Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
EdgeTheory, LLC See All Filings	D	2023-09-22 14:40:14 UTC
Amount To Be Raised $1,323,735 Associated Brokers / Dealers N/A CIK Number 0001578415 Filed Document 0001578415-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-09-22 14:40:14 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSISSIPPI Revenue or Assets Decline to Disclose Type of Security Equity
Bloom Credit, Inc See All Filings	D	2023-09-22 14:39:30 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001720741 Filed Document 0001720741-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-09-22 14:39:30 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
FourWorld Special Opportunities Fund, LLC See All Filings	D/A	2023-09-22 14:35:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BLUE SAND SECURITIES LLC and OLD CITY SECURITIES LLC CIK Number 0001739659 Filed Document 0001013594-23-000744 Exclusions or Exemptions 506b Accepted Date 2023-09-22 14:35:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Northern Trace CAV Offshore, LP See All Filings	D/A	2023-09-22 14:31:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001885195 Filed Document 0001787390-23-000003 Exclusions or Exemptions 506b Accepted Date 2023-09-22 14:31:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Citrine Informatics, Inc. See All Filings	D	2023-09-22 14:31:13 UTC
Amount To Be Raised $4,999,999 Associated Brokers / Dealers N/A CIK Number 0001675501 Filed Document 0001168404-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-09-22 14:31:13 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Revolution Diversified CAV Onshore LP See All Filings	D/A	2023-09-22 14:29:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001824528 Filed Document 0001742170-23-000004 Exclusions or Exemptions 506b Accepted Date 2023-09-22 14:29:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Diversified Income Fund LLC See All Filings	D/A	2023-09-22 14:29:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001822891 Filed Document 0001822891-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-09-22 14:29:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
HiddenLayer, Inc. See All Filings	D/A	2023-09-22 14:28:15 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001931200 Filed Document 0000947871-23-000953 Exclusions or Exemptions 506b Accepted Date 2023-09-22 14:28:15 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PIMCO Specialty Finance Income Fund Offshore Feeder, L.P. See All Filings	D	2023-09-22 14:25:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001990164 Filed Document 0001990164-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-09-22 14:25:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sunstone Dream Fund, L.P. See All Filings	D	2023-09-22 14:22:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001987554 Filed Document 0001987554-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-09-22 14:22:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Iron Triangle CAV Onshore, LP See All Filings	D/A	2023-09-22 14:20:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001787388 Filed Document 0001787390-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-09-22 14:20:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO Specialty Finance Income Fund TE Feeder, L.P. See All Filings	D	2023-09-22 14:17:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001990159 Filed Document 0001990159-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-09-22 14:17:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WB Creekside LLC See All Filings	D	2023-09-22 14:17:04 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001993076 Filed Document 0001993076-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-09-22 14:17:04 UTC Type of Offering D Industry Residential Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Bloom Credit, Inc See All Filings	D	2023-09-22 14:15:39 UTC
Amount To Be Raised $1,331,645 Associated Brokers / Dealers N/A CIK Number 0001720741 Filed Document 0001720741-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-09-22 14:15:39 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Rallyday LF Co-Investors LP See All Filings	D	2023-09-22 14:13:28 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001993943 Filed Document 0001567619-23-007264 Exclusions or Exemptions 506b Accepted Date 2023-09-22 14:13:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Iron Triangle CAV Offshore, LP See All Filings	D/A	2023-09-22 14:10:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001787390 Filed Document 0001787390-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-09-22 14:10:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Riverview Premium Partners Fund II LP See All Filings	D/A	2023-09-22 14:10:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001424429 Filed Document 0001567619-23-007262 Exclusions or Exemptions 506b Accepted Date 2023-09-22 14:10:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO Specialty Finance Income Fund Onshore Feeder, L.P. See All Filings	D	2023-09-22 14:09:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001990139 Filed Document 0001990139-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-09-22 14:09:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Riverview Premium Partners Fund II (Cayman) L.P. See All Filings	D/A	2023-09-22 14:07:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None, None, and None CIK Number 0001424839 Filed Document 0001567619-23-007260 Exclusions or Exemptions 506b Accepted Date 2023-09-22 14:07:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Castlelake Asset-Based Private Credit III Evergreen B, L.P. See All Filings	D/A	2023-09-22 14:01:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001971801 Filed Document 0001567619-23-007258 Exclusions or Exemptions 506b Accepted Date 2023-09-22 14:01:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
HAIDAR JUPITER INTERNATIONAL LTD. See All Filings	D/A	2023-09-22 13:59:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Christophe Haxhe, Renato Minnei, Matthew Luciano, Matthew Luciano, Matthew Luciano, Matthew Luciano, Steven Fletcher, Cenk Utkan, David Minnei, Keith Gill, Neal Berger, Neal Berger, Marcel Melis, John Burridge, John Burridge, Oliver Fochler, Edward Vickery, and Steven Fletcher CIK Number 0001170056 Filed Document 0001170056-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-09-22 13:59:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cambrian Inc. See All Filings	D/A	2023-09-22 13:58:29 UTC
Amount To Be Raised $3,999,997 Associated Brokers / Dealers N/A CIK Number 0001870348 Filed Document 0001870348-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-09-22 13:58:29 UTC Type of Offering D/A Industry Other Technology Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Zazove Convertible Securities Fund, L.P. See All Filings	D/A	2023-09-22 13:56:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001947579 Filed Document 0001742170-23-000003 Exclusions or Exemptions 506b Accepted Date 2023-09-22 13:56:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FLEX Capital Fund III Co-Investments I GmbH & Co. KG See All Filings	D	2023-09-22 13:56:18 UTC
Amount To Be Raised $25,841,398 Associated Brokers / Dealers N/A CIK Number 0001992156 Filed Document 0001992156-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-09-22 13:56:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GERMANY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Farmstead Offshore Fund, Ltd. See All Filings	D/A	2023-09-22 13:55:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587737 Filed Document 0000919574-23-005329 Exclusions or Exemptions 506b Accepted Date 2023-09-22 13:55:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Synvitrobio, Inc. See All Filings	D	2023-09-22 13:53:30 UTC
Amount To Be Raised $17,556,003 Associated Brokers / Dealers N/A CIK Number 0001994409 Filed Document 0001994409-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-09-22 13:53:30 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HAIDAR JUPITER FUND LLC See All Filings	D/A	2023-09-22 13:53:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Edward Vickery, Steven Fletcher, Matthew Luciano, Matthew Luciano, Matthew Luciano, Matthew Luciano, Steven Fletcher, Neal Berger, Marcel Melis, and John Burridge CIK Number 0001124791 Filed Document 0001124791-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-09-22 13:53:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Farmstead Partners, LP See All Filings	D/A	2023-09-22 13:49:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587735 Filed Document 0000919574-23-005327 Exclusions or Exemptions 506b Accepted Date 2023-09-22 13:49:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Lionstone Insurance Fund, LP See All Filings	D/A	2023-09-22 13:49:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001413463 Filed Document 0001413463-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-09-22 13:49:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AR-0712 Fund I, a series of Companyon Sidecar, LP See All Filings	D	2023-09-22 13:48:10 UTC
Amount To Be Raised $260,000 Associated Brokers / Dealers N/A CIK Number 0001987410 Filed Document 0001987410-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-09-22 13:48:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Creatify Lab Inc. See All Filings	D	2023-09-22 13:42:48 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001988298 Filed Document 0001988298-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-09-22 13:42:48 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Lionstone Fund, Ltd. See All Filings	D/A	2023-09-22 13:39:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001347556 Filed Document 0001347556-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-09-22 13:39:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SW-0717 Fund I, a series of AngelList-GP-Funds-I, LP See All Filings	D	2023-09-22 13:37:09 UTC
Amount To Be Raised $86,250 Associated Brokers / Dealers N/A CIK Number 0001987516 Filed Document 0001987516-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-09-22 13:37:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Shavelson BTR LP See All Filings	D	2023-09-22 13:35:58 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001994475 Filed Document 0001994475-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-09-22 13:35:58 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Unbroken Chain Fund LP See All Filings	D	2023-09-22 13:27:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001994698 Filed Document 0001994698-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-09-22 13:27:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lionstone Fund, LP See All Filings	D/A	2023-09-22 13:23:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001320813 Filed Document 0001320813-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-09-22 13:23:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ExodusPoint Management Investors, LLC See All Filings	D/A	2023-09-22 13:13:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001742170 Filed Document 0001742170-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-09-22 13:13:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MCF Co-Investment GP LP See All Filings	D	2023-09-22 13:11:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001538585 Filed Document 0001538585-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-09-22 13:11:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ExodusPoint Partners International Fund, Ltd See All Filings	D/A	2023-09-22 13:09:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001737645 Filed Document 0001737641-23-000003 Exclusions or Exemptions 506b Accepted Date 2023-09-22 13:09:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WAVERLY GROWTH FUND I, LP See All Filings	D/A	2023-09-22 13:05:30 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001950225 Filed Document 0001950243-23-000003 Exclusions or Exemptions 506b Accepted Date 2023-09-22 13:05:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ExodusPoint Partners Fund, LP See All Filings	D/A	2023-09-22 12:57:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001737641 Filed Document 0001737641-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-09-22 12:57:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sweef Executive Vehicle LLP See All Filings	D	2023-09-22 12:53:15 UTC
Amount To Be Raised $242,500 Associated Brokers / Dealers N/A CIK Number 0001994361 Filed Document 0001994361-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-09-22 12:53:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Equity
Ground Swell Cistern Fund, LP See All Filings	D/A	2023-09-22 12:52:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648885 Filed Document 0001648885-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-09-22 12:52:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
SIBILLA CAPITAL LTD. See All Filings	D/A	2023-09-22 12:47:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001480216 Filed Document 0001214659-23-012572 Exclusions or Exemptions 506b Accepted Date 2023-09-22 12:47:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sibilla Capital Onshore LLC See All Filings	D/A	2023-09-22 12:47:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557666 Filed Document 0001214659-23-012571 Exclusions or Exemptions 506b Accepted Date 2023-09-22 12:47:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Hawthorne Food Co See All Filings	D/A	2023-09-22 12:32:11 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001751480 Filed Document 0001751480-23-000002 Exclusions or Exemptions 506b Accepted Date 2023-09-22 12:32:11 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
AGP Colt, LLC See All Filings	D	2023-09-22 12:21:06 UTC
Amount To Be Raised $62,000,000 Associated Brokers / Dealers N/A CIK Number 0001994688 Filed Document 0001994688-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-09-22 12:21:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Atendidos Amigos Group LLC See All Filings	D	2023-09-22 12:20:48 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001994019 Filed Document 0001994019-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-09-22 12:20:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KKR K-PEC iCapital Offshore Access Fund SPC See All Filings	D	2023-09-22 12:16:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS FINANCIAL SERVICES INC. CIK Number 0001989906 Filed Document 0001989906-23-000001 Exclusions or Exemptions 506b Accepted Date 2023-09-22 12:16:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BOM DIA IMPORTS LLC See All Filings	D/A	2023-09-22 12:15:20 UTC
Amount To Be Raised $5,400,000 Associated Brokers / Dealers N/A CIK Number 0001556303 Filed Document 0001556303-23-000004 Exclusions or Exemptions 506b Accepted Date 2023-09-22 12:15:20 UTC Type of Offering D/A Industry Other Principal Place of Business WASHINGTON Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity