Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Aerin Medical Inc. See All Filings	D	2024-12-30 06:18:55 UTC
Amount To Be Raised $32,815,188 Associated Brokers / Dealers N/A CIK Number 0001536647 Filed Document 0001536647-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-12-30 06:18:55 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Portfolio Advisors Private Equity Fund XII (Offshore), L.P. See All Filings	D/A	2024-12-30 06:07:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002004938 Filed Document 0001493152-24-052349 Exclusions or Exemptions 506b Accepted Date 2024-12-30 06:07:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PA-0610 Fund II, a series of Roll Up Vehicles, LP See All Filings	D	2024-12-30 06:05:49 UTC
Amount To Be Raised $332,500 Associated Brokers / Dealers N/A CIK Number 0002027768 Filed Document 0002027768-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-12-30 06:05:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Portfolio Advisors Private Equity Fund XII, L.P. See All Filings	D/A	2024-12-30 06:03:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002004923 Filed Document 0001493152-24-052344 Exclusions or Exemptions 506b Accepted Date 2024-12-30 06:03:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SE-0605 Fund I, a series of JKA Venture Funds, LP See All Filings	D	2024-12-30 06:03:45 UTC
Amount To Be Raised $160,000 Associated Brokers / Dealers N/A CIK Number 0002027991 Filed Document 0002027991-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-12-30 06:03:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
1899 Opportunities Fund III, LLC See All Filings	D	2024-12-27 21:27:11 UTC
Amount To Be Raised $135,118,000 Associated Brokers / Dealers N/A CIK Number 0002046084 Filed Document 0002046084-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-12-27 21:27:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LOWE INTERNATIONAL HOLDING CO See All Filings	D/A	2024-12-27 21:21:21 UTC
Amount To Be Raised $999,999,750,000 Associated Brokers / Dealers Lowe International Holding Company CIK Number 0001757557 Filed Document 0001757557-24-000008 Exclusions or Exemptions 506b Accepted Date 2024-12-27 21:21:21 UTC Type of Offering D/A Industry Business Services Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Platinum Equity Small Cap Fund II, L.P. See All Filings	D/A	2024-12-27 21:04:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers VolcomCapital S.A. and PJT Partners LP CIK Number 0001995170 Filed Document 0001995170-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-12-27 21:04:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Equitybee 22-56893, a Series of Equitybee cFund Master LLC See All Filings	D/A	2024-12-27 20:07:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jeff Novak and Michelle Kaiser CIK Number 0001967192 Filed Document 0001967192-24-000013 Exclusions or Exemptions 506c Accepted Date 2024-12-27 20:07:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pinnacle Arcadia Cattle Partners I, L.P. See All Filings	D/A	2024-12-27 19:52:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Papamarkou Wellner & Company, Inc. CIK Number 0001726488 Filed Document 0001726488-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-12-27 19:52:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Pinnacle Arcadia Cattle Partners II, LLC See All Filings	D/A	2024-12-27 19:46:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Papamarkou Wellner & Company, Inc. CIK Number 0001726486 Filed Document 0001726486-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-12-27 19:46:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Fund 1, a series of Silver Buckshot, LP See All Filings	D/A	2024-12-27 18:40:06 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001955095 Filed Document 0001955095-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-12-27 18:40:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
K50 Fund III, a series of K50 Funds, LP See All Filings	D/A	2024-12-27 18:35:25 UTC
Amount To Be Raised $16,522,451 Associated Brokers / Dealers N/A CIK Number 0001820401 Filed Document 0001820401-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-12-27 18:35:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fund I, a series of Leonis Upside Fund, LP See All Filings	D/A	2024-12-27 18:33:46 UTC
Amount To Be Raised $6,592,333 Associated Brokers / Dealers N/A CIK Number 0001852387 Filed Document 0001852387-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-12-27 18:33:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Juniper Valley Capital LLC See All Filings	D	2024-12-27 18:31:03 UTC
Amount To Be Raised $285,000 Associated Brokers / Dealers N/A CIK Number 0001949197 Filed Document 0001949197-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-12-27 18:31:03 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BVC LATAM IMPACT FUND LIMITED PARTNERSHIP See All Filings	D	2024-12-27 18:30:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002010370 Filed Document 0002010370-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-12-27 18:30:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
2023 GREENWOOD & CAVALIER LAUNDRY SAUCE SPECIAL PURPOSE VEHICLE See All Filings	D	2024-12-27 18:18:24 UTC
Amount To Be Raised $237,500 Associated Brokers / Dealers Greenwood and Cavalier, LP CIK Number 0002050153 Filed Document 0002050152-24-000004 Exclusions or Exemptions 506b Accepted Date 2024-12-27 18:18:24 UTC Type of Offering D Industry Manufacturing Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Alkeon Innovation Co-Invest I, LP See All Filings	D	2024-12-27 18:16:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Oppenheimer & Co. Inc. CIK Number 0001822290 Filed Document 0000935836-24-000784 Exclusions or Exemptions 506b Accepted Date 2024-12-27 18:16:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Quantum L LLC See All Filings	D	2024-12-27 18:09:43 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0002050032 Filed Document 0002050032-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-12-27 18:09:43 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
SAINTS CAPITAL SIERRA, LP See All Filings	D	2024-12-27 18:05:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002040130 Filed Document 0002040130-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-12-27 18:05:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Squadron Fund LP See All Filings	D/A	2024-12-27 18:01:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001959701 Filed Document 0001959701-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-12-27 18:01:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cognixion Corp See All Filings	D/A	2024-12-27 17:59:45 UTC
Amount To Be Raised $5,538,501 Associated Brokers / Dealers N/A CIK Number 0001749036 Filed Document 0001749036-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-12-27 17:59:45 UTC Type of Offering D/A Industry Other Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Greenwood & Cavalier Reeves, LP See All Filings	D	2024-12-27 17:57:15 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers Greenwood and Cavalier, LP CIK Number 0002050019 Filed Document 0002050152-24-000003 Exclusions or Exemptions 506b Accepted Date 2024-12-27 17:57:15 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
GR-0723 Fund I, a series of Roll Up Vehicles, LP See All Filings	D	2024-12-27 17:50:23 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0002049726 Filed Document 0002049726-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-12-27 17:50:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BE-1101 Fund III, a series of Roll Up Vehicles, LP See All Filings	D	2024-12-27 17:46:58 UTC
Amount To Be Raised $130,000 Associated Brokers / Dealers N/A CIK Number 0001956448 Filed Document 0001956448-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-12-27 17:46:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
2024 GREENWOOD & CAVALIER GLIDANCE SPECIAL PURPOSE VEHICLE See All Filings	D	2024-12-27 17:43:49 UTC
Amount To Be Raised $215,000 Associated Brokers / Dealers Greenwood and Cavalier, LP CIK Number 0002050152 Filed Document 0002050152-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-12-27 17:43:49 UTC Type of Offering D Industry Manufacturing Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
17Capital (Sapphire) SCSp See All Filings	D	2024-12-27 17:42:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002050225 Filed Document 0002050225-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-12-27 17:42:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
Alta Park Private Opportunities Fund, LP - Series IV See All Filings	D	2024-12-27 17:41:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002050212 Filed Document 0000935836-24-000781 Exclusions or Exemptions 506b Accepted Date 2024-12-27 17:41:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HB-WIN 2024 VQ Biomedical Series, a series of HB-WIN LLC See All Filings	D	2024-12-27 17:30:33 UTC
Amount To Be Raised $610,000 Associated Brokers / Dealers N/A CIK Number 0002050196 Filed Document 0002022031-24-000004 Exclusions or Exemptions 506b Accepted Date 2024-12-27 17:30:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ARAMID TECHNOLOGIES, INC. See All Filings	D	2024-12-27 17:30:16 UTC
Amount To Be Raised $1,090,000 Associated Brokers / Dealers N/A CIK Number 0001914637 Filed Document 0001914637-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-12-27 17:30:16 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
Silk AI Labs, Inc. See All Filings	D	2024-12-27 17:24:39 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0002050201 Filed Document 0002050201-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-12-27 17:24:39 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
ACM Opportunity Fund, LLC See All Filings	D/A	2024-12-27 17:23:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001798415 Filed Document 0001798415-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-12-27 17:23:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
LAB QS DYNAMIC EQUITY FUND, L.P. See All Filings	D/A	2024-12-27 17:21:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers David A. Lewis CIK Number 0001217764 Filed Document 0001217764-24-000004 Exclusions or Exemptions 506b Accepted Date 2024-12-27 17:21:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
HB-WIN 2024 Deep Blue Series, a series of HB-WIN LLC See All Filings	D	2024-12-27 17:20:07 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0002050202 Filed Document 0002022031-24-000003 Exclusions or Exemptions 506b Accepted Date 2024-12-27 17:20:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Northern Right Long Only Fund LP See All Filings	D	2024-12-27 17:20:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002047751 Filed Document 0001013594-24-001049 Exclusions or Exemptions 506b Accepted Date 2024-12-27 17:20:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Cyprium VI Feeder LP See All Filings	D	2024-12-27 17:18:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002049756 Filed Document 0002049756-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-12-27 17:18:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Cyprium Investors VI LP See All Filings	D	2024-12-27 17:16:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002049696 Filed Document 0002049696-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-12-27 17:16:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Fund FG-WTS, a series of Forge Investments, LLC See All Filings	D	2024-12-27 17:14:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FORGE SECURITIES LLC CIK Number 0002024227 Filed Document 0002024227-24-000002 Exclusions or Exemptions 506b Accepted Date 2024-12-27 17:14:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LSC-Rochester NY, DST See All Filings	D	2024-12-27 17:14:14 UTC
Amount To Be Raised $20,300,000 Associated Brokers / Dealers Kevin Christopher Bradburn CIK Number 0002049078 Filed Document 0002049078-24-000001 Exclusions or Exemptions 506c Accepted Date 2024-12-27 17:14:14 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
IVI Global Macro Fund ISA See All Filings	D/A	2024-12-27 17:10:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001941321 Filed Document 0001941321-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-12-27 17:10:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Coastal Brands, Inc. See All Filings	C/A	2024-12-27 17:09:11 UTC
Financial Interest Three percent (3%) of securities of the total amount of investments raised in the offering, along the same terms as investors. Filing Platform StartEngine Primary, LLC Offering Amount $1,235,000 CIK Number 0002047825 Filed Document 0001665160-24-001908 Accepted Date 2024-12-27 17:09:11 UTC Type of Offering C/A Security Offered Amount 10,000 Security Offered Type Common Stock State FLORIDA
Aeolus Property Catastrophe Sphaera Fund Ltd. See All Filings	D	2024-12-27 17:06:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002049920 Filed Document 0000899140-24-001404 Exclusions or Exemptions 506b Accepted Date 2024-12-27 17:06:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Anchorvest Short Duration Fund ISA See All Filings	D/A	2024-12-27 17:01:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001857307 Filed Document 0001857307-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-12-27 17:01:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mill Flats Opportunity Fund LLC See All Filings	D	2024-12-27 17:01:09 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers Christopher Jason Cowan CIK Number 0002050069 Filed Document 0002050069-24-000001 Exclusions or Exemptions 506c Accepted Date 2024-12-27 17:01:09 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Driftwood Miami River EB-5 Lender, LLC See All Filings	D	2024-12-27 17:00:48 UTC
Amount To Be Raised $48,000,000 Associated Brokers / Dealers N/A CIK Number 0002049931 Filed Document 0002049931-24-000001 Exclusions or Exemptions 506c Accepted Date 2024-12-27 17:00:48 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Terra Axis Fund, LP See All Filings	D	2024-12-27 16:55:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002043218 Filed Document 0002043218-24-000001 Exclusions or Exemptions 506c Accepted Date 2024-12-27 16:55:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LLCP VII-A INDIVIDUAL FEEDER, L.P. See All Filings	D/A	2024-12-27 16:53:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001951994 Filed Document 0001951994-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-12-27 16:53:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LLCP VII INDIVIDUAL FEEDER, L.P. See All Filings	D/A	2024-12-27 16:52:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001952046 Filed Document 0001952046-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-12-27 16:52:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Blue Owl Strategic Equity Partners (Offshore) LP See All Filings	D/A	2024-12-27 16:51:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Roam Capital Partners, LLC CIK Number 0001997927 Filed Document 0001997927-24-000001 Exclusions or Exemptions 506b Accepted Date 2024-12-27 16:51:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aethlon Medical, Inc. See All Filings	1-A	2024-12-27 16:51:26 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Maxim Group LLC CIK Number 0000882291 Filed Document 0001683168-24-009014 Accepted Date 2024-12-27 16:51:26 UTC Type of Offering 1-A Industry SURGICAL & MEDICAL INSTRUMENTS & APPARATUS Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $0 State of Jurisdiction NEVADA Type of Security Equity (common or preferred stock)