Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
HERMES PARTNERS, L.P. See All Filings	D/A	2023-11-22 16:50:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000920666 Filed Document 0000920666-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-22 16:50:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BBL Primaries Series 1, a series of Riverview Multi-Client Solutions Fund LP See All Filings	D	2023-11-22 16:49:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001997933 Filed Document 0001567619-23-007761 Exclusions or Exemptions 506b Accepted Date 2023-11-22 16:49:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PCB Financlal, Inc See All Filings	D	2023-11-22 16:48:59 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0002002066 Filed Document 0002002066-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-22 16:48:59 UTC Type of Offering D Industry Commercial Banking Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
AMX Feeder - Fulcrum - Risk Premia, a sub-fund of Asset Management Exchange Feeder ICAV See All Filings	D/A	2023-11-22 16:42:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001954697 Filed Document 0000945621-23-000590 Exclusions or Exemptions 506b Accepted Date 2023-11-22 16:42:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aerami Therapeutics Holdings, Inc. See All Filings	D	2023-11-22 16:37:34 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Aegis Capital Corp. CIK Number 0001650840 Filed Document 0001650840-23-000004 Exclusions or Exemptions 506b Accepted Date 2023-11-22 16:37:34 UTC Type of Offering D Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Schroders Capital FOCUS III (Cayman), L.P. See All Filings	D/A	2023-11-22 16:36:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SCHRODER FUND ADVISORS LLC CIK Number 0001955801 Filed Document 0001955801-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-22 16:36:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brynes Capital Life Settlement Wealth Fund 2021, LLC See All Filings	D/A	2023-11-22 16:36:34 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001934495 Filed Document 0001934495-23-000005 Exclusions or Exemptions 506c Accepted Date 2023-11-22 16:36:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ironspring Venture Fund II, LP See All Filings	D/A	2023-11-22 16:34:49 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001940820 Filed Document 0001940820-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-22 16:34:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Schroders Capital FOCUS III, L.P. See All Filings	D/A	2023-11-22 16:34:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SCHRODER FUND ADVISORS LLC CIK Number 0001955817 Filed Document 0001955817-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-22 16:34:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Parker Co-Invest, L.P. See All Filings	D	2023-11-22 16:33:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001999199 Filed Document 0001999199-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-11-22 16:33:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Away Days Brewing Co LLC See All Filings	C/A	2023-11-22 16:28:45 UTC
Financial Interest N/A Filing Platform SMBX, Inc. Offering Amount $350,000 CIK Number 0001993098 Filed Document 0001993098-23-000003 Accepted Date 2023-11-22 16:28:45 UTC Type of Offering C/A Security Offered Amount N/A Security Offered Type Debt State OREGON
RefleXion Medical, Inc. See All Filings	D	2023-11-22 16:28:40 UTC
Amount To Be Raised $201,410,999 Associated Brokers / Dealers N/A CIK Number 0001604459 Filed Document 0001604459-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-22 16:28:40 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Heritage Co-Invest, L.P. See All Filings	D	2023-11-22 16:27:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001999198 Filed Document 0001999198-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-11-22 16:27:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lendsafe Capital Partners LP See All Filings	D	2023-11-22 16:25:31 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0002002071 Filed Document 0002002071-23-000001 Exclusions or Exemptions 506c Accepted Date 2023-11-22 16:25:31 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Kennedy Wilson Real Estate Parallel Fund VII B, LP See All Filings	D/A	2023-11-22 16:15:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001942437 Filed Document 0001942437-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-22 16:15:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FEMASYS INC See All Filings	D	2023-11-22 16:12:22 UTC
Amount To Be Raised $6,850,000 Associated Brokers / Dealers N/A CIK Number 0001339005 Filed Document 0000945621-23-000589 Exclusions or Exemptions 506b Accepted Date 2023-11-22 16:12:22 UTC Type of Offering D Industry Biotechnology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Debt
Kennedy Wilson Real Estate Parallel Fund VII A, LP See All Filings	D/A	2023-11-22 16:09:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Menora Mivtachim Chitum Ve Nihul LTD CIK Number 0001956121 Filed Document 0001956121-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-11-22 16:09:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MLK & OTHELLO QOF, LLC See All Filings	D/A	2023-11-22 16:07:34 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001816437 Filed Document 0001816437-23-000003 Exclusions or Exemptions 506b Accepted Date 2023-11-22 16:07:34 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Kennedy Wilson Real Estate Fund VII, LP See All Filings	D/A	2023-11-22 16:04:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC and Grandfund Investment Group, LLC CIK Number 0001955838 Filed Document 0001955838-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-22 16:04:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Carter Henry's LLC See All Filings	C/A	2023-11-22 15:58:59 UTC
Financial Interest N/A Filing Platform SMBX, Inc. Offering Amount $300,000 CIK Number 0001954795 Filed Document 0001954795-23-000004 Accepted Date 2023-11-22 15:58:59 UTC Type of Offering C/A Security Offered Amount N/A Security Offered Type Debt State OREGON
TPG NEXT (A), L.P. See All Filings	D/A	2023-11-22 15:58:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001958268 Filed Document 0001958268-23-000001 Exclusions or Exemptions 506c Accepted Date 2023-11-22 15:58:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fidelis FC LLC See All Filings	D	2023-11-22 15:58:51 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0002002065 Filed Document 0002002065-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-22 15:58:51 UTC Type of Offering D Industry Investing Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Equity
RCI 180 Howard Holdings, LLC See All Filings	D	2023-11-22 15:53:52 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers n/a CIK Number 0002001985 Filed Document 0002001985-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-22 15:53:52 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Northland Fund VIII, L.P. See All Filings	D/A	2023-11-22 15:48:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001894727 Filed Document 0001894727-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-11-22 15:48:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ACME AtronOmatic, Inc See All Filings	C/A	2023-11-22 15:36:46 UTC
Financial Interest Three percent (3%) of securities of the total amount of investments raised in the offering, along the same terms as investors. Filing Platform StartEngine Capital, LLC Offering Amount $4,999,998 CIK Number 0001985076 Filed Document 0001665160-23-001956 Accepted Date 2023-11-22 15:36:46 UTC Type of Offering C/A Security Offered Amount 5,000 Security Offered Type Common Stock State FLORIDA
Casa Shares Assets, LLC See All Filings	1-A	2023-11-22 15:32:47 UTC
Amount To Be Raised $270,580 Associated Brokers / Dealers Rialto Markets, LLC CIK Number 0001988874 Filed Document 0001213900-23-089555 Accepted Date 2023-11-22 15:32:47 UTC Type of Offering 1-A Industry REAL ESTATE INVESTMENT TRUSTS Offering Tier Tier2 Principal Place of Business IDAHO Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Ikonik Media, Inc. See All Filings	D	2023-11-22 15:31:25 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0002002069 Filed Document 0002002069-23-000001 Exclusions or Exemptions 506c Accepted Date 2023-11-22 15:31:25 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
C3 Metals Inc. See All Filings	D	2023-11-22 15:30:27 UTC
Amount To Be Raised $2,223,152 Associated Brokers / Dealers N/A CIK Number 0001737319 Filed Document 0001062993-23-021356 Exclusions or Exemptions 506b Accepted Date 2023-11-22 15:30:27 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Fundrise Development eREIT, LLC See All Filings	1-A POS	2023-11-22 15:28:52 UTC
Amount To Be Raised $60,930,833 Associated Brokers / Dealers N/A CIK Number 0001768726 Filed Document 0001104659-23-120712 Accepted Date 2023-11-22 15:28:52 UTC Type of Offering 1-A POS Industry REAL ESTATE INVESTMENT TRUSTS Offering Tier Tier2 Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $3,038,000 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Atlant-X Holding Corp See All Filings	D	2023-11-22 15:07:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not-applicable CIK Number 0002001605 Filed Document 0002001605-23-000001 Exclusions or Exemptions 506c Accepted Date 2023-11-22 15:07:03 UTC Type of Offering D Industry Other Energy Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Equity
PEAK ROCK CAPITAL CREDIT FUND III-B NUS LP See All Filings	D/A	2023-11-22 15:06:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001958157 Filed Document 0001958157-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-22 15:06:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
IdentifySensors Biologics Corp. See All Filings	1-A/A	2023-11-22 15:06:23 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers The Dalmore Group, LLC CIK Number 0001817371 Filed Document 0001683168-23-008417 Accepted Date 2023-11-22 15:06:23 UTC Type of Offering 1-A/A Industry IN VITRO & IN VIVO DIAGNOSTIC SUBSTANCES Offering Tier Tier2 Principal Place of Business OHIO Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
PEAK ROCK CAPITAL CREDIT FUND III-B LP See All Filings	D/A	2023-11-22 15:05:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001957944 Filed Document 0001957944-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-22 15:05:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PEAK ROCK CAPITAL CREDIT FUND III-A LP See All Filings	D/A	2023-11-22 15:04:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001916227 Filed Document 0001916227-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-22 15:04:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PEAK ROCK CAPITAL CREDIT FUND III NUS LP See All Filings	D/A	2023-11-22 15:03:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001951704 Filed Document 0001951704-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-22 15:03:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PEAK ROCK CAPITAL CREDIT FUND III LP See All Filings	D/A	2023-11-22 15:02:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001916229 Filed Document 0001916229-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-22 15:02:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
LWREP VII REIT, Inc. See All Filings	D	2023-11-22 15:01:53 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers ICA, LLC CIK Number 0002001241 Filed Document 0002001241-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-22 15:01:53 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Planet Fitmex, LLC See All Filings	D/A	2023-11-22 14:58:49 UTC
Amount To Be Raised $77,545,000 Associated Brokers / Dealers BCP Securities, Inc. CIK Number 0001928674 Filed Document 0001928674-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-22 14:58:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
AI Venture Fund II, L.P. See All Filings	D	2023-11-22 14:56:36 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001991769 Filed Document 0001991769-23-000001 Exclusions or Exemptions 506c Accepted Date 2023-11-22 14:56:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Fundrise Growth eREIT VII, LLC See All Filings	1-A	2023-11-22 14:54:30 UTC
Amount To Be Raised $67,375,692 Associated Brokers / Dealers N/A CIK Number 0001804011 Filed Document 0001104659-23-120703 Accepted Date 2023-11-22 14:54:30 UTC Type of Offering 1-A Industry REAL ESTATE INVESTMENT TRUSTS Offering Tier Tier2 Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $88,000 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Modular Capital Offshore Feeder Ltd. See All Filings	D/A	2023-11-22 14:48:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001918579 Filed Document 0001918578-23-000004 Exclusions or Exemptions 506c Accepted Date 2023-11-22 14:48:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Shift Group Holdings, Inc. See All Filings	D	2023-11-22 14:47:29 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0002001961 Filed Document 0002001961-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-11-22 14:47:29 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Option To Acquire
AscentX Medical, Inc. See All Filings	D/A	2023-11-22 14:45:48 UTC
Amount To Be Raised $2,999,931 Associated Brokers / Dealers N/A CIK Number 0001720591 Filed Document 0001720591-23-000003 Exclusions or Exemptions 506b Accepted Date 2023-11-22 14:45:48 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Front Row Mezzanine Fund, LLC See All Filings	D	2023-11-22 14:45:15 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0002001852 Filed Document 0002001852-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-22 14:45:15 UTC Type of Offering D Industry Other Principal Place of Business ALABAMA Revenue or Assets $No Revenues Type of Security Equity
MVP LS FUND CCCXXIV LLC See All Filings	D/A	2023-11-22 14:42:43 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MICROVENTURE MARKETPLACE INC CIK Number 0001875031 Filed Document 0001875031-23-000003 Exclusions or Exemptions 506b Accepted Date 2023-11-22 14:42:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Modular Capital Partners, LP See All Filings	D/A	2023-11-22 14:41:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001918578 Filed Document 0001918578-23-000003 Exclusions or Exemptions 506c Accepted Date 2023-11-22 14:41:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Roam Around, a series of Jason's Syndicate, LLC See All Filings	D	2023-11-22 14:40:04 UTC
Amount To Be Raised $348,500 Associated Brokers / Dealers N/A CIK Number 0002001562 Filed Document 0002001562-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-22 14:40:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fund FG-HMS, a series of Forge Investments LLC See All Filings	D	2023-11-22 14:38:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Forge Securities LLC CIK Number 0001883459 Filed Document 0001883459-23-000003 Exclusions or Exemptions 506b Accepted Date 2023-11-22 14:38:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prana Realty Co I See All Filings	D/A	2023-11-22 14:32:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Frederick Randall Bigony, Richard Edward Hake, and Paul John Roesler CIK Number 0001417730 Filed Document 0001567619-23-007758 Exclusions or Exemptions 506b Accepted Date 2023-11-22 14:32:15 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CLIVE CAPITAL FUND 1B LLC See All Filings	D	2023-11-22 14:31:24 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0002002021 Filed Document 0002002021-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-11-22 14:31:24 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity