Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Dial Lenexa, LLC See All Filings	D	2014-08-07 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers None CIK Number 0001607656 Filed Document 0001607656-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEBRASKA Revenue or Assets $Not Applicable Type of Security Equity
All Party System Co. See All Filings	D/A	2014-08-07 00:00:00 UTC
Amount To Be Raised $3,820 Associated Brokers / Dealers All Party System Co. CIK Number 0001592929 Filed Document 0001592929-14-000038 Exclusions or Exemptions 506c Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D/A Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Other
Pipeline Oil & Gas Partnership Series I See All Filings	D	2014-08-07 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001615523 Filed Document 0001553350-14-000874 Exclusions or Exemptions 506c Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ARIZONA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Mineral Property
Partners for Payment Relief DE IV, LLC See All Filings	D	2014-08-07 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001615595 Filed Document 0001615595-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Other
Milio's North, LLC See All Filings	D	2014-08-07 00:00:00 UTC
Amount To Be Raised $4,053,000 Associated Brokers / Dealers None CIK Number 0001616182 Filed Document 0001616182-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Energy Wall, LLC See All Filings	D	2014-08-07 00:00:00 UTC
Amount To Be Raised $485,000 Associated Brokers / Dealers N/A CIK Number 0001616521 Filed Document 0001376474-14-000295 Exclusions or Exemptions 506c Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D Industry Energy Conservation Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
INNOVATION ECONOMY Corp See All Filings	D	2014-08-07 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers TriPoint Global Equities, LLC CIK Number 0001563004 Filed Document 0001563004-14-000007 Exclusions or Exemptions 506c Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Desert Palms, LLC See All Filings	D	2014-08-07 00:00:00 UTC
Amount To Be Raised $10,000 Associated Brokers / Dealers Desert Palms, LLC CIK Number 0001616141 Filed Document 0001616141-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Maritek Corp See All Filings	D	2014-08-07 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0000715781 Filed Document 0001474944-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ALBERTA, CANADA Revenue or Assets $No Revenues Type of Security Equity
TS Income Fund II, LP See All Filings	D	2014-08-07 00:00:00 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001616097 Filed Document 0001616097-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
Pipeline Oil & Gas General Partnership See All Filings	D	2014-08-07 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001615520 Filed Document 0001553350-14-000878 Exclusions or Exemptions 506c Accepted Date 2014-08-07 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ARIZONA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Mineral Property
ARCFE GROUP A, LLC See All Filings	D	2014-08-06 00:00:00 UTC
Amount To Be Raised $8,800,000 Associated Brokers / Dealers Whotrades, INC, All Star Law Firm, and Citic Rising Travel Investment Co, Ltd CIK Number 0001615337 Filed Document 0001615337-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-08-06 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
All Party System Co. See All Filings	D/A	2014-08-06 00:00:00 UTC
Amount To Be Raised $3,800 Associated Brokers / Dealers All Party System Co. CIK Number 0001592929 Filed Document 0001592929-14-000037 Exclusions or Exemptions 506c Accepted Date 2014-08-06 00:00:00 UTC Type of Offering D/A Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Other
Kindred Sun LLC See All Filings	D	2014-08-06 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001615650 Filed Document 0001615650-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-08-06 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business OREGON Revenue or Assets $No Revenues Type of Security Equity
ACON IWP Holdings, L.L.C. See All Filings	D	2014-08-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615540 Filed Document 0001140361-14-030923 Exclusions or Exemptions 506c Accepted Date 2014-08-06 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
ARCFE GROUP 3, LLC See All Filings	D	2014-08-06 00:00:00 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers Whotrades, INC, All Star Law Firm, and Citic Rising Travel Investment Co, Ltd CIK Number 0001615335 Filed Document 0001615335-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-08-06 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Larson Capital Fund II, LLC See All Filings	D/A	2014-08-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612379 Filed Document 0001612379-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-08-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
LEGENDCAP OPPORTUNITY FUND, LLC See All Filings	D	2014-08-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614095 Filed Document 0001614095-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-08-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
REALTY INVESTOR FUND See All Filings	D	2014-08-06 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001614999 Filed Document 0001614999-14-000001 Exclusions or Exemptions 504, 505, 504.1, and 506c Accepted Date 2014-08-06 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
GOLDEN RENEWABLE ENERGY, LLC See All Filings	D	2014-08-06 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001615590 Filed Document 0001586853-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-08-06 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
Redhawk Resources - Fund I, LP See All Filings	D	2014-08-05 00:00:00 UTC
Amount To Be Raised $33,000,000 Associated Brokers / Dealers N/A CIK Number 0001615634 Filed Document 0001615634-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-08-05 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Mad Riot Entertainment LLC See All Filings	D	2014-08-05 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001615944 Filed Document 0001615944-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-08-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
All Party System Co. See All Filings	D/A	2014-08-05 00:00:00 UTC
Amount To Be Raised $3,760 Associated Brokers / Dealers All Party System Co. CIK Number 0001592929 Filed Document 0001592929-14-000036 Exclusions or Exemptions 506c Accepted Date 2014-08-05 00:00:00 UTC Type of Offering D/A Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Other
ARCFE GROUP ONE, LLC See All Filings	D	2014-08-05 00:00:00 UTC
Amount To Be Raised $6,600,000 Associated Brokers / Dealers N/A CIK Number 0001615206 Filed Document 0001615206-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-08-05 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Pendant Homes, Inc. See All Filings	D	2014-08-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615834 Filed Document 0001615834-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-08-05 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Safari Minerals Inc See All Filings	D	2014-08-05 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001615134 Filed Document 0001615134-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-08-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Schubros Brewery LLC See All Filings	D	2014-08-05 00:00:00 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers N/A CIK Number 0001571476 Filed Document 0001571476-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-08-05 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Jones Lang LaSalle Income Property Trust, Inc. See All Filings	D	2014-08-04 00:00:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers n/a and n/a CIK Number 0001314152 Filed Document 0001314152-14-000105 Exclusions or Exemptions 506c Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Alpha Beef, LLC See All Filings	D	2014-08-04 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001615545 Filed Document 0001615545-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets $No Revenues Type of Security Equity
Tri Global Energy, LLC See All Filings	D	2014-08-04 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001461516 Filed Document 0001461516-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Vital Farmland REIT, LLC See All Filings	D	2014-08-04 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001615624 Filed Document 0001615624-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SMARTZIP ANALYTICS, INC. See All Filings	D	2014-08-04 00:00:00 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers N/A CIK Number 0001457682 Filed Document 0001457682-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
All Party System Co. See All Filings	D/A	2014-08-04 00:00:00 UTC
Amount To Be Raised $3,750 Associated Brokers / Dealers All Party System Co. CIK Number 0001592929 Filed Document 0001592929-14-000035 Exclusions or Exemptions 506c Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D/A Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Other
VGL LLC See All Filings	D	2014-08-04 00:00:00 UTC
Amount To Be Raised $7,660,000 Associated Brokers / Dealers Edward Riekstins and Joel Kahn CIK Number 0001615276 Filed Document 0001615276-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MASSACHUSETTS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Havelet Assignment Co Ltd See All Filings	D	2014-08-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615390 Filed Document 0001615390-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-08-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BARBADOS Revenue or Assets $$1 - $1,000,000 Type of Security Other
Southern New Mexico Surgery Center LLC See All Filings	D/A	2014-08-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001309086 Filed Document 0001309086-14-000004 Exclusions or Exemptions 506c Accepted Date 2014-08-01 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Equity
JBH KANSAS JOINT VENTURE XXI See All Filings	D	2014-08-01 00:00:00 UTC
Amount To Be Raised $840,000 Associated Brokers / Dealers N/A CIK Number 0001615121 Filed Document 0001615121-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-08-01 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Other
Rogers 406 LLC See All Filings	D	2014-08-01 00:00:00 UTC
Amount To Be Raised $175,000 Associated Brokers / Dealers N/A CIK Number 0001615496 Filed Document 0001615496-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-08-01 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Summit Creek Capital Distributed Energy LLC See All Filings	D	2014-08-01 00:00:00 UTC
Amount To Be Raised $1,001,000 Associated Brokers / Dealers Summit Creek Capital LLC CIK Number 0001609940 Filed Document 0001609940-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-08-01 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business IDAHO Revenue or Assets $No Revenues Type of Security Equity
All Party System Co. See All Filings	D/A	2014-08-01 00:00:00 UTC
Amount To Be Raised $3,350 Associated Brokers / Dealers All Party System Co. CIK Number 0001592929 Filed Document 0001592929-14-000034 Exclusions or Exemptions 506c Accepted Date 2014-08-01 00:00:00 UTC Type of Offering D/A Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Other
Consumer Physics, Inc. See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $13,474,644 Associated Brokers / Dealers N/A CIK Number 0001565167 Filed Document 0001565167-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Equity
Voyager Pacific Fund I, LLC See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001615007 Filed Document 0001615007-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
All Party System Co. See All Filings	D/A	2014-07-31 00:00:00 UTC
Amount To Be Raised $3,330 Associated Brokers / Dealers All Party System Co. CIK Number 0001592929 Filed Document 0001592929-14-000033 Exclusions or Exemptions 506c Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D/A Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Other
NB Auraria, DST See All Filings	D/A	2014-07-31 00:00:00 UTC
Amount To Be Raised $12,920,000 Associated Brokers / Dealers John M. Butler, Corbin S. Thomas, Brian J. Nelson, Troy Thomas, Frederick C. Whitford, Susan J. Gitt, Thomas M. Hess, Forrest James, and Jeffrey S. Cederberg CIK Number 0001601802 Filed Document 0001601802-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
First Growth Founders, LLC See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001614693 Filed Document 0001614693-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Debt
CYPRESS INT'L EQUITY FUND, L P See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $425,000 Associated Brokers / Dealers N/A CIK Number 0001356812 Filed Document 0001356812-15-000002 Exclusions or Exemptions 506c Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Equity
MILLRACE FUND LP See All Filings	D/A	2014-07-31 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001165580 Filed Document 0001566114-14-000048 Exclusions or Exemptions 506c Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
ADS-B Technologies, LLC See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $15,000 Associated Brokers / Dealers N/A CIK Number 0001520737 Filed Document 0001520737-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ALASKA Revenue or Assets Decline to Disclose Type of Security Equity
Kadmon Holdings, LLC See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Jefferies LLC and Piper Jaffray & Co CIK Number 0001557142 Filed Document 0001557142-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
One King Entertainment, Inc See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers CIM Securities, LLC and CIM Securities, LLC CIK Number 0001587408 Filed Document 0001587408-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TENNESSEE Revenue or Assets $$1 - $1,000,000 Type of Security Equity