings	D/A	2023-09-15 11:21:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable CIK Number 0001944099 Filed Document 0001936190-23-000005 Exclusions or Exemptions 506b Accepted Date 2023-09-15 11:21:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Joslin Growth Fund, LP See All Filings	D/A	2023-09-15 11:20:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001946114 Filed Document 0001946114-23-000001 Exclusions or Exemptions 506c Accepted Date 2023-09-15 11:20:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Away Days Brewing Co LLC See All Filings	C	2023-09-15 11:18:46 UTC
Financial Interest N/A Filing Platform SMBX, Inc. Offering Amount $350,000 CIK Number 0001993098 Filed Document 0001993098-23-000001 Accepted Date 2023-09-15 11:18:46 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State OREGON
Juniper Unmanned, Inc See All Filings	D	2023-09-15 11:16:02 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001678745 Filed Document 0000930413-23-002139 Exclusions or Exemptions 506b Accepted Date 2023-09-15 11:16:02 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Oakmark Global Equity L.P. See All Filings	D/A	2023-09-15 11:06:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001406950 Filed Document 0001393725-23-000150 Exclusions or Exemptions 506b Accepted Date 2023-09-15 11:06:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Cladrius International Ltd. See All Filings	D/A	2023-09-15 11:05:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M.D. Sass Securities, L.L.C. CIK Number 0001786568 Filed Document 0001783008-23-000003 Exclusions or Exemptions 506b Accepted Date 2023-09-15 11:05:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FourSixThree CAV Offshore, LP See All Filings	D	2023-09-15 11:04:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001990569 Filed Document 0001990571-23-000003 Exclusions or Exemptions 506b Accepted Date 2023-09-15 11:04:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ambiq Micro, Inc. See All Filings	D	2023-09-15 11:03:58 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001500412 Filed Document 0001500412-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-09-15 11:03:58 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Oakmark International Equity L.P. See All Filings	D/A	2023-09-15 11:02:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001124046 Filed Document 0001393725-23-000149 Exclusions or Exemptions 506b Accepted Date 2023-09-15 11:02:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Linqto Liquidshares LLC See All Filings	D	2023-09-15 11:01:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001841356 Filed Document 0001841356-23-000202 Exclusions or Exemptions 506b Accepted Date 2023-09-15 11:01:08 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
E2Gold Inc. See All Filings	D	2023-09-15 10:58:10 UTC
Amount To Be Raised $219,720 Associated Brokers / Dealers N/A CIK Number 0001877430 Filed Document 0001062993-23-018044 Exclusions or Exemptions 506b Accepted Date 2023-09-15 10:58:10 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
MAC Alpha Capital Global Fund, LP See All Filings	D/A	2023-09-15 10:57:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AAG Capital, Inc CIK Number 0001822174 Filed Document 0000919574-23-005255 Exclusions or Exemptions 506b Accepted Date 2023-09-15 10:57:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Linqto Liquidshares LLC See All Filings	D	2023-09-15 10:53:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001841356 Filed Document 0001841356-23-000201 Exclusions or Exemptions 506b Accepted Date 2023-09-15 10:53:21 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Raging Capital Opportunity Fund VIII, LLC See All Filings	D/A	2023-09-15 10:50:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001925352 Filed Document 0001925352-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-09-15 10:50:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Digital Water Solutions Inc. See All Filings	D	2023-09-15 10:50:11 UTC
Amount To Be Raised $123,518 Associated Brokers / Dealers N/A CIK Number 0001953246 Filed Document 0001062993-23-018041 Exclusions or Exemptions 506b Accepted Date 2023-09-15 10:50:11 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
AORA Mexico, Inc. See All Filings	D	2023-09-15 10:49:52 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001973510 Filed Document 0001973510-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-09-15 10:49:52 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt