Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
ACADIAN ADR FUND, LLC See All Filings	D	2023-12-27 09:51:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001452107 Filed Document 0001452107-23-000003 Exclusions or Exemptions 506b Accepted Date 2023-12-27 09:51:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Augean Robotics, Inc. See All Filings	D	2023-12-27 09:42:41 UTC
Amount To Be Raised $23,999,997 Associated Brokers / Dealers N/A CIK Number 0001772513 Filed Document 0001772513-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-12-27 09:42:41 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Acadian ACWI ex US Small-Cap Fund, LLC See All Filings	D/A	2023-12-27 09:41:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001635263 Filed Document 0001635263-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-12-27 09:41:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FBRG Hospitality Developers LP See All Filings	D	2023-12-27 09:27:40 UTC
Amount To Be Raised $65,600,000 Associated Brokers / Dealers N/A CIK Number 0002005664 Filed Document 0002005664-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-12-27 09:27:40 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Outpost Cottage Aiken LLC See All Filings	D	2023-12-27 09:05:19 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0002001440 Filed Document 0002001440-23-000002 Exclusions or Exemptions 506c Accepted Date 2023-12-27 09:05:19 UTC Type of Offering D Industry Other Real Estate Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Abata Therapeutics, Inc. See All Filings	D	2023-12-27 08:39:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001867989 Filed Document 0001867989-23-000003 Exclusions or Exemptions 506b Accepted Date 2023-12-27 08:39:25 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Pentwater Unconstrained Fund Ltd. See All Filings	D/A	2023-12-27 08:22:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001780657 Filed Document 0001393725-23-000194 Exclusions or Exemptions 506b Accepted Date 2023-12-27 08:22:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pentwater Unconstrained Fund LLC See All Filings	D/A	2023-12-27 08:21:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001780670 Filed Document 0001393725-23-000193 Exclusions or Exemptions 506b Accepted Date 2023-12-27 08:21:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PENTWATER MERGER ARBITRAGE FUND LTD. See All Filings	D/A	2023-12-27 08:20:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001537438 Filed Document 0001393725-23-000192 Exclusions or Exemptions 506b Accepted Date 2023-12-27 08:20:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PENTWATER MERGER ARBITRAGE FUND LLC See All Filings	D/A	2023-12-27 08:19:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001537437 Filed Document 0001393725-23-000191 Exclusions or Exemptions 506b Accepted Date 2023-12-27 08:19:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PENTWATER EVENT FUND LTD See All Filings	D/A	2023-12-27 08:18:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001413943 Filed Document 0001393725-23-000190 Exclusions or Exemptions 506b Accepted Date 2023-12-27 08:18:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PENTWATER EVENT FUND LLC See All Filings	D/A	2023-12-27 08:17:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001413958 Filed Document 0001393725-23-000189 Exclusions or Exemptions 506b Accepted Date 2023-12-27 08:17:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PENTWATER EQUITY OPPORTUNITIES FUND LTD. See All Filings	D/A	2023-12-27 08:16:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001469171 Filed Document 0001393725-23-000188 Exclusions or Exemptions 506b Accepted Date 2023-12-27 08:16:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pentwater Equity Opportunities Fund LLC See All Filings	D/A	2023-12-27 08:15:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001469075 Filed Document 0001393725-23-000187 Exclusions or Exemptions 506b Accepted Date 2023-12-27 08:15:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pentwater Credit Fund Ltd. See All Filings	D/A	2023-12-27 08:13:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001790973 Filed Document 0001393725-23-000186 Exclusions or Exemptions 506b Accepted Date 2023-12-27 08:13:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pentwater Credit Fund LLC See All Filings	D/A	2023-12-27 08:12:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001790971 Filed Document 0001393725-23-000185 Exclusions or Exemptions 506b Accepted Date 2023-12-27 08:12:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OCEANA FUND LTD. See All Filings	D/A	2023-12-27 08:11:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001469172 Filed Document 0001393725-23-000184 Exclusions or Exemptions 506b Accepted Date 2023-12-27 08:11:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oceana Fund LLC See All Filings	D/A	2023-12-27 08:10:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001469074 Filed Document 0001393725-23-000183 Exclusions or Exemptions 506b Accepted Date 2023-12-27 08:10:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OurCrowd (Investment in Cyto) L.P. See All Filings	D	2023-12-27 06:48:06 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001819632 Filed Document 0001819632-23-000002 Exclusions or Exemptions 506c Accepted Date 2023-12-27 06:48:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Spyre Therapeutics, Inc. See All Filings	D	2023-12-26 21:56:29 UTC
Amount To Be Raised $180,000,000 Associated Brokers / Dealers Jefferies LLC, Cowen and Company, LLC, Stifel, Nicolaus & Company, Incorporated, Guggenheim Securities, LLC, and LifeSci Capital LLC CIK Number 0001636282 Filed Document 0001209191-23-059745 Exclusions or Exemptions 506b Accepted Date 2023-12-26 21:56:29 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Vixtra Holdings Ltd (Cayman). See All Filings	D	2023-12-26 21:24:33 UTC
Amount To Be Raised $6,149,993 Associated Brokers / Dealers N/A CIK Number 0001947028 Filed Document 0001947028-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-12-26 21:24:33 UTC Type of Offering D Industry Other Technology Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
KMD Surgical Solutions, Inc. See All Filings	D	2023-12-26 21:21:13 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0002002500 Filed Document 0002002500-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-12-26 21:21:13 UTC Type of Offering D Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
MERRILL TECHNOLOGY LTD. See All Filings	D	2023-12-26 20:29:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ZHIJUN OUYANG CIK Number 0002006035 Filed Document 0002006035-23-000001 Exclusions or Exemptions 506c Accepted Date 2023-12-26 20:29:17 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PEAKAM FUND-0002 LLC See All Filings	D	2023-12-26 20:10:23 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0002006002 Filed Document 0002006002-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-12-26 20:10:23 UTC Type of Offering D Industry Residential Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Ovanova Construction Services LLC See All Filings	C	2023-12-26 19:57:07 UTC
Financial Interest No Filing Platform CLIMATIZE EARTH SECURITIES LLC Offering Amount $143,280 CIK Number 0001998336 Filed Document 0001923174-23-000008 Accepted Date 2023-12-26 19:57:07 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State NORTH CAROLINA
PCM Parallel Fund II, L.P. See All Filings	D/A	2023-12-26 19:41:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001953898 Filed Document 0001953898-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-12-26 19:41:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PFG Fund V, LLC See All Filings	1-A	2023-12-26 19:33:23 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers DealMaker Securities LLC CIK Number 0001837189 Filed Document 0001731122-23-002289 Accepted Date 2023-12-26 19:33:23 UTC Type of Offering 1-A Industry FINANCE SERVICES Offering Tier Tier2 Principal Place of Business COLORADO Revenue or Assets $4,289,452 State of Jurisdiction COLORADO Type of Security Debt
FinTron, Inc. See All Filings	D/A	2023-12-26 19:05:52 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers David Sukoff CIK Number 0001790927 Filed Document 0001790927-23-000002 Exclusions or Exemptions 506c Accepted Date 2023-12-26 19:05:52 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Symbiosys Corp. See All Filings	D	2023-12-26 19:03:44 UTC
Amount To Be Raised $11,520,000 Associated Brokers / Dealers N/A CIK Number 0002006048 Filed Document 0002006048-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-12-26 19:03:44 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Kensington Asset Management, Inc. See All Filings	D	2023-12-26 18:39:51 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001985901 Filed Document 0001985901-23-000001 Exclusions or Exemptions 506c Accepted Date 2023-12-26 18:39:51 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Swift Rails, Inc. See All Filings	D	2023-12-26 18:03:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001821195 Filed Document 0001821195-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-12-26 18:03:15 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
FUTURCO HEALTH TECHNOLOGIES, INC. See All Filings	D	2023-12-26 18:03:08 UTC
Amount To Be Raised $5,002,587 Associated Brokers / Dealers N/A CIK Number 0002005515 Filed Document 0002005515-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-12-26 18:03:08 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CHAI Equity Capital, L.P. See All Filings	D/A	2023-12-26 17:57:44 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001957915 Filed Document 0001957915-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-12-26 17:57:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marco Capital, Inc. See All Filings	D	2023-12-26 17:56:05 UTC
Amount To Be Raised $24,958,655 Associated Brokers / Dealers N/A CIK Number 0001878298 Filed Document 0001878298-23-000003 Exclusions or Exemptions 506b Accepted Date 2023-12-26 17:56:05 UTC Type of Offering D Industry Investing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
MRP Value Offshore Fund II, LP See All Filings	D	2023-12-26 17:45:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002005424 Filed Document 0001315863-23-000919 Exclusions or Exemptions 506b Accepted Date 2023-12-26 17:45:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
MRP Value Fund II, LP See All Filings	D	2023-12-26 17:45:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002005422 Filed Document 0001315863-23-000918 Exclusions or Exemptions 506b Accepted Date 2023-12-26 17:45:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
INTERNATIONAL BATTERY METALS LTD. See All Filings	D	2023-12-26 17:33:18 UTC
Amount To Be Raised $158,824 Associated Brokers / Dealers N/A CIK Number 0001786318 Filed Document 0001786318-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-12-26 17:33:18 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
TCM Drive LLC See All Filings	D/A	2023-12-26 17:31:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001957230 Filed Document 0001957230-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-12-26 17:31:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
4BIDDENKNOWLEDGE, INC. See All Filings	C/A	2023-12-26 17:31:33 UTC
Financial Interest None Filing Platform truCrowd, Inc Offering Amount $4,658,107 CIK Number 0001875534 Filed Document 0001875534-23-000005 Accepted Date 2023-12-26 17:31:33 UTC Type of Offering C/A Security Offered Amount 4,000 Security Offered Type Common Stock State FLORIDA
INTERNATIONAL BATTERY METALS LTD. See All Filings	D	2023-12-26 17:26:56 UTC
Amount To Be Raised $840,591 Associated Brokers / Dealers N/A CIK Number 0001786318 Filed Document 0001786318-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-12-26 17:26:56 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Stanford Crossing 195 Investor, LLC See All Filings	D	2023-12-26 17:14:48 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers ICA, LLC CIK Number 0002005921 Filed Document 0002005921-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-12-26 17:14:48 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GOLDRICH MINING CO See All Filings	D	2023-12-26 17:12:32 UTC
Amount To Be Raised $220,000 Associated Brokers / Dealers N/A CIK Number 0000059860 Filed Document 0001199835-23-000630 Exclusions or Exemptions 506b Accepted Date 2023-12-26 17:12:32 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Altera Titan Fund, LLC See All Filings	D/A	2023-12-26 17:00:23 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001971896 Filed Document 0001971896-23-000004 Exclusions or Exemptions 506b Accepted Date 2023-12-26 17:00:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
AVP Opportunity Fund I LLC See All Filings	D	2023-12-26 16:59:16 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0002005628 Filed Document 0002005628-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-12-26 16:59:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
PEARL BROTHERS INVESTMENTS LLC See All Filings	D	2023-12-26 16:55:56 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0002002978 Filed Document 0002002978-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-12-26 16:55:56 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
PKLYN ONE Holdings LLC See All Filings	D	2023-12-26 16:55:47 UTC
Amount To Be Raised $2,720,000 Associated Brokers / Dealers N/A CIK Number 0002006007 Filed Document 0002006007-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-12-26 16:55:47 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
EdenRoc Sciences LLC See All Filings	D	2023-12-26 16:50:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685567 Filed Document 0001685567-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-12-26 16:50:33 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Elementum Opportunities Fund Ltd. - Class 3 Sub-Fund See All Filings	D	2023-12-26 16:45:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002005957 Filed Document 0001975149-23-000005 Exclusions or Exemptions 506b Accepted Date 2023-12-26 16:45:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oaktree Real Estate Opportunities Fund IX (Parallel) 2, L.P. See All Filings	D	2023-12-26 16:44:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002004471 Filed Document 0001982275-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-12-26 16:44:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Elementum Opportunities Fund Ltd. - Class 1 Sub-Fund See All Filings	D	2023-12-26 16:34:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001975149 Filed Document 0001975149-23-000004 Exclusions or Exemptions 506b Accepted Date 2023-12-26 16:34:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund