Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Ask-Carol Franchising LLC See All Filings	D	2014-01-24 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001597533 Filed Document 0001597533-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-24 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Debt
Selas Heat Technology Co LLC See All Filings	D	2014-01-24 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001598326 Filed Document 0001196395-14-000013 Exclusions or Exemptions 506c Accepted Date 2014-01-24 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business OHIO Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
LAZARUS INVESTMENT PARTNERS LLLP See All Filings	D/A	2014-01-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SILVER LEAF PARTNERS, LLC CIK Number 0001232118 Filed Document 0001232118-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
1944 Spaulding, LLC See All Filings	D	2014-01-23 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001597983 Filed Document 0001597983-14-000001 Exclusions or Exemptions 504 and 506c Accepted Date 2014-01-23 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
LBC CAPITAL INCOME FUND, LLC See All Filings	D	2014-01-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597433 Filed Document 0001597433-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SOUTHSTAR CAPITAL LLC See All Filings	D/A	2014-01-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001532702 Filed Document 0001532702-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-23 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Primera Energy, LLC See All Filings	D/A	2014-01-23 00:00:00 UTC
Amount To Be Raised $29,966,400 Associated Brokers / Dealers N/A CIK Number 0001561351 Filed Document 0001561351-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-23 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
Automated Retail Income Development, Inc. See All Filings	D	2014-01-23 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers No Sales Compensation CIK Number 0001597932 Filed Document 0001597932-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-23 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
RANGER SPECIALTY INCOME FUND, LTD See All Filings	D	2014-01-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Tessera Capital Partners, LLC CIK Number 0001597190 Filed Document 0001597190-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Stormchief Catastrophe Services, Inc. See All Filings	D	2014-01-23 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers No Sales Compensation CIK Number 0001597984 Filed Document 0001597932-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-01-23 00:00:00 UTC Type of Offering D Industry Construction Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
CP Crestview, LLC See All Filings	D	2014-01-22 00:00:00 UTC
Amount To Be Raised $5,250,000 Associated Brokers / Dealers N/A CIK Number 0001597271 Filed Document 0001597271-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-01-22 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LifePointe USA, LLC See All Filings	D	2014-01-22 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001594938 Filed Document 0001594938-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-01-22 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
AL-Asseta-Fund, LLC See All Filings	D	2014-01-22 00:00:00 UTC
Amount To Be Raised $92,250 Associated Brokers / Dealers N/A CIK Number 0001594605 Filed Document 0001594605-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
QuantZ Quark Equity Market Neutral Fund, LP See All Filings	D/A	2014-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001486797 Filed Document 0001486797-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Barfly Ventures, LLC See All Filings	D/A	2014-01-22 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001596782 Filed Document 0000905729-14-000061 Exclusions or Exemptions 506c Accepted Date 2014-01-22 00:00:00 UTC Type of Offering D/A Industry Restaurants Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
FBSciences Holdings, Inc. See All Filings	D	2014-01-22 00:00:00 UTC
Amount To Be Raised $4,590,000 Associated Brokers / Dealers N/A CIK Number 0001437628 Filed Document 0001437628-14-000004 Exclusions or Exemptions 506c Accepted Date 2014-01-22 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Debt
INTERNATIONAL WINE FUND LTD See All Filings	D/A	2014-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001444061 Filed Document 0001444061-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-22 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
CAYENNE MEDICAL INC See All Filings	D	2014-01-22 00:00:00 UTC
Amount To Be Raised $392,000 Associated Brokers / Dealers N/A CIK Number 0001330717 Filed Document 0001330717-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-22 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Wilshire Finance Partners, Inc. See All Filings	D	2014-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001499344 Filed Document 0001466929-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Cellerant Therapeutics Inc See All Filings	D	2014-01-21 00:00:00 UTC
Amount To Be Raised $2,190,000 Associated Brokers / Dealers N/A CIK Number 0001293600 Filed Document 0001293600-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Perigee Capital Partners, LLC See All Filings	D	2014-01-21 00:00:00 UTC
Amount To Be Raised $5,556,250 Associated Brokers / Dealers N/A CIK Number 0001548247 Filed Document 0001548247-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
Valencia Technologies Corp See All Filings	D	2014-01-21 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001577185 Filed Document 0001577185-14-000001 Exclusions or Exemptions 505 and 506c Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Other
BAYBERRY WEST PARTNERS L P See All Filings	D	2014-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000878083 Filed Document 0000878083-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zoned Properties, Inc. See All Filings	D/A	2014-01-20 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001279620 Filed Document 0001264931-14-000040 Exclusions or Exemptions 506c Accepted Date 2014-01-20 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Zoned Properties, Inc. See All Filings	D	2014-01-20 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001279620 Filed Document 0001264931-14-000038 Exclusions or Exemptions 506c Accepted Date 2014-01-20 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
ASSET HOLDING GROUP LTD See All Filings	D/A	2014-01-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001006571 Filed Document 0001006571-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business BERMUDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Anchor Assets IV, LLC See All Filings	D	2014-01-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597438 Filed Document 0001597438-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
Lariat Holding Company, Ltd See All Filings	D/A	2014-01-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001463747 Filed Document 0001463747-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business BERMUDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
HNO Green Fuels, Inc See All Filings	D	2014-01-17 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001520092 Filed Document 0001520092-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Concord Atlantic Holding, Ltd See All Filings	D/A	2014-01-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001463748 Filed Document 0001463748-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business BERMUDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
GLENDALE HOLDINGS LTD See All Filings	D/A	2014-01-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000732161 Filed Document 0000732161-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business BERMUDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Chicago Standard Holding Company, Ltd See All Filings	D/A	2014-01-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459859 Filed Document 0001459859-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business ILLINOIS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
VANTEX MORTGAGE FUND LLC See All Filings	D/A	2014-01-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595133 Filed Document 0001595133-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Kenwood Holdings, Ltd. See All Filings	D/A	2014-01-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459857 Filed Document 0001459857-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business BERMUDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Scoot Investor Holdings I, LLC See All Filings	D	2014-01-16 00:00:00 UTC
Amount To Be Raised $205,000 Associated Brokers / Dealers N/A CIK Number 0001597282 Filed Document 0001597282-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Mountain West Debt Fund, LP See All Filings	D/A	2014-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001538536 Filed Document 0001538536-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Equity
Scoot Investor Holdings I, LLC See All Filings	D/A	2014-01-16 00:00:00 UTC
Amount To Be Raised $205,000 Associated Brokers / Dealers N/A CIK Number 0001597282 Filed Document 0001597282-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
PRIVATE CAPITAL FUND, LLC See All Filings	D	2014-01-16 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001597336 Filed Document 0001597336-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Silicon Harbor Ventures L.P. See All Filings	D/A	2014-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596959 Filed Document 0001596959-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
OPEN TEXT CORP See All Filings	D/A	2014-01-16 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers None CIK Number 0001002638 Filed Document 0001002638-14-000005 Exclusions or Exemptions 506c Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets $Over $100,000,000 Type of Security Equity
MV Startup Fund IV Series 2 See All Filings	D/A	2014-01-16 00:00:00 UTC
Amount To Be Raised $85,000 Associated Brokers / Dealers William Clark, Jaclyn Strife, and Garrett Paul CIK Number 0001586370 Filed Document 0001586370-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
AROUND MIDNIGHT FILM PARTNERS, LP See All Filings	D/A	2014-01-15 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001576881 Filed Document 0001065949-14-000011 Exclusions or Exemptions 506c Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Fabio Piccolo Fiore Restaurant See All Filings	D	2014-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fabio Piccolo Fiore Restaurant, Inc. CIK Number 0001596886 Filed Document 0001596886-14-000001 Exclusions or Exemptions 505 and 506c Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
PAION AG See All Filings	D/A	2014-01-15 00:00:00 UTC
Amount To Be Raised $820,697 Associated Brokers / Dealers Trout Capital LLC CIK Number 0001594923 Filed Document 0001594923-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business GERMANY Revenue or Assets Decline to Disclose Type of Security Equity
X-Factor Communications Holdings, Inc. See All Filings	D/A	2014-01-15 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Chelsea Morgan Securities, Inc. d/b/a Chelsea Financial Services and Wynston Hill Capital, LLC CIK Number 0001517653 Filed Document 0001213900-14-000264 Exclusions or Exemptions 506c Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Hawaii Direct Telephone Company, LLC See All Filings	D	2014-01-15 00:00:00 UTC
Amount To Be Raised $1,050,000 Associated Brokers / Dealers N/A CIK Number 0001597146 Filed Document 0001597146-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business HAWAII Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Piping Rock AA LLC See All Filings	D	2014-01-15 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers Piping Rock Partners Inc CIK Number 0001597259 Filed Document 0001597259-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AL-Attune-Fund, LLC See All Filings	D	2014-01-15 00:00:00 UTC
Amount To Be Raised $356,480 Associated Brokers / Dealers N/A CIK Number 0001595994 Filed Document 0001595994-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
TechShop Arlington, LLC See All Filings	D	2014-01-15 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001596249 Filed Document 0001596249-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Debt
RANGER SPECIALTY INCOME FUND, LP See All Filings	D	2014-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Tessera Capital Partners, LLC CIK Number 0001597165 Filed Document 0001597165-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund