Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Mivax Therapeutics, Inc. See All Filings	D/A	2025-05-01 18:29:59 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0002066303 Filed Document 0002066303-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-05-01 18:29:59 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Bullrock Energy Transition Fund I LLC See All Filings	D	2025-05-01 18:18:39 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0002066630 Filed Document 0002066630-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-05-01 18:18:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COLLWICK PREMIER ACCESS FUND, LTD. See All Filings	D/A	2025-05-01 18:14:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589190 Filed Document 0000919574-25-002711 Exclusions or Exemptions 506b Accepted Date 2025-05-01 18:14:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Collwick Premier Access Fund, L.P. See All Filings	D/A	2025-05-01 18:08:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502892 Filed Document 0000919574-25-002709 Exclusions or Exemptions 506b Accepted Date 2025-05-01 18:08:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
24 Capital Partners LP See All Filings	D	2025-05-01 18:07:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002066449 Filed Document 0002066449-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-05-01 18:07:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marathon Asset-Based Lending Fund IV, L.P. See All Filings	D	2025-05-01 17:55:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002066554 Filed Document 0000905148-25-001405 Exclusions or Exemptions 506b Accepted Date 2025-05-01 17:55:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Strala Group, Inc. See All Filings	D	2025-05-01 17:54:33 UTC
Amount To Be Raised $3,958,000 Associated Brokers / Dealers N/A CIK Number 0002065647 Filed Document 0002065647-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-05-01 17:54:33 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Marathon Asset-Based Lending Offshore Fund IV, L.P. See All Filings	D	2025-05-01 17:52:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002066556 Filed Document 0000905148-25-001404 Exclusions or Exemptions 506b Accepted Date 2025-05-01 17:52:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LMT, LLC See All Filings	D	2025-05-01 17:49:30 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001752001 Filed Document 0001752001-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-05-01 17:49:30 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
ATHOS Credit Fund, LP See All Filings	D/A	2025-05-01 17:44:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002022336 Filed Document 0002022336-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-05-01 17:44:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
M7B SPV LP See All Filings	D	2025-05-01 17:30:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002053422 Filed Document 0002053422-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-05-01 17:30:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Octagon CLO Evergreen Opportunity Fund, Ltd. See All Filings	D	2025-05-01 17:24:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Conning Investment Products, Inc. CIK Number 0002058199 Filed Document 0002058199-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-05-01 17:24:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sungate Ranch LLC See All Filings	D	2025-05-01 17:24:33 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0002066629 Filed Document 0002066629-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-05-01 17:24:33 UTC Type of Offering D Industry Construction Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
81 Collection Fund II (Onshore Parallel), L.P. See All Filings	D	2025-05-01 17:20:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002065049 Filed Document 0002065034-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-05-01 17:20:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Octagon CLO Evergreen Opportunity Fund, LLC See All Filings	D	2025-05-01 17:19:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Conning Investment Products, Inc. CIK Number 0002058203 Filed Document 0002058203-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-05-01 17:19:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vor Private Opportunities SPC - Segregated Portfolio Four See All Filings	D	2025-05-01 17:08:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002065673 Filed Document 0000919574-25-002705 Exclusions or Exemptions 506b Accepted Date 2025-05-01 17:08:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
BREX Parker MF DST See All Filings	D/A	2025-05-01 17:06:11 UTC
Amount To Be Raised $66,235,189 Associated Brokers / Dealers Randy Barmache, Thomas Wall, Victor Coronado, Benjamin Carmona, Blayne Andersen, Roger Bowlin, DAI Securities, LLC, David Bulger, Becky Eriksson, John Ledesma, Robert Langhorst, and Joseph Nugent CIK Number 0002043369 Filed Document 0002043369-25-000007 Exclusions or Exemptions 506b Accepted Date 2025-05-01 17:06:11 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
81 Collection Fund II, L.P. See All Filings	D	2025-05-01 17:04:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002065034 Filed Document 0002065034-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-05-01 17:04:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Onex Evergreen Credit Feeder Fund, L.P. See All Filings	D/A	2025-05-01 16:40:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001921577 Filed Document 0001921577-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-05-01 16:40:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AngeLink, Inc. See All Filings	D	2025-05-01 16:39:40 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers EAST WIND SECURITIES, LLC CIK Number 0002065643 Filed Document 0002065643-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-05-01 16:39:40 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
WCFII BP CI 2025 LLC See All Filings	D	2025-05-01 16:37:25 UTC
Amount To Be Raised $13,500,000 Associated Brokers / Dealers N/A CIK Number 0002066241 Filed Document 0002052628-25-000005 Exclusions or Exemptions 506b Accepted Date 2025-05-01 16:37:25 UTC Type of Offering D Industry Investing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Onex Evergreen Credit Master Fund, L.P. See All Filings	D/A	2025-05-01 16:35:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001921658 Filed Document 0001921658-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-05-01 16:35:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIXELLIGENT TECHNOLOGIES LLC See All Filings	D	2025-05-01 16:33:53 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers Greenhill & Co., LLC CIK Number 0001138728 Filed Document 0000909143-25-000004 Exclusions or Exemptions 506b Accepted Date 2025-05-01 16:33:53 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
VFRE IV Co-Invest I, LLC See All Filings	D	2025-05-01 16:31:20 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0002065465 Filed Document 0000897069-25-000899 Exclusions or Exemptions 506b Accepted Date 2025-05-01 16:31:20 UTC Type of Offering D Industry Investing Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
MindAptiv, INC See All Filings	D	2025-05-01 16:30:47 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0002046253 Filed Document 0002046253-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-05-01 16:30:47 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Kairos Continuity CI2, L.P. See All Filings	D	2025-05-01 16:30:41 UTC
Amount To Be Raised $1,695,000 Associated Brokers / Dealers N/A CIK Number 0002065271 Filed Document 0002059462-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-05-01 16:30:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ares Infrastructure Debt Fund VI (EUR U) SCSp See All Filings	D	2025-05-01 16:30:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Ares Management Capital Markets LLC CIK Number 0002066330 Filed Document 0002066330-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-05-01 16:30:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Moderne CoInvest Fund XII - ICON II, LLC See All Filings	D	2025-05-01 16:29:59 UTC
Amount To Be Raised $2,453,008 Associated Brokers / Dealers N/A CIK Number 0002066427 Filed Document 0002066427-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-05-01 16:29:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Blue Strategic Alternative Credit Fund, L.P. See All Filings	D	2025-05-01 16:27:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002066466 Filed Document 0000905148-25-001402 Exclusions or Exemptions 506b Accepted Date 2025-05-01 16:27:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blue Strategic Alternative Credit Fund (Offshore), L.P. See All Filings	D	2025-05-01 16:25:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002066465 Filed Document 0000905148-25-001401 Exclusions or Exemptions 506b Accepted Date 2025-05-01 16:25:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SC Jeeves SPV II LLC See All Filings	D	2025-05-01 16:20:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002033557 Filed Document 0002033557-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-05-01 16:20:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TB Co-Invest Opportunities (Cardinal), L.P. See All Filings	D	2025-05-01 16:14:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers THOMA BRAVO CAPITAL MARKETS, LLC CIK Number 0002066571 Filed Document 0002066571-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-05-01 16:14:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
SC Kalshi SPV II LLC See All Filings	D	2025-05-01 16:14:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002033504 Filed Document 0002033504-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-05-01 16:14:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SC BOLT SPV-3 II, LLC See All Filings	D	2025-05-01 16:07:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002066477 Filed Document 0002066477-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-05-01 16:07:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ara Builders Fund, LP See All Filings	D	2025-05-01 16:04:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002066218 Filed Document 0002066218-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-05-01 16:04:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ARES STRATEGIC MINING INC. See All Filings	D	2025-05-01 16:00:26 UTC
Amount To Be Raised $582,500 Associated Brokers / Dealers N/A CIK Number 0001804792 Filed Document 0001641172-25-008085 Exclusions or Exemptions 506b Accepted Date 2025-05-01 16:00:26 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
PCCP Equity X (QF-2), LP See All Filings	D	2025-05-01 15:56:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldstar Equities Ltd. CIK Number 0002066028 Filed Document 0001470831-25-000010 Exclusions or Exemptions 506b Accepted Date 2025-05-01 15:56:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Stonepeak-Plus Infrastructure Fund (TE) LP See All Filings	D	2025-05-01 15:47:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC and Stifel, Nicolaus & Company Incorporated CIK Number 0002065257 Filed Document 0002065257-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-05-01 15:47:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Petrel Capital Fund, LP See All Filings	D/A	2025-05-01 15:43:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001698365 Filed Document 0000935836-25-000301 Exclusions or Exemptions 506b Accepted Date 2025-05-01 15:43:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
HDC 4147 W 64th Avenue, LLLP See All Filings	D	2025-05-01 15:41:30 UTC
Amount To Be Raised $2,850,000 Associated Brokers / Dealers N/A CIK Number 0002066252 Filed Document 0002066252-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-05-01 15:41:30 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Portal Innovations Momentum Fund, L.P. See All Filings	D/A	2025-05-01 15:39:23 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001877173 Filed Document 0001877173-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-05-01 15:39:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Plexus Equity Fund II L.P. See All Filings	D	2025-05-01 15:33:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002062073 Filed Document 0002062073-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-05-01 15:33:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Indlivsys Investor LLC See All Filings	D	2025-05-01 15:28:53 UTC
Amount To Be Raised $7,520,000 Associated Brokers / Dealers N/A CIK Number 0002066398 Filed Document 0002066398-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-05-01 15:28:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
LREG Multifamily Fund III-A, LP See All Filings	D	2025-05-01 15:28:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002066244 Filed Document 0002066244-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-05-01 15:28:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Union Multifamily DST See All Filings	D/A	2025-05-01 15:25:55 UTC
Amount To Be Raised $83,672,415 Associated Brokers / Dealers DFPG Investments, LLC, McDermott Investment Services, LLC, DAI Securities, LLC, Avanatax Investment Services, Inc., RCX Capital Group, LLC, and Herald & Lantern Investments, Inc. CIK Number 0002057288 Filed Document 0002057288-25-000004 Exclusions or Exemptions 506b Accepted Date 2025-05-01 15:25:55 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Montegra Warehouse Fund, L.P. See All Filings	D/A	2025-05-01 15:25:21 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001606484 Filed Document 0001475332-25-000003 Exclusions or Exemptions 506b Accepted Date 2025-05-01 15:25:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Miller Fund Investors, LLC See All Filings	D/A	2025-05-01 15:24:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001973914 Filed Document 0001973914-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-05-01 15:24:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stonepeak-Plus Infrastructure Fund LP See All Filings	D	2025-05-01 15:24:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC and Stifel, Nicolaus & Company Incorporated CIK Number 0002045458 Filed Document 0002045458-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-05-01 15:24:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Westfield 2025 Venue Investors LLLP See All Filings	D	2025-05-01 15:20:18 UTC
Amount To Be Raised $13,300,000 Associated Brokers / Dealers N/A CIK Number 0002066380 Filed Document 0002066380-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-05-01 15:20:18 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
FWC EM ABSOLUTE RETURN CREDIT U.S. FUND LP See All Filings	D/A	2025-05-01 15:08:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002016925 Filed Document 0002016925-25-000003 Exclusions or Exemptions 506b Accepted Date 2025-05-01 15:08:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund