Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Fund I, a series of 100x Entrepreneur Fund, LP See All Filings	D/A	2024-07-30 19:04:20 UTC
Amount To Be Raised $11,651,248 Associated Brokers / Dealers N/A CIK Number 0001912144 Filed Document 0001912144-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-07-30 19:04:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Frankie's Story, LLC See All Filings	C	2024-07-30 19:01:20 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $750,000 CIK Number 0001934804 Filed Document 0001670254-24-000804 Accepted Date 2024-07-30 19:01:20 UTC Type of Offering C Security Offered Amount 33,334 Security Offered Type Other State GEORGIA
Fund I, a series of FDVC, LP See All Filings	D/A	2024-07-30 18:53:37 UTC
Amount To Be Raised $10,029,081 Associated Brokers / Dealers N/A CIK Number 0001925026 Filed Document 0001925026-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-07-30 18:53:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ZAP ENERGY, INC. See All Filings	D	2024-07-30 18:42:12 UTC
Amount To Be Raised $129,997,713 Associated Brokers / Dealers N/A CIK Number 0001714402 Filed Document 0001714402-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-07-30 18:42:12 UTC Type of Offering D Industry Other Energy Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Imperative Care, Inc. See All Filings	D	2024-07-30 18:29:36 UTC
Amount To Be Raised $149,999,980 Associated Brokers / Dealers N/A CIK Number 0001668962 Filed Document 0001668962-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-07-30 18:29:36 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TNG NWC, LP See All Filings	D	2024-07-30 18:22:31 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0002026632 Filed Document 0002027177-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-07-30 18:22:31 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
ESSENTIAL PROVISIONS LLC See All Filings	D	2024-07-30 18:18:27 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0002031512 Filed Document 0002031512-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-07-30 18:18:27 UTC Type of Offering D Industry Manufacturing Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Azora BOF LP See All Filings	D	2024-07-30 18:04:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002031796 Filed Document 0002031796-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-07-30 18:04:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Okeanos Venture Partners I, LLC - Series 71 See All Filings	D	2024-07-30 18:04:47 UTC
Amount To Be Raised $7,998 Associated Brokers / Dealers N/A CIK Number 0001997026 Filed Document 0001997026-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-07-30 18:04:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
NGGS IV, LP See All Filings	D	2024-07-30 18:03:19 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0002027177 Filed Document 0002027177-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-07-30 18:03:19 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
PBV 933 Louise LP LLC See All Filings	D	2024-07-30 17:59:57 UTC
Amount To Be Raised $925,000 Associated Brokers / Dealers N/A CIK Number 0002032215 Filed Document 0002032215-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-07-30 17:59:57 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
LEGENDARY CAPITAL ACCEL INCOME & GROWTH QUALIFIED OPPORTUNITY FUND II, LLC See All Filings	D/A	2024-07-30 17:56:46 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers JOHN A DOANE, KYLE T KADISH, PEGGY ROMERO, KEVIN L MYERS, GARY A GLOCKZIN, TODD RHINE, STEPHEN WAYNE WINGARD, MOHAMED ELDAWY, JEFFREY D LEWIS, ROBERT L BOGGESS, CHARLES A MASSIE, JEFFREY T KENNEDY, The M & A Group LLC, Brian W. Napier, Robert M. Pecha, and Neeraj Bhatia CIK Number 0001879276 Filed Document 0001879276-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-07-30 17:56:46 UTC Type of Offering D/A Industry Commercial Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Universa Black Swan Protection Protocol LXIX L.P. See All Filings	D/A	2024-07-30 17:26:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001879923 Filed Document 0000935836-24-000502 Exclusions or Exemptions 506b Accepted Date 2024-07-30 17:26:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Rua Gold Inc. See All Filings	D	2024-07-30 17:22:37 UTC
Amount To Be Raised $853,841 Associated Brokers / Dealers CORMARK SECURITIES INC. CIK Number 0001925511 Filed Document 0001183740-24-000062 Exclusions or Exemptions 506b Accepted Date 2024-07-30 17:22:37 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Universa Black Swan Protection Protocol LXXII L.P. See All Filings	D/A	2024-07-30 17:22:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001879850 Filed Document 0000935836-24-000501 Exclusions or Exemptions 506b Accepted Date 2024-07-30 17:22:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Universa Black Swan Protection Protocol LXXIII L.P. See All Filings	D/A	2024-07-30 17:21:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001879915 Filed Document 0000935836-24-000500 Exclusions or Exemptions 506b Accepted Date 2024-07-30 17:21:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
DBH Tides Salvo SPV, LLC See All Filings	D	2024-07-30 17:19:15 UTC
Amount To Be Raised $3,685,516 Associated Brokers / Dealers N/A CIK Number 0002031842 Filed Document 0000911420-24-000161 Exclusions or Exemptions 506b Accepted Date 2024-07-30 17:19:15 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
KABDC - A SERIES OF AURUM VP FUND LLC See All Filings	D	2024-07-30 17:18:34 UTC
Amount To Be Raised $335,000 Associated Brokers / Dealers N/A CIK Number 0001999641 Filed Document 0001999641-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-07-30 17:18:34 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ATAP Market Technologies, Inc. See All Filings	D	2024-07-30 17:18:33 UTC
Amount To Be Raised $11,500,000 Associated Brokers / Dealers N/A CIK Number 0002032303 Filed Document 0002032303-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-07-30 17:18:33 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Hearthfire Income Fund I, LLC See All Filings	D/A	2024-07-30 17:17:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001980551 Filed Document 0002029891-24-000002 Exclusions or Exemptions 506c Accepted Date 2024-07-30 17:17:06 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
GS Finance Corp. See All Filings	D	2024-07-30 17:14:17 UTC
Amount To Be Raised $1,247,158 Associated Brokers / Dealers N/A CIK Number 0001419828 Filed Document 0000950103-24-011183 Exclusions or Exemptions 506b Accepted Date 2024-07-30 17:14:17 UTC Type of Offering D Industry Investment Banking Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
GS Finance Corp. See All Filings	D	2024-07-30 17:09:35 UTC
Amount To Be Raised $1,011,936 Associated Brokers / Dealers N/A CIK Number 0001419828 Filed Document 0000950103-24-011178 Exclusions or Exemptions 506b Accepted Date 2024-07-30 17:09:35 UTC Type of Offering D Industry Investment Banking Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Terrain I, LP See All Filings	D	2024-07-30 17:09:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002031602 Filed Document 0002031602-24-000001 Exclusions or Exemptions 506c Accepted Date 2024-07-30 17:09:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
VALIANT CAPITAL PARTNERS OFFSHORE, LTD. See All Filings	D/A	2024-07-30 17:06:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001444130 Filed Document 0000935836-24-000499 Exclusions or Exemptions 506b Accepted Date 2024-07-30 17:06:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
AvoHQ Inc. See All Filings	D	2024-07-30 17:03:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002032268 Filed Document 0002032268-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-07-30 17:03:34 UTC Type of Offering D Industry Computers Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
1900 Ironspring Venture Fund 2 2024 Series (fund in 1900 Direct Series LLC) See All Filings	D/A	2024-07-30 17:03:32 UTC
Amount To Be Raised $2,035,000 Associated Brokers / Dealers N/A CIK Number 0002029019 Filed Document 0002029019-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-07-30 17:03:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Base4 Private Ventures IV LP See All Filings	D	2024-07-30 17:02:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002032239 Filed Document 0000902664-24-004909 Exclusions or Exemptions 506b Accepted Date 2024-07-30 17:02:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Awesome ROI Fund I, LLC See All Filings	D	2024-07-30 17:02:52 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0002029891 Filed Document 0002029891-24-000001 Exclusions or Exemptions 506c Accepted Date 2024-07-30 17:02:52 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Ares Infrastructure Debt Fund VI (Ontario USD U) LP See All Filings	D	2024-07-30 17:01:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002030782 Filed Document 0002030782-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-07-30 17:01:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
88 Tactical, LLC See All Filings	D	2024-07-30 16:57:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002032090 Filed Document 0002032090-24-000002 Exclusions or Exemptions 506c Accepted Date 2024-07-30 16:57:21 UTC Type of Offering D Industry Other Principal Place of Business NEBRASKA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
BirchBioMed Inc. See All Filings	1-A	2024-07-30 16:57:07 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers DealMaker Securities LLC CIK Number 0001670747 Filed Document 0001493152-24-029622 Accepted Date 2024-07-30 16:57:07 UTC Type of Offering 1-A Industry PHARMACEUTICAL PREPARATIONS Offering Tier Tier2 Principal Place of Business ONTARIO, CANADA Revenue or Assets $0 State of Jurisdiction BRITISH COLUMBIA, CANADA Type of Security Equity (common or preferred stock)
Iroquois Valley Farmland REIT, PBC See All Filings	1-A POS	2024-07-30 16:56:20 UTC
Amount To Be Raised $68,656,380 Associated Brokers / Dealers Access Securities, LLC CIK Number 0001706350 Filed Document 0001683168-24-005138 Accepted Date 2024-07-30 16:56:20 UTC Type of Offering 1-A POS Industry REAL ESTATE INVESTMENT TRUSTS Offering Tier Tier2 Principal Place of Business ILLINOIS Revenue or Assets $4,524,614 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
EMINENCE CAPITAL LTD. See All Filings	D	2024-07-30 16:54:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers DAVID JON FEINSTEIN CIK Number 0002032273 Filed Document 0002032273-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-07-30 16:54:51 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Equity
GS Finance Corp. See All Filings	D	2024-07-30 16:54:19 UTC
Amount To Be Raised $1,010,000 Associated Brokers / Dealers N/A CIK Number 0001419828 Filed Document 0000950103-24-011163 Exclusions or Exemptions 506b Accepted Date 2024-07-30 16:54:19 UTC Type of Offering D Industry Investment Banking Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Redwood Partners LP\DE See All Filings	D	2024-07-30 16:52:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers GAR WOOD SECURITIES, LLC CIK Number 0002019550 Filed Document 0002024179-24-000035 Exclusions or Exemptions 506b Accepted Date 2024-07-30 16:52:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Teofilo Coffee Co LLC See All Filings	C/A	2024-07-30 16:51:51 UTC
Financial Interest None Filing Platform Honeycomb Portal LLC Offering Amount $120,000 CIK Number 0002026739 Filed Document 0002026739-24-000003 Accepted Date 2024-07-30 16:51:51 UTC Type of Offering C/A Security Offered Amount N/A Security Offered Type Debt State CALIFORNIA
MLG/PF Beacon Island Co-Investor LLC See All Filings	D	2024-07-30 16:50:21 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0002032227 Filed Document 0002032227-24-000001 Exclusions or Exemptions 506c Accepted Date 2024-07-30 16:50:21 UTC Type of Offering D Industry Commercial Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
GS Finance Corp. See All Filings	D	2024-07-30 16:49:51 UTC
Amount To Be Raised $1,306,000 Associated Brokers / Dealers N/A CIK Number 0001419828 Filed Document 0000950103-24-011157 Exclusions or Exemptions 506b Accepted Date 2024-07-30 16:49:51 UTC Type of Offering D Industry Investment Banking Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Lucas Venture Group XLVIII, LLC See All Filings	D	2024-07-30 16:45:46 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0002032111 Filed Document 0002032231-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-07-30 16:45:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lucas Venture Group XXXIX, LLC See All Filings	D	2024-07-30 16:44:26 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0002032231 Filed Document 0002032231-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-07-30 16:44:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Scipher Medicine Corp See All Filings	D	2024-07-30 16:43:48 UTC
Amount To Be Raised $5,849,013 Associated Brokers / Dealers N/A CIK Number 0001658821 Filed Document 0000904454-24-000437 Exclusions or Exemptions 506b Accepted Date 2024-07-30 16:43:48 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
1900 Elevate Music III 2023 Series (fund 1900 Direct Series LLC ) See All Filings	D/A	2024-07-30 16:38:18 UTC
Amount To Be Raised $14,061,500 Associated Brokers / Dealers N/A CIK Number 0002007419 Filed Document 0002007419-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-07-30 16:38:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
FE IV Co-Invest FA, L.P. See All Filings	D	2024-07-30 16:35:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002031847 Filed Document 0002031847-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-07-30 16:35:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hamilton Lane RE Opportunities Fund I LP See All Filings	D/A	2024-07-30 16:33:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hamilton Lane Securities LLC CIK Number 0001983648 Filed Document 0001983648-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-07-30 16:33:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Altira Technology VI Overflow Fund III LLC See All Filings	D	2024-07-30 16:32:51 UTC
Amount To Be Raised $3,550,000 Associated Brokers / Dealers N/A CIK Number 0002030919 Filed Document 0002030919-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-07-30 16:32:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
FORTRESS CREDIT REALTY INCOME TRUST See All Filings	D	2024-07-30 16:32:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers INDEPENDENT BROKERAGE SOLUTIONS LLC and FORTRESS CAPITAL FORMATION LLC CIK Number 0002026738 Filed Document 0002026738-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-07-30 16:32:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TI VI Project Horizon Co-Invest, L.P. See All Filings	D	2024-07-30 16:31:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TowerBrook Financial, L.P. CIK Number 0002030511 Filed Document 0000950142-24-002043 Exclusions or Exemptions 506b Accepted Date 2024-07-30 16:31:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Wave Bye Inc. See All Filings	D	2024-07-30 16:30:58 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0002032246 Filed Document 0002032246-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-07-30 16:30:58 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Option To Acquire
BOLSTER NETWORKS, INC. See All Filings	D	2024-07-30 16:27:58 UTC
Amount To Be Raised $8,153,070 Associated Brokers / Dealers N/A CIK Number 0001820495 Filed Document 0001405086-24-000176 Exclusions or Exemptions 506b Accepted Date 2024-07-30 16:27:58 UTC Type of Offering D Industry Business Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Arrived STR 2, LLC See All Filings	1-A	2024-07-30 16:27:35 UTC
Amount To Be Raised $2,492,670 Associated Brokers / Dealers Dalmore Group, LLC CIK Number 0001968039 Filed Document 0001968039-24-000035 Accepted Date 2024-07-30 16:27:35 UTC Type of Offering 1-A Industry REAL ESTATE INVESTMENT TRUSTS Offering Tier Tier2 Principal Place of Business WASHINGTON Revenue or Assets $138,035 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)