Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Cartica Investors II, L.P. See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593900 Filed Document 0001593900-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MAGELLAN MINERALS LTD See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised $48,830 Associated Brokers / Dealers N/A CIK Number 0001384295 Filed Document 0001384295-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-12 00:00:00 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers Steven Russell, William Barry, Kelly Milligan, and Bryant Kirk CIK Number 0001135856 Filed Document 0001135856-13-000250 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
MP Concentrated Fund I, LLC See All Filings	D/A	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001475645 Filed Document 0001475645-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
GABELLI CAPITAL STRUCTURE ARBITRAGE, L.P. See All Filings	D/A	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001564460 Filed Document 0000919574-13-006920 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tiger Legatus Partners, LP See All Filings	D/A	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001474893 Filed Document 0000919574-13-006925 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Guru Technologies, Inc. See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001592783 Filed Document 0001592783-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
REMOTEREALITY Corp See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001167183 Filed Document 0001167183-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
ICONIQ Access 18, LP See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594067 Filed Document 0001594067-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GroupGifting.com, Inc. See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised $1,694,279 Associated Brokers / Dealers N/A CIK Number 0001568752 Filed Document 0001144204-13-067245 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Fidelis Capital Investments Florida LP See All Filings	D/A	2013-12-12 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001584594 Filed Document 0001584594-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MGT CAPITAL INVESTMENTS INC See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised $1,550,000 Associated Brokers / Dealers N/A CIK Number 0001001601 Filed Document 0001144204-13-067005 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Trian Partners, Ltd. (Class D & Class E shares) See All Filings	D/A	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001475112 Filed Document 0000902664-13-003960 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
First Light Capital Blue, L.P. See All Filings	D/A	2013-12-12 00:00:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers Laura Rhoads and John Combias CIK Number 0001415698 Filed Document 0001095449-13-000129 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CONSTELLATION HEDGE PARTNERS LP See All Filings	D/A	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Paul Eric Tramontano, Sam Katzman, Jon Michael Goldstein, David Ralph Arizini, Michael Ames Texido, Mark Thomas Mulvoy, Christopher Michael Smith, and Dean Jackson CIK Number 0001492505 Filed Document 0000919574-13-006918 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IL Hedge Investments LLC See All Filings	D/A	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001293909 Filed Document 0001293909-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EIG Energy Fund XVI (Scotland), L.P. See All Filings	D/A	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a and Julien Dargent CIK Number 0001578129 Filed Document 0001181431-13-062675 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Fish Employee Invest LLC See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised $2,080,000 Associated Brokers / Dealers N/A CIK Number 0001594193 Filed Document 0000945621-13-000378 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Deep Fiber Solutions, Inc. See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001594471 Filed Document 0001594471-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Collabrium Emerging Markets Fund LP See All Filings	D/A	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001517514 Filed Document 0001012975-13-000548 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Gardenia Japan Opportunity Fund, LP See All Filings	D/A	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001567010 Filed Document 0001567010-14-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lusman Partners, L.P. See All Filings	D/A	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001379208 Filed Document 0000919574-13-006914 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-12 00:00:00 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers Steven Russell, William Barry, and Kelly Milligan CIK Number 0001135856 Filed Document 0001135856-13-000249 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
PATH AMERICA TOWER, LP See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Catherine Zhang, Sam Ma, Yang Dan, Xi Jing, Kong Qiu, Louis Gao, Zhou Haihong, Leslie Liu, Li Jiangmei, Dai Hefang, Hong Jingxin, Luo Jinfeng, and Echo DX Liang CIK Number 0001593625 Filed Document 0001593625-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
TYHEE GOLD CORP See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised $151,040 Associated Brokers / Dealers N/A CIK Number 0001178428 Filed Document 0001183740-13-000460 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Carbon Fund I, L.P. See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594024 Filed Document 0001594024-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
YG PARTNERS FUND, LP See All Filings	D/A	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580997 Filed Document 0000919574-13-006907 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NB Offshore Diversified Arbitrage Fund II Ltd. See All Filings	D/A	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc., UBS Financial Services Inc., Credit Suisse Securities (USA) LLC, Morgan Stanley & Co. Incorporated, and Neuberger Berman LLC CIK Number 0001322692 Filed Document 0000902664-13-003945 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GIP Fund 1, LLC See All Filings	D/A	2013-12-12 00:00:00 UTC
Amount To Be Raised $940,000 Associated Brokers / Dealers N/A CIK Number 0001558311 Filed Document 0000897069-13-000420 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Long Pond U.S. Special Situation Fund, LP See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594122 Filed Document 0001594122-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-12 00:00:00 UTC
Amount To Be Raised $1,798,800 Associated Brokers / Dealers Brett Ellen CIK Number 0001135856 Filed Document 0001135856-13-000251 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
EIG Energy Fund XVI-E, L.P. See All Filings	D/A	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a and Julien Dargent CIK Number 0001591998 Filed Document 0001181431-13-062676 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
EIG Energy Fund XVI, L.P. See All Filings	D/A	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a and Julien Dargent CIK Number 0001578109 Filed Document 0001181431-13-062671 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Eco-Site, Inc See All Filings	D/A	2013-12-12 00:00:00 UTC
Amount To Be Raised $80,850,000 Associated Brokers / Dealers N/A CIK Number 0001563505 Filed Document 0001563505-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D/A Industry Telecommunications Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
LGI Predictive Analytics LLC See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592416 Filed Document 0001592416-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business WISCONSIN Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Redrock Capital Fund III, LLC See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised $990,000 Associated Brokers / Dealers N/A CIK Number 0001594201 Filed Document 0001594201-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business SOUTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
BRG Knobs Pointe Holding Company, LLC See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001594072 Filed Document 0000892251-13-000153 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
CDK PARTNERS, LP See All Filings	D/A	2013-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545403 Filed Document 0001545403-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hopkins Golf, Inc. See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised $1,709,041 Associated Brokers / Dealers N/A CIK Number 0001594183 Filed Document 0001181431-13-062614 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ARMADA WATER ASSETS INC See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Aegis Capital Corp. CIK Number 0001568996 Filed Document 0001568996-13-000008 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry Environmental Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
1-800 All Parts Holdings, Inc. See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised $10,554,466 Associated Brokers / Dealers N/A CIK Number 0001590169 Filed Document 0001590169-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fish Parent Holdings LLC See All Filings	D	2013-12-12 00:00:00 UTC
Amount To Be Raised $65,330,500 Associated Brokers / Dealers N/A CIK Number 0001594082 Filed Document 0000945621-13-000377 Exclusions or Exemptions 506b Accepted Date 2013-12-12 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Photofy, Inc. See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $605,000 Associated Brokers / Dealers N/A CIK Number 0001593675 Filed Document 0001593675-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Emerging Markets Investable Fund See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593878 Filed Document 0001593877-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Northern Plains Event Center, LLC See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001593923 Filed Document 0001593923-13-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH DAKOTA Revenue or Assets $No Revenues Type of Security Other
SG SPM Fund, L.P. See All Filings	D/A	2013-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001477035 Filed Document 0001565908-13-000098 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Otlet Offshore Fund Ltd. See All Filings	D/A	2013-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NORTH CREEK BUTLER CIK Number 0001556305 Filed Document 0000919574-13-006903 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Permanens Capital Floating Rate Fund LP See All Filings	D	2013-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580592 Filed Document 0001315863-13-000598 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GIA GLOBAL HIGH YIELD FUND, L.P. See All Filings	D/A	2013-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001441535 Filed Document 0000919574-13-006895 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Frontera Global Opportunity Fund, LP See All Filings	D/A	2013-12-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Boomerang Capital LLC CIK Number 0001473501 Filed Document 0001473501-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund