Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Neptune-GBX Gold Plus Fund LP See All Filings	D	2024-05-08 14:40:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002020480 Filed Document 0002022191-24-000004 Exclusions or Exemptions 506b Accepted Date 2024-05-08 14:40:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MHM REHAB LWR, LLC See All Filings	D/A	2024-05-08 14:39:54 UTC
Amount To Be Raised $10,800,000 Associated Brokers / Dealers N/A CIK Number 0002010383 Filed Document 0001140361-24-024909 Exclusions or Exemptions 506b Accepted Date 2024-05-08 14:39:54 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
PasCal Technologies, Inc. See All Filings	D	2024-05-08 14:34:15 UTC
Amount To Be Raised $9,009,998 Associated Brokers / Dealers N/A CIK Number 0002022146 Filed Document 0002022146-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-05-08 14:34:15 UTC Type of Offering D Industry Other Energy Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Paralign Fund I, LP See All Filings	D	2024-05-08 14:29:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001991129 Filed Document 0001615594-24-000014 Exclusions or Exemptions 506b Accepted Date 2024-05-08 14:29:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SOUTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Florida Innovation Capital Fund I, LP See All Filings	D/A	2024-05-08 14:16:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001966576 Filed Document 0001966576-24-000001 Exclusions or Exemptions 506c Accepted Date 2024-05-08 14:16:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
DVM Systems, LLC See All Filings	D/A	2024-05-08 14:16:17 UTC
Amount To Be Raised $88,057 Associated Brokers / Dealers N/A CIK Number 0001469651 Filed Document 0001469651-24-000010 Exclusions or Exemptions 506b Accepted Date 2024-05-08 14:16:17 UTC Type of Offering D/A Industry Agriculture Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Taproot Timberland Holdings I, LLC See All Filings	D	2024-05-08 14:14:40 UTC
Amount To Be Raised $3,100,000 Associated Brokers / Dealers N/A CIK Number 0002018455 Filed Document 0002018455-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-05-08 14:14:40 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Warberg SPAC Fund LP See All Filings	D/A	2024-05-08 14:09:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001811517 Filed Document 0001811517-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-05-08 14:09:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arctaris Impact Fund, LP See All Filings	D/A	2024-05-08 14:07:34 UTC
Amount To Be Raised $160,000,000 Associated Brokers / Dealers Regiment Securities, LLC., Pickwick Capital Partners, LLC, Entoro Securities, LLC, and Spencer Clarke LLC CIK Number 0001749331 Filed Document 0001749331-24-000001 Exclusions or Exemptions 506c Accepted Date 2024-05-08 14:07:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NexPoint Small Bay I DST See All Filings	D/A	2024-05-08 14:00:38 UTC
Amount To Be Raised $59,505,817 Associated Brokers / Dealers Great Point Capital LLC, Arkadios Capital, FNEX Capital, LLC, Capulent LLC, Centaurus Financial, Inc., Emerson Equity LLC, IDB Capital Corp., Infinity Financial Services, American Trust Investment Services, Inc., Aurora Securities, Courtlandt Securities Corporation, Coastal Equities, Inc., KCD Financial, Inc., Wealthforge Securities, LLC, Realta Equities, Inc., and McDermott Investment Services, LLC CIK Number 0001990238 Filed Document 0001990238-24-000007 Exclusions or Exemptions 506c Accepted Date 2024-05-08 14:00:38 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Woofy, Inc. See All Filings	C-W	2024-05-08 13:57:32 UTC
Financial Interest Filing Platform Offering Amount CIK Number 0001797650 Filed Document 0001670254-24-000568 Accepted Date 2024-05-08 13:57:32 UTC Type of Offering C-W Security Offered Amount N/A Security Offered Type State
Stringbean Technologies LLC See All Filings	D	2024-05-08 13:47:35 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001703072 Filed Document 0001703072-24-000003 Exclusions or Exemptions 506b Accepted Date 2024-05-08 13:47:35 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
NB Specialty Finance Fund III (Lux) SCSp See All Filings	D/A	2024-05-08 13:45:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Neuberger Berman BD LLC and Jefferies LLC CIK Number 0001972945 Filed Document 0001972945-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-05-08 13:45:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DVM Systems, LLC See All Filings	D/A	2024-05-08 13:44:19 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001469651 Filed Document 0001469651-24-000009 Exclusions or Exemptions 506b Accepted Date 2024-05-08 13:44:19 UTC Type of Offering D/A Industry Agriculture Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Buckeye RE Industrial Partners, LLC See All Filings	D	2024-05-08 13:42:50 UTC
Amount To Be Raised $1,950,000 Associated Brokers / Dealers N/A CIK Number 0002022689 Filed Document 0002022689-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-05-08 13:42:50 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Greenpeak Continuation Fund I (Academia) Gmbh & Co. KG See All Filings	D	2024-05-08 13:40:50 UTC
Amount To Be Raised $59,835,640 Associated Brokers / Dealers N/A CIK Number 0002022582 Filed Document 0001878646-24-000015 Exclusions or Exemptions 506b Accepted Date 2024-05-08 13:40:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GERMANY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NB Specialty Finance Fund III (Cayman) Feeder LP See All Filings	D/A	2024-05-08 13:39:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Neuberger Berman BD LLC and Jefferies LLC CIK Number 0001972906 Filed Document 0001972906-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-05-08 13:39:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DVM Systems, LLC See All Filings	D/A	2024-05-08 13:39:04 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001469651 Filed Document 0001469651-24-000008 Exclusions or Exemptions 506b Accepted Date 2024-05-08 13:39:04 UTC Type of Offering D/A Industry Agriculture Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
BI-0312 Fund I, a series of Red Beard Ventures Syndicates, LP See All Filings	D	2024-05-08 13:38:04 UTC
Amount To Be Raised $154,011 Associated Brokers / Dealers N/A CIK Number 0002015604 Filed Document 0002015604-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-05-08 13:38:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
65 TUTHILL LLC See All Filings	D	2024-05-08 13:38:03 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0002022594 Filed Document 0002022594-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-05-08 13:38:03 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Monomoy Properties, LLC See All Filings	D/A	2024-05-08 13:36:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656519 Filed Document 0001104659-24-058586 Exclusions or Exemptions 506b Accepted Date 2024-05-08 13:36:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Impact Laboratory Services, Inc. See All Filings	D	2024-05-08 13:28:45 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0002020524 Filed Document 0002020524-24-000001 Exclusions or Exemptions 506c Accepted Date 2024-05-08 13:28:45 UTC Type of Offering D Industry Other Technology Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Castor Ventures Fund 8, LLC See All Filings	D/A	2024-05-08 13:27:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001982927 Filed Document 0001982927-24-000001 Exclusions or Exemptions 506c Accepted Date 2024-05-08 13:27:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Tactical Trading Managers (Managed Futures) LLC See All Filings	D/A	2024-05-08 13:27:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001214880 Filed Document 0001994602-24-000016 Exclusions or Exemptions 506b Accepted Date 2024-05-08 13:27:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hedge Fund Select: Millennium LLC See All Filings	D/A	2024-05-08 13:26:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001799090 Filed Document 0001994602-24-000015 Exclusions or Exemptions 506b Accepted Date 2024-05-08 13:26:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ampicity, Inc See All Filings	C	2024-05-08 13:25:55 UTC
Financial Interest No Filing Platform Jumpstart Micro, Inc Offering Amount $5,000,000 CIK Number 0001996674 Filed Document 0001096906-24-001059 Accepted Date 2024-05-08 13:25:55 UTC Type of Offering C Security Offered Amount 5,000,000 Security Offered Type Other State NORTH CAROLINA
Hedge Fund Select: Millennium Ltd See All Filings	D/A	2024-05-08 13:25:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001799098 Filed Document 0001994602-24-000014 Exclusions or Exemptions 506b Accepted Date 2024-05-08 13:25:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Thomas Management Real Estate Group II LLC See All Filings	D	2024-05-08 13:24:03 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0002022676 Filed Document 0002022676-24-000001 Exclusions or Exemptions 506c Accepted Date 2024-05-08 13:24:03 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $Not Applicable Type of Security Equity
Global Tactical Trading Managers LLC See All Filings	D/A	2024-05-08 13:23:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001173391 Filed Document 0001994602-24-000013 Exclusions or Exemptions 506b Accepted Date 2024-05-08 13:23:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Global Tactical Trading Managers plc See All Filings	D/A	2024-05-08 13:22:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001173392 Filed Document 0001994602-24-000012 Exclusions or Exemptions 506b Accepted Date 2024-05-08 13:22:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GTCR XIV Access Offshore LP See All Filings	D/A	2024-05-08 13:20:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001967430 Filed Document 0001994602-24-000011 Exclusions or Exemptions 506b Accepted Date 2024-05-08 13:20:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Harvest Invest-071 LLC A Series of Harvest Invest LLC See All Filings	D/A	2024-05-08 13:17:33 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0002013976 Filed Document 0002013976-24-000004 Exclusions or Exemptions 506c Accepted Date 2024-05-08 13:17:33 UTC Type of Offering D/A Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
GTCR XIV Access LLC See All Filings	D/A	2024-05-08 13:16:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001967429 Filed Document 0001994602-24-000010 Exclusions or Exemptions 506b Accepted Date 2024-05-08 13:16:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Livermore Strategic Opportunities, LP See All Filings	D	2024-05-08 13:12:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002022310 Filed Document 0002022310-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-05-08 13:12:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SBX Co-Investment Fund, LP See All Filings	D	2024-05-08 13:11:23 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0002022064 Filed Document 0002022064-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-05-08 13:11:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fulfilld Corp. See All Filings	D	2024-05-08 13:05:35 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001880276 Filed Document 0001880276-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-05-08 13:05:35 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Fenimore Small Cap Fund, LLC See All Filings	D/A	2024-05-08 13:02:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001464535 Filed Document 0001464535-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-05-08 13:02:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Inpsire Leasing 2, LLC See All Filings	D	2024-05-08 13:01:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002022450 Filed Document 0002022450-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-05-08 13:01:10 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
GenCap Janesville Industrial MM, LLC See All Filings	D	2024-05-08 12:59:34 UTC
Amount To Be Raised $5,250,000 Associated Brokers / Dealers N/A CIK Number 0002022371 Filed Document 0002022371-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-05-08 12:59:34 UTC Type of Offering D Industry Commercial Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Solo Digital Ventures, LP See All Filings	D/A	2024-05-08 12:58:15 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001921623 Filed Document 0001921623-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-05-08 12:58:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Common Capital RE Holdings II LLC See All Filings	D/A	2024-05-08 12:51:59 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0002022402 Filed Document 0002022402-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-05-08 12:51:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nami Surgical Ltd See All Filings	D	2024-05-08 12:42:33 UTC
Amount To Be Raised $123,310 Associated Brokers / Dealers N/A CIK Number 0002015602 Filed Document 0002015602-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-05-08 12:42:33 UTC Type of Offering D Industry Other Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
NexPoint Semiconductor Manufacturing DST See All Filings	D/A	2024-05-08 12:40:54 UTC
Amount To Be Raised $136,944,633 Associated Brokers / Dealers Realized Financial, Inc., Emerson Equity LLC, Aurora Securities, McDermott Investment Services, LLC, IBN Financial Services Inc., Great Point Capital LLC, Patrick Capital Markets, LLC, Cabin Securities, Inc., Innovation Partners LLC, Capulent LLC, Arkadios Capital, and FNEX Capital, LLC CIK Number 0001998394 Filed Document 0001998394-24-000007 Exclusions or Exemptions 506c Accepted Date 2024-05-08 12:40:54 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
DLP Financial Ventures LLC See All Filings	D	2024-05-08 12:35:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0002022574 Filed Document 0001566114-24-000033 Exclusions or Exemptions 506c Accepted Date 2024-05-08 12:35:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Psyched Wellness Ltd. See All Filings	D	2024-05-08 12:28:26 UTC
Amount To Be Raised $2,561,665 Associated Brokers / Dealers N/A CIK Number 0001847706 Filed Document 0001062993-24-009614 Exclusions or Exemptions 506b Accepted Date 2024-05-08 12:28:26 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
AshleyMeadows, LLC See All Filings	D	2024-05-08 12:27:36 UTC
Amount To Be Raised $989,346 Associated Brokers / Dealers N/A CIK Number 0002021492 Filed Document 0002021492-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-05-08 12:27:36 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Psyched Wellness Ltd. See All Filings	D	2024-05-08 12:23:33 UTC
Amount To Be Raised $6,071,428 Associated Brokers / Dealers N/A CIK Number 0001847706 Filed Document 0001062993-24-009611 Exclusions or Exemptions 506b Accepted Date 2024-05-08 12:23:33 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Rocky Mountain Homes Fund III, L3C See All Filings	D/A	2024-05-08 12:23:28 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001976814 Filed Document 0001976814-24-000001 Exclusions or Exemptions 506c Accepted Date 2024-05-08 12:23:28 UTC Type of Offering D/A Industry Residential Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Browning West Cayman Special Situations LP See All Filings	D/A	2024-05-08 12:21:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002015085 Filed Document 0000902664-24-003359 Exclusions or Exemptions 506b Accepted Date 2024-05-08 12:21:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Black Ocean Capital Fund LP See All Filings	D	2024-05-08 12:21:27 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0002020681 Filed Document 0002020681-24-000001 Exclusions or Exemptions 506c Accepted Date 2024-05-08 12:21:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund