Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Parliament SBIC Growth Fund, L.P. See All Filings	D/A	2023-09-19 17:16:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001947286 Filed Document 0001947286-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-09-19 17:16:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PUERTO RICO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fund II, a series of A-Level Capital Deals, LP See All Filings	D/A	2023-09-19 17:14:20 UTC
Amount To Be Raised $2,453,000 Associated Brokers / Dealers N/A CIK Number 0001863326 Filed Document 0001863326-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-09-19 17:14:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BROAD RIVER VILLAGE GROUP LLC See All Filings	D	2023-09-19 17:12:23 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001982743 Filed Document 0001982743-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-09-19 17:12:23 UTC Type of Offering D Industry Residential Principal Place of Business OHIO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
GMO Climate Change Select Investment Fund, a sub-fund of GMO Investments ICAV See All Filings	D/A	2023-09-19 17:07:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001966904 Filed Document 0001966904-23-000003 Exclusions or Exemptions 506b Accepted Date 2023-09-19 17:07:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KC Apartments QP, LLC See All Filings	D	2023-09-19 17:04:17 UTC
Amount To Be Raised $5,310,000 Associated Brokers / Dealers N/A CIK Number 0001993834 Filed Document 0001993834-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-09-19 17:04:17 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Digid, Inc. See All Filings	D	2023-09-19 17:03:04 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001992124 Filed Document 0001992124-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-09-19 17:03:04 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Angular Ventures III, L.P. See All Filings	D	2023-09-19 17:02:20 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers N/A CIK Number 0001992029 Filed Document 0001992029-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-09-19 17:02:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Zekavat Qonsent Investment, LLC See All Filings	D	2023-09-19 17:01:39 UTC
Amount To Be Raised $2,610,000 Associated Brokers / Dealers None CIK Number 0001992882 Filed Document 0001992882-23-000003 Exclusions or Exemptions 506b Accepted Date 2023-09-19 17:01:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GMO Equity Dislocation Investment Fund, a sub-fund of GMO Investments ICAV See All Filings	D/A	2023-09-19 16:58:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001917910 Filed Document 0001917910-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-09-19 16:58:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SCRIVNR PROBATE FUND LP See All Filings	D	2023-09-19 16:53:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001992599 Filed Document 0001992599-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-09-19 16:53:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Carriage House Fund, LP See All Filings	D/A	2023-09-19 16:50:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001947164 Filed Document 0000919574-23-005280 Exclusions or Exemptions 506b Accepted Date 2023-09-19 16:50:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Tall Poppy Security Inc. See All Filings	D	2023-09-19 16:49:30 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001750759 Filed Document 0001750759-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-09-19 16:49:30 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
GMO Emerging Country Debt UCITS Fund, a sub-fund of GMO Investments ICAV See All Filings	D/A	2023-09-19 16:49:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001870343 Filed Document 0001870343-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-09-19 16:49:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEW WATER CAPITAL PARTNERS II-A, L.P. See All Filings	D/A	2023-09-19 16:48:45 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers M2O PRIVATE FUND ADVISORS LLC CIK Number 0001883822 Filed Document 0001883822-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-09-19 16:48:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Brevan Howard Special Opportunities AC Fund Ltd See All Filings	D	2023-09-19 16:47:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brevan Howard US LLC CIK Number 0001992909 Filed Document 0001992909-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-09-19 16:47:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEW WATER CAPITAL PARTNERS II, L.P. See All Filings	D/A	2023-09-19 16:46:29 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers M2O PRIVATE FUND ADVISORS LLC CIK Number 0001883796 Filed Document 0001883796-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-09-19 16:46:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
AeroVironment Inc See All Filings	D	2023-09-19 16:44:46 UTC
Amount To Be Raised $109,007,119 Associated Brokers / Dealers N/A CIK Number 0001368622 Filed Document 0001368622-23-000068 Exclusions or Exemptions 506b Accepted Date 2023-09-19 16:44:46 UTC Type of Offering D Industry Manufacturing Principal Place of Business VIRGINIA Revenue or Assets $Over $100,000,000 Type of Security Equity
GMO QUALIFYING INVESTOR FUNDS PLC ON BEHALF OF ITS SUB-FUND GMO SYSTEMATIC GLOBAL MACRO FUND See All Filings	D/A	2023-09-19 16:44:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605090 Filed Document 0001605090-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-09-19 16:44:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Baseball Info Solutions, Inc. See All Filings	D	2023-09-19 16:39:01 UTC
Amount To Be Raised $6,999,967 Associated Brokers / Dealers N/A CIK Number 0001858215 Filed Document 0001858215-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-09-19 16:39:01 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
GMO Emerging Country Debt Investment Fund Plc See All Filings	D/A	2023-09-19 16:38:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545529 Filed Document 0001545529-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-09-19 16:38:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ZX Squared Capital Ltd. See All Filings	D	2023-09-19 16:35:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001992925 Filed Document 0001992925-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-09-19 16:35:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
GMO Qualifying Investor Funds Plc on behalf of its sub-fund GMO Emerging Country Local Debt Investment Fund See All Filings	D/A	2023-09-19 16:35:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545532 Filed Document 0001545532-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-09-19 16:35:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zakipoint Health, Inc. See All Filings	D	2023-09-19 16:32:51 UTC
Amount To Be Raised $1,892,417 Associated Brokers / Dealers N/A CIK Number 0001632324 Filed Document 0001632324-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-09-19 16:32:51 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
TOMALES BAY CAPITAL MAGNETAR SERVICES, L.P. See All Filings	D/A	2023-09-19 16:24:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001939636 Filed Document 0001939636-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-09-19 16:24:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Maverick Aviation Partnership LP See All Filings	D	2023-09-19 16:24:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001858666 Filed Document 0001567619-23-007238 Exclusions or Exemptions 506b Accepted Date 2023-09-19 16:24:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 1808 See All Filings	D	2023-09-19 16:23:22 UTC
Amount To Be Raised $471,570 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001990558 Filed Document 0001990558-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-09-19 16:23:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LBC Credit Partners VI LP See All Filings	D/A	2023-09-19 16:21:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001934308 Filed Document 0001934308-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-09-19 16:21:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Moose Holdings, Inc. See All Filings	D	2023-09-19 16:20:17 UTC
Amount To Be Raised $26,804,800 Associated Brokers / Dealers N/A CIK Number 0001957172 Filed Document 0001567619-23-007237 Exclusions or Exemptions 506b Accepted Date 2023-09-19 16:20:17 UTC Type of Offering D Industry Other Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
342 Pacific Funding L.P. See All Filings	D	2023-09-19 16:17:09 UTC
Amount To Be Raised $11,500,000 Associated Brokers / Dealers N/A CIK Number 0001992960 Filed Document 0001013594-23-000741 Exclusions or Exemptions 506b Accepted Date 2023-09-19 16:17:09 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Avataar Venture Partners II See All Filings	D/A	2023-09-19 16:16:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001946911 Filed Document 0001946911-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-09-19 16:16:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Equity
Chequers Capital XVIII S.L.P. See All Filings	D/A	2023-09-19 16:12:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ASANTE CAPITAL GROUP ADVISORS LLC CIK Number 0001945988 Filed Document 0001945988-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-09-19 16:12:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FRANCE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nave Holdings Inc. See All Filings	D	2023-09-19 16:08:03 UTC
Amount To Be Raised $135,000,000 Associated Brokers / Dealers N/A CIK Number 0001991988 Filed Document 0001802806-23-000012 Exclusions or Exemptions 506b Accepted Date 2023-09-19 16:08:03 UTC Type of Offering D Industry Commercial Banking Principal Place of Business PUERTO RICO Revenue or Assets Decline to Disclose Type of Security Equity
BH-DG Systematic Trading Fund Ltd See All Filings	D/A	2023-09-19 16:01:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brevan Howard US LLC CIK Number 0001547398 Filed Document 0001547398-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-09-19 16:01:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MTB METALS CORP. See All Filings	D	2023-09-19 15:57:45 UTC
Amount To Be Raised $12,579 Associated Brokers / Dealers N/A CIK Number 0001818343 Filed Document 0000912282-23-000377 Exclusions or Exemptions 506b Accepted Date 2023-09-19 15:57:45 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
KC Urban Investment, LLC See All Filings	D	2023-09-19 15:53:36 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001994162 Filed Document 0001994162-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-09-19 15:53:36 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
BH-DG Systematic Trading Fund L.P. See All Filings	D/A	2023-09-19 15:49:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brevan Howard US LLC CIK Number 0001517604 Filed Document 0001517604-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-09-19 15:49:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PO-0601 Fund I, a series of Ventioneers Funds, LP See All Filings	D	2023-09-19 15:38:47 UTC
Amount To Be Raised $81,000 Associated Brokers / Dealers N/A CIK Number 0001990946 Filed Document 0001990946-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-09-19 15:38:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
United Sodas of America, Inc. See All Filings	D	2023-09-19 15:33:31 UTC
Amount To Be Raised $6,167,264 Associated Brokers / Dealers N/A CIK Number 0001994095 Filed Document 0001214659-23-012478 Exclusions or Exemptions 506b Accepted Date 2023-09-19 15:33:31 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
University Ventures SPV-I, L.P. See All Filings	D	2023-09-19 15:30:42 UTC
Amount To Be Raised $142,898,220 Associated Brokers / Dealers PJT Partners LP CIK Number 0001993259 Filed Document 0001993259-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-09-19 15:30:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
JS Venture Fund LLC Series A17 See All Filings	D	2023-09-19 15:29:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers VCS VENTURE SECURITIES and JOSEPH STONE CAPITAL L.L.C. CIK Number 0001993495 Filed Document 0001894820-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-09-19 15:29:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ASP PHILIPPINES LP See All Filings	D/A	2023-09-19 15:27:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001828644 Filed Document 0000919574-23-005276 Exclusions or Exemptions 506b Accepted Date 2023-09-19 15:27:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 1782 See All Filings	D	2023-09-19 15:25:08 UTC
Amount To Be Raised $322,320 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001984655 Filed Document 0001984655-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-09-19 15:25:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BW-ANT LP See All Filings	D/A	2023-09-19 15:21:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001828645 Filed Document 0000919574-23-005274 Exclusions or Exemptions 506b Accepted Date 2023-09-19 15:21:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Nationwide PPVUL Separate Account 7 See All Filings	D/A	2023-09-19 15:20:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Contract Promoter CIK Number 0001952526 Filed Document 0001135856-23-000064 Exclusions or Exemptions 506b Accepted Date 2023-09-19 15:20:28 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Other
Soviero Partners, LP See All Filings	D/A	2023-09-19 15:20:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001752535 Filed Document 0001013594-23-000740 Exclusions or Exemptions 506b Accepted Date 2023-09-19 15:20:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Deepcast, Inc. See All Filings	D	2023-09-19 15:19:58 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001993334 Filed Document 0001993334-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-09-19 15:19:58 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Soviero Offshore Fund, Ltd. See All Filings	D/A	2023-09-19 15:15:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001752570 Filed Document 0001013594-23-000739 Exclusions or Exemptions 506b Accepted Date 2023-09-19 15:15:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Nationwide PPVUL Separate Account - AC1 See All Filings	D/A	2023-09-19 15:05:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jessica Dowdy CIK Number 0001896409 Filed Document 0001135856-23-000063 Exclusions or Exemptions 506b Accepted Date 2023-09-19 15:05:46 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Other
EquityZen Growth Technology Fund LLC - Series 1761 See All Filings	D	2023-09-19 14:59:42 UTC
Amount To Be Raised $211,048 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001984443 Filed Document 0001984443-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-09-19 14:59:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PIMCO Tactical Opportunities Offshore Fund Ltd. See All Filings	D/A	2023-09-19 14:57:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001729108 Filed Document 0001729108-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-09-19 14:57:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund