Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
SB Diversified Asset Fund XIII Series Interests of the SALI Multi-Series Fund, L.P. See All Filings	D	2025-06-04 11:22:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002071493 Filed Document 0002071493-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-06-04 11:22:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bankers Settlement Services Capital Region LLC See All Filings	D	2025-06-04 11:22:04 UTC
Amount To Be Raised $24,000 Associated Brokers / Dealers N/A CIK Number 0001347146 Filed Document 0001347146-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-06-04 11:22:04 UTC Type of Offering D Industry Insurance Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
FoodLabs Co-Invest V GmbH & Co. KG See All Filings	D	2025-06-04 11:17:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002068450 Filed Document 0001013594-25-000715 Exclusions or Exemptions 506b Accepted Date 2025-06-04 11:17:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GERMANY Revenue or Assets Decline to Disclose Type of Security Equity
Anurag Goel, LP - I See All Filings	D	2025-06-04 11:12:10 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0002070376 Filed Document 0002070376-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-06-04 11:12:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Silent Capital XVII, a Series of Silent Capital Holdings, LP See All Filings	D	2025-06-04 11:02:57 UTC
Amount To Be Raised $2,319,002 Associated Brokers / Dealers N/A CIK Number 0002071157 Filed Document 0002071157-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-06-04 11:02:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eight Series Fund LLC See All Filings	D	2025-06-04 10:58:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001994751 Filed Document 0001994751-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-06-04 10:58:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PUERTO RICO Revenue or Assets Decline to Disclose Type of Security Equity
Pier61 Fund, LP See All Filings	D/A	2025-06-04 10:55:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002034726 Filed Document 0002034726-25-000004 Exclusions or Exemptions 506b Accepted Date 2025-06-04 10:55:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Phoenix LHF Ltd. See All Filings	D/A	2025-06-04 10:53:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679708 Filed Document 0001679708-25-000004 Exclusions or Exemptions 506b Accepted Date 2025-06-04 10:53:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
PHC Fund Ltd. See All Filings	D/A	2025-06-04 10:51:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001706251 Filed Document 0001706251-25-000004 Exclusions or Exemptions 506b Accepted Date 2025-06-04 10:51:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Penglai Peak Offshore Fund, Ltd. See All Filings	D/A	2025-06-04 10:48:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002034779 Filed Document 0002034779-25-000007 Exclusions or Exemptions 506b Accepted Date 2025-06-04 10:48:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
PENGLAI PEAK FUND, LP See All Filings	D/A	2025-06-04 10:45:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002034787 Filed Document 0002034787-25-000004 Exclusions or Exemptions 506b Accepted Date 2025-06-04 10:45:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
PC Map Ltd See All Filings	D/A	2025-06-04 10:43:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002040202 Filed Document 0002040202-25-000005 Exclusions or Exemptions 506b Accepted Date 2025-06-04 10:43:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
PC MAP FUND LP See All Filings	D/A	2025-06-04 10:40:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001923589 Filed Document 0001923589-25-000006 Exclusions or Exemptions 506b Accepted Date 2025-06-04 10:40:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
North Rock Fund, Ltd See All Filings	D/A	2025-06-04 10:37:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CAIS Capital LLC, Wells Fargo Advisors Financial Network, LLC, Bradesco BAC Florida Investments Corp., JP Morgan Securities LLC, Raymond James and Associates, Inc., Raymond James Financial Services, Inc., Bank Julius Baer and Co Ltd, Saudi Fransi Capital, AAN Advisor HK Limited, and Ashton Thomas Securities, LLC (Arax) CIK Number 0001631067 Filed Document 0001631067-25-000007 Exclusions or Exemptions 506b Accepted Date 2025-06-04 10:37:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Bass Rock Partners, LP See All Filings	D/A	2025-06-04 10:36:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001861760 Filed Document 0002063595-25-000025 Exclusions or Exemptions 506b Accepted Date 2025-06-04 10:36:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
North Rock Fund, L.P. See All Filings	D/A	2025-06-04 10:33:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers JP Morgan Securities LLC, Raymond James and Associates, Inc., CAIS Capital LLC, Wells Fargo Advisors Financial Network, LLC, Bradesco BAC Florida Investments Corp., Wells Fargo Clearing Service, LLC, Wells Fargo Clearing Service, LLC, Raymond James Financial Services, Inc., Wells Fargo Clearing Service, LLC, and Ashton Thomas Securities, LLC (Arax) CIK Number 0001630948 Filed Document 0001630948-25-000005 Exclusions or Exemptions 506b Accepted Date 2025-06-04 10:33:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Mission Crest Macro Fund, Ltd. See All Filings	D/A	2025-06-04 10:30:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Saudi Fransi Capital and Merrill Lynch, Pierce, Fenner and Smith Incorporated CIK Number 0001855839 Filed Document 0001855839-25-000006 Exclusions or Exemptions 506b Accepted Date 2025-06-04 10:30:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Mission Crest Macro Fund, LP See All Filings	D/A	2025-06-04 10:27:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner and Smith Incorporated CIK Number 0001855804 Filed Document 0001855804-25-000005 Exclusions or Exemptions 506b Accepted Date 2025-06-04 10:27:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Mesirow Institutional Multi-Strategy Fund, L.P. See All Filings	D/A	2025-06-04 10:24:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456820 Filed Document 0001456820-25-000005 Exclusions or Exemptions 506b Accepted Date 2025-06-04 10:24:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
PO-0418 Fund I, a series of HUMANUS Ventures, LP See All Filings	D	2025-06-04 10:17:16 UTC
Amount To Be Raised $304,100 Associated Brokers / Dealers N/A CIK Number 0002070768 Filed Document 0002070768-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-06-04 10:17:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Premier - (Project Como) Co-Invest Feeder, L.P. See All Filings	D	2025-06-04 10:13:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney, LLC CIK Number 0002068803 Filed Document 0002067687-25-000004 Exclusions or Exemptions 506b Accepted Date 2025-06-04 10:13:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Return Logic, Inc. See All Filings	D/A	2025-06-04 10:06:19 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001667157 Filed Document 0001043039-25-000013 Exclusions or Exemptions 506b Accepted Date 2025-06-04 10:06:19 UTC Type of Offering D/A Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Other
Premier - (Project Boardwalk) Co-Invest Feeder, L.P. See All Filings	D	2025-06-04 10:02:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney, LLC CIK Number 0002068755 Filed Document 0002067687-25-000003 Exclusions or Exemptions 506b Accepted Date 2025-06-04 10:02:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Continuity Biosciences, LLC See All Filings	D	2025-06-04 10:00:26 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0002029079 Filed Document 0002029079-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-06-04 10:00:26 UTC Type of Offering D Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Passaic Global Risk Premium Equity LP See All Filings	D/A	2025-06-04 09:59:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001742704 Filed Document 0001742704-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-06-04 09:59:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
MONTICELLOAM FUNDING LLC SERIES SH-85 See All Filings	D	2025-06-04 09:47:52 UTC
Amount To Be Raised $14,471,728 Associated Brokers / Dealers N/A CIK Number 0002070795 Filed Document 0002070795-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-06-04 09:47:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Camber Capital Fund L.P. See All Filings	D/A	2025-06-04 09:39:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001360432 Filed Document 0001360432-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-06-04 09:39:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAMBER CAPITAL OFFSHORE FUND LTD See All Filings	D/A	2025-06-04 09:38:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001449827 Filed Document 0001449827-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-06-04 09:38:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TACS: Non-US Equity Core (Market Continuous) LLC See All Filings	D/A	2025-06-04 09:31:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. LLC CIK Number 0001430331 Filed Document 0001415771-25-000005 Exclusions or Exemptions 506b Accepted Date 2025-06-04 09:31:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MAP 850 SP, a segregated portfolio of MAP Institutional SPC See All Filings	D/A	2025-06-04 09:26:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001882051 Filed Document 0001882051-25-000004 Exclusions or Exemptions 506b Accepted Date 2025-06-04 09:26:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Aptitude Partners LP See All Filings	D/A	2025-06-04 09:25:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001814724 Filed Document 0001415771-25-000004 Exclusions or Exemptions 506b Accepted Date 2025-06-04 09:25:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lighthouse V Fund Ltd See All Filings	D/A	2025-06-04 09:23:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mesirow Financial Holdings, Inc. CIK Number 0001469994 Filed Document 0001469994-25-000005 Exclusions or Exemptions 506b Accepted Date 2025-06-04 09:23:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
iCapital Multi-Strategy Fund, Ltd. See All Filings	D/A	2025-06-04 09:21:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ACP SECURITIES, LLC, A.G.P. / ALLIANCE GLOBAL PARTNERS, COMMONWEALTH FINANCIAL NETWORK, Empire Asset Management Company, Harbor Investment Advisory, LLC, Janney Montgomery Scott, LLC, LINCOLN FINANCIAL ADVISORS CORPORATION, Money Concepts Capital Corp., PRIVATE CLIENT SERVICES, LLC, RBC Wealth Management, Stifel, Nicolaus & Company, Incorporated, USCA SECURITIES LLC, and WILLIAM BLAIR CIK Number 0001600941 Filed Document 0001814554-25-000037 Exclusions or Exemptions 506b Accepted Date 2025-06-04 09:21:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LIGHTHOUSE STRATEGIES FUND LLC - LIGHTHOUSE HEALTHCARE SERIES See All Filings	D/A	2025-06-04 09:20:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mesirow Financial Holdings, Inc. and RBC Capital Markets, LLC CIK Number 0001432362 Filed Document 0001432362-25-000004 Exclusions or Exemptions 506b Accepted Date 2025-06-04 09:20:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Lighthouse SRI Global Long/Short Fund Ltd See All Filings	D/A	2025-06-04 09:18:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mesirow Financial Holdings, Inc. CIK Number 0001573887 Filed Document 0001573887-25-000006 Exclusions or Exemptions 506b Accepted Date 2025-06-04 09:18:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Lighthouse Palmetto Strategic Partnership, L.P. See All Filings	D/A	2025-06-04 09:14:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001540997 Filed Document 0001540997-25-000004 Exclusions or Exemptions 506b Accepted Date 2025-06-04 09:14:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Non-US Equity Managers: Portfolio 3 LLC See All Filings	D/A	2025-06-04 09:14:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001407367 Filed Document 0001415771-25-000003 Exclusions or Exemptions 506b Accepted Date 2025-06-04 09:14:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lighthouse Opportunities Fund Ltd See All Filings	D/A	2025-06-04 09:11:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mesirow Financial Holdings, Inc. CIK Number 0001525800 Filed Document 0001525800-25-000005 Exclusions or Exemptions 506b Accepted Date 2025-06-04 09:11:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
LIGHTHOUSE OPPORTUNITIES FUND LP See All Filings	D/A	2025-06-04 09:08:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mesirow Financial Holdings, Inc. CIK Number 0001224274 Filed Document 0001224274-25-000006 Exclusions or Exemptions 506b Accepted Date 2025-06-04 09:08:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Pantheon Wealth OS, Inc. See All Filings	D	2025-06-04 09:08:02 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0002071164 Filed Document 0002071164-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-06-04 09:08:02 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
LIGHTHOUSE NM FUND LTD See All Filings	D/A	2025-06-04 09:06:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648452 Filed Document 0001648452-25-000005 Exclusions or Exemptions 506b Accepted Date 2025-06-04 09:06:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
McDonald: Dynamic Equity LLC See All Filings	D/A	2025-06-04 09:04:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001415771 Filed Document 0001415771-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-06-04 09:04:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LIGHTHOUSE MULTI-STRATEGY FUND, L.P. See All Filings	D/A	2025-06-04 09:03:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mesirow Financial Holdings, Inc. CIK Number 0001456071 Filed Document 0001456071-25-000004 Exclusions or Exemptions 506b Accepted Date 2025-06-04 09:03:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Lighthouse Multi-Strategy Fund Ltd See All Filings	D/A	2025-06-04 09:01:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AAN Advisor HK Limited and Mesirow Financial Holdings, Inc. CIK Number 0001497810 Filed Document 0001497810-25-000004 Exclusions or Exemptions 506b Accepted Date 2025-06-04 09:01:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Lighthouse Healthcare Segregated Portfolio, a segregated portfolio of Lighthouse Strategies Fund SPC See All Filings	D/A	2025-06-04 08:57:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers RBC Capital Markets, LLC, Mesirow Financial Holdings, Inc., AAN Advisor HK Limited, and RBC Capital Markets, LLC CIK Number 0001729130 Filed Document 0001729130-25-000005 Exclusions or Exemptions 506b Accepted Date 2025-06-04 08:57:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Lighthouse Global Long/Short Fund Ltd See All Filings	D/A	2025-06-04 08:55:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mesirow Financial Holdings, Inc., CIBC National Trust Company, Stifel, Nicolaus and Company, Incorporated, Morgan Stanley Smith Barney LLC, Raymond James and Associates, Inc., Raymond James Financial Services, Inc., AAN Advisor HK Limited, and Ashton Thomas Securities, LLC (Arax) CIK Number 0001470174 Filed Document 0001470174-25-000007 Exclusions or Exemptions 506b Accepted Date 2025-06-04 08:55:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
LIGHTHOUSE GLOBAL LONG SHORT FUND LP See All Filings	D/A	2025-06-04 08:52:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mesirow Financial Holdings, Inc., CIBC National Trust Company, Stifel, Nicolaus and Company, Incorporated, Morgan Stanley Smith Barney LLC, Raymond James and Associates, Inc., Raymond James Financial Services, Inc., and Ashton Thomas Securities, LLC (Arax) CIK Number 0001323161 Filed Document 0001323161-25-000006 Exclusions or Exemptions 506b Accepted Date 2025-06-04 08:52:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
LIGHTHOUSE DIVERSIFIED FUND QP II LP See All Filings	D/A	2025-06-04 08:50:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mesirow Financial Holdings, Inc., Raymond James and Associates, Inc., Raymond James Financial Services, Inc., Stifel, Nicolaus and Company, Incorporated, and CIBC National Trust Company CIK Number 0001164272 Filed Document 0001164272-25-000003 Exclusions or Exemptions 506b Accepted Date 2025-06-04 08:50:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Lighthouse Diversified Fund Ltd See All Filings	D/A	2025-06-04 08:47:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mesirow Financial Holdings, Inc., CIBC National Trust Company, Stifel, Nicolaus and Company, Incorporated, Raymond James and Associates, Inc., Raymond James Financial Services, Inc., and AAN Advisor HK Limited CIK Number 0001470173 Filed Document 0001470173-25-000005 Exclusions or Exemptions 506b Accepted Date 2025-06-04 08:47:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Windward Investment Group, LLC See All Filings	D	2025-06-04 08:45:48 UTC
Amount To Be Raised $9,250 Associated Brokers / Dealers N/A CIK Number 0001972330 Filed Document 0001972330-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-06-04 08:45:48 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity