Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Historic Investment Fund 2024 (QP) LLC See All Filings	D	2024-09-16 12:52:17 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0002034970 Filed Document 0002034970-24-000001 Exclusions or Exemptions 506c Accepted Date 2024-09-16 12:52:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Pipeline2Space, Inc. See All Filings	D	2024-09-16 12:48:24 UTC
Amount To Be Raised $39,540 Associated Brokers / Dealers N/A CIK Number 0001894122 Filed Document 0001894122-24-000006 Exclusions or Exemptions 506b Accepted Date 2024-09-16 12:48:24 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Scale, a series of Rhone VC, LP See All Filings	D	2024-09-16 12:41:41 UTC
Amount To Be Raised $127,267 Associated Brokers / Dealers N/A CIK Number 0002020114 Filed Document 0002020114-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-09-16 12:41:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MVP ES FUND CXLI LLC See All Filings	D	2024-09-16 12:33:07 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MICROVENTURE MARKETPLACE INC CIK Number 0002027494 Filed Document 0002027494-24-000001 Exclusions or Exemptions 506c Accepted Date 2024-09-16 12:33:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Audax Private Credit Fund, LP See All Filings	D	2024-09-16 12:32:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Campbell Lutyens & Co. Inc. CIK Number 0002033362 Filed Document 0002033362-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-09-16 12:32:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AUGUREY VENTURES I, LLC - SERIES FIGURE C See All Filings	D	2024-09-16 12:28:24 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0002037438 Filed Document 0002037438-24-000003 Exclusions or Exemptions 506c Accepted Date 2024-09-16 12:28:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
Venture Lane Capital II, LLC See All Filings	D/A	2024-09-16 12:27:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001881872 Filed Document 0001881872-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-09-16 12:27:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AUGUREY VENTURES II, LLC - SERIES FIGURE C See All Filings	D	2024-09-16 12:26:52 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0002037437 Filed Document 0002037438-24-000002 Exclusions or Exemptions 506c Accepted Date 2024-09-16 12:26:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
Lamb, a series of Rhone VC, LP See All Filings	D	2024-09-16 12:26:02 UTC
Amount To Be Raised $231,200 Associated Brokers / Dealers N/A CIK Number 0002025574 Filed Document 0002025574-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-09-16 12:26:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alpha Leonis Venture Fund I, L.P. See All Filings	D	2024-09-16 12:26:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002037592 Filed Document 0002037592-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-09-16 12:26:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AUGUREY VENTURES III, LLC - SERIES FIGURE C See All Filings	D	2024-09-16 12:23:59 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0002037436 Filed Document 0002037438-24-000001 Exclusions or Exemptions 506c Accepted Date 2024-09-16 12:23:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
Mount Wilson Global Fund, L.P. See All Filings	D/A	2024-09-16 12:23:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001497147 Filed Document 0002012438-24-000017 Exclusions or Exemptions 506b Accepted Date 2024-09-16 12:23:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Partners Group 2024 CV - PMCS 2014 (IV) EUR, L.P. See All Filings	D/A	2024-09-16 12:22:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002037502 Filed Document 0002037569-24-000003 Exclusions or Exemptions 506b Accepted Date 2024-09-16 12:22:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LAKE STREET FUND, L.P. See All Filings	D/A	2024-09-16 12:20:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LYMAN OSCAR HEIDTKE JR CIK Number 0001212793 Filed Document 0002012438-24-000016 Exclusions or Exemptions 506b Accepted Date 2024-09-16 12:20:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PENTATONE INC. See All Filings	D	2024-09-16 12:20:16 UTC
Amount To Be Raised $2,123,160 Associated Brokers / Dealers N/A CIK Number 0002037637 Filed Document 0002037637-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-09-16 12:20:16 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Partners Group 2024 CV - MAC 2015 (II) GBP, L.P. See All Filings	D/A	2024-09-16 12:19:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002037569 Filed Document 0002037569-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-09-16 12:19:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Something Better Foods Inc. See All Filings	D	2024-09-16 12:18:36 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001775800 Filed Document 0001775800-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-09-16 12:18:36 UTC Type of Offering D Industry Retailing Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Debt
Partners Group 2024 CV - MAC 2015 (II) GBP, L.P. See All Filings	D	2024-09-16 12:12:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002037569 Filed Document 0002037569-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-09-16 12:12:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ara Infrastructure Fund I-A, SCSp See All Filings	D/A	2024-09-16 12:12:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable CIK Number 0001944107 Filed Document 0001944107-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-09-16 12:12:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
Spectrum Antimicrobials, Inc. See All Filings	D	2024-09-16 12:11:12 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001808754 Filed Document 0001808754-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-09-16 12:11:12 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ara Infrastructure Fund I, LP See All Filings	D/A	2024-09-16 12:05:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable CIK Number 0001944099 Filed Document 0001944099-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-09-16 12:05:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Regen Biopharma, Inc. See All Filings	1-A	2024-09-16 11:57:05 UTC
Amount To Be Raised $0 Associated Brokers / Dealers N/A CIK Number 0001589150 Filed Document 0001493152-24-036321 Accepted Date 2024-09-16 11:57:05 UTC Type of Offering 1-A Industry PHARMACEUTICAL PREPARATIONS Offering Tier Tier1 Principal Place of Business CALIFORNIA Revenue or Assets $59,065 State of Jurisdiction NEVADA Type of Security Equity (common or preferred stock)
OWP PHARMACEUTICALS, INC. See All Filings	D	2024-09-16 11:56:45 UTC
Amount To Be Raised $2,730,773 Associated Brokers / Dealers N/A CIK Number 0002037010 Filed Document 0002037010-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-09-16 11:56:45 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Myoptechs, Inc. See All Filings	D	2024-09-16 11:51:54 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0002037391 Filed Document 0002037391-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-09-16 11:51:54 UTC Type of Offering D Industry Other Health Care Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
PIC Feeder Fund 2024-A LLC See All Filings	D/A	2024-09-16 11:50:54 UTC
Amount To Be Raised $5,345,000 Associated Brokers / Dealers N/A CIK Number 0002019985 Filed Document 0002019985-24-000003 Exclusions or Exemptions 506c Accepted Date 2024-09-16 11:50:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bain Capital Global Direct Lending Fund (U) I RN, L.P. See All Filings	D	2024-09-16 11:50:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BAIN CAPITAL DISTRIBUTORS, LLC CIK Number 0002027652 Filed Document 0000945621-24-000760 Exclusions or Exemptions 506b Accepted Date 2024-09-16 11:50:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Crosstree SSF III Co-Invest L.P. See All Filings	D	2024-09-16 11:50:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002037446 Filed Document 0000950172-24-000424 Exclusions or Exemptions 506b Accepted Date 2024-09-16 11:50:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eye of the Cosmos LLC See All Filings	D	2024-09-16 11:48:50 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0002037545 Filed Document 0002037545-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-09-16 11:48:50 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Private Investor Club Feeder Fund 2022-H LLC See All Filings	D/A	2024-09-16 11:44:41 UTC
Amount To Be Raised $6,537,500 Associated Brokers / Dealers N/A CIK Number 0002010380 Filed Document 0002010380-24-000001 Exclusions or Exemptions 506c Accepted Date 2024-09-16 11:44:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Neuro42, Inc. See All Filings	D	2024-09-16 11:42:02 UTC
Amount To Be Raised $36,551,492 Associated Brokers / Dealers N/A CIK Number 0002026406 Filed Document 0002026406-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-09-16 11:42:02 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Partners Group 2024 CV - PMCS 2014 (IV) EUR, L.P. See All Filings	D	2024-09-16 11:40:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002037502 Filed Document 0002037502-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-09-16 11:40:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JLLX Grand Prairie Distribution Center, DST See All Filings	D/A	2024-09-16 11:20:44 UTC
Amount To Be Raised $64,629,529 Associated Brokers / Dealers LaSalle Investment Management Distributors, LLC, Janney Montgomery Scott LLC, RBC Capital Markets, LLC, Robert W. Baird & Co. Incorporated, Realized Financial, Inc., DAI Securities, LLC, Concorde Investment Services, LLC, and LPL Financial LLC CIK Number 0002023645 Filed Document 0002023645-24-000011 Exclusions or Exemptions 506b Accepted Date 2024-09-16 11:20:44 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
10F Opportunity Co 1, LLC See All Filings	D	2024-09-16 11:20:08 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0002037572 Filed Document 0001578563-24-000411 Exclusions or Exemptions 506c Accepted Date 2024-09-16 11:20:08 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
NextGen Opternative LLC See All Filings	D/A	2024-09-16 11:16:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001824696 Filed Document 0001824696-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-09-16 11:16:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
JLLX Diversified VI, DST See All Filings	D/A	2024-09-16 11:15:15 UTC
Amount To Be Raised $104,867,496 Associated Brokers / Dealers LaSalle Investment Management Distributors, LLC, IBN Financial Services, Inc., Rockefeller Financial LLC, and Concorde Investment Services, LLC CIK Number 0002031962 Filed Document 0002031962-24-000005 Exclusions or Exemptions 506b Accepted Date 2024-09-16 11:15:15 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
FourSixThree CAV Offshore, LP See All Filings	D/A	2024-09-16 11:14:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001990569 Filed Document 0001990571-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-09-16 11:14:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kuykendahl Texas Storage, LLC See All Filings	D	2024-09-16 11:03:49 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0002037553 Filed Document 0002037553-24-000001 Exclusions or Exemptions 506c Accepted Date 2024-09-16 11:03:49 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
Breach Inlet Capital, LP See All Filings	D/A	2024-09-16 10:58:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685925 Filed Document 0001685925-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-09-16 10:58:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
FourSixThree CAV Onshore, LP See All Filings	D/A	2024-09-16 10:57:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001990571 Filed Document 0001990571-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-09-16 10:57:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Recurring Capital Fund IV, L.P. See All Filings	D/A	2024-09-16 10:45:06 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001987353 Filed Document 0001987353-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-09-16 10:45:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Biolimitless Centers of Excellence, Inc. See All Filings	D	2024-09-16 10:43:43 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0002036273 Filed Document 0002036273-24-000001 Exclusions or Exemptions 506c Accepted Date 2024-09-16 10:43:43 UTC Type of Offering D Industry Other Health Care Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Other
FINYX FUND US LP See All Filings	D/A	2024-09-16 10:26:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001895510 Filed Document 0001895510-24-000001 Exclusions or Exemptions 506c Accepted Date 2024-09-16 10:26:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CYPRUS Revenue or Assets $No Aggregate Net Asset Value Type of Security Equity
MAC Fund I, LP See All Filings	D/A	2024-09-16 10:24:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684146 Filed Document 0001684146-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-09-16 10:24:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alliant Holdings, L.P. See All Filings	D/A	2024-09-16 10:21:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651368 Filed Document 0000922423-24-000066 Exclusions or Exemptions 506b Accepted Date 2024-09-16 10:21:13 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Onchain Technologies, Inc. See All Filings	D	2024-09-16 10:18:12 UTC
Amount To Be Raised $1,816,500 Associated Brokers / Dealers N/A CIK Number 0002029817 Filed Document 0002029817-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-09-16 10:18:12 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Grace Shooting Services & Club Inc. See All Filings	D	2024-09-16 09:58:32 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Gregory Smith CIK Number 0002037165 Filed Document 0002037165-24-000001 Exclusions or Exemptions 506c Accepted Date 2024-09-16 09:58:32 UTC Type of Offering D Industry Manufacturing Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
3360 Frankford LLC See All Filings	C/A	2024-09-16 09:54:58 UTC
Financial Interest None Filing Platform NSSC Funding Portal, LLC Offering Amount $124,000 CIK Number 0001989839 Filed Document 0001989839-24-000004 Accepted Date 2024-09-16 09:54:58 UTC Type of Offering C/A Security Offered Amount 2,500 Security Offered Type Preferred Stock State PENNSYLVANIA
Hartmann Digital Assets Fund, LP See All Filings	D/A	2024-09-16 09:53:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001733273 Filed Document 0001733273-24-000001 Exclusions or Exemptions 506c Accepted Date 2024-09-16 09:53:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WP Fund I, LLC See All Filings	D	2024-09-16 09:52:35 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0002037007 Filed Document 0002037007-24-000001 Exclusions or Exemptions 506c Accepted Date 2024-09-16 09:52:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
EDL Global Opportunities Fund LP See All Filings	D/A	2024-09-16 09:49:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653135 Filed Document 0000902664-24-005519 Exclusions or Exemptions 506b Accepted Date 2024-09-16 09:49:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund