Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
DLP Fixed Fund I, LLC See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001600947 Filed Document 0001600947-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Debt
NOVATEK IP, LLC See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001445045 Filed Document 0001445045-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
USMR Fund 10 LP See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised $5,800,125 Associated Brokers / Dealers N/A CIK Number 0001591567 Filed Document 0001137403-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business PENNSYLVANIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
VIVID HOLDINGS LLC See All Filings	D	2014-04-08 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers FUNDME SECURITIES LLC d/b/a CIRCLEUP CIK Number 0001604978 Filed Document 0001604978-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SI Shawnee Retail, LLC See All Filings	D	2014-04-08 00:00:00 UTC
Amount To Be Raised $2,687,500 Associated Brokers / Dealers N/A CIK Number 0001604970 Filed Document 0001604970-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
All Party System Co. See All Filings	D	2014-04-08 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers All Party System Co. CIK Number 0001592929 Filed Document 0001592929-14-000025 Exclusions or Exemptions 506c Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Other
Albany Joint Venture See All Filings	D/A	2014-04-08 00:00:00 UTC
Amount To Be Raised $960,000 Associated Brokers / Dealers N/A CIK Number 0001591037 Filed Document 0001591037-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Other
PanTheryx, Inc. See All Filings	D/A	2014-04-08 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001416162 Filed Document 0001416162-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
YogaVeda Beverage Company, LLC See All Filings	D	2014-04-08 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers None CIK Number 0001604836 Filed Document 0001604836-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
CLOUD EQUITY GROUP FUND I, LP See All Filings	D	2014-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604828 Filed Document 0001604828-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IR4C Inc See All Filings	D/A	2014-04-08 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001550324 Filed Document 0001550324-14-000004 Exclusions or Exemptions 506c Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Gateway Ambulatory Surgery Center, LLC See All Filings	D	2014-04-08 00:00:00 UTC
Amount To Be Raised $87,502 Associated Brokers / Dealers N/A CIK Number 0001478192 Filed Document 0001478192-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business NORTH CAROLINA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Cloud Equity Group Fund II, LP See All Filings	D	2014-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604827 Filed Document 0001604827-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-04-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CTA Choice Fund VEGA See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602850 Filed Document 0001602850-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Bakken Patriot 5-8 Joint Venture See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised $8,328,826 Associated Brokers / Dealers N/A CIK Number 0001603776 Filed Document 0001603776-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
CTA Choice ISAT See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588308 Filed Document 0001588308-14-000004 Exclusions or Exemptions 506c Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Lattice INC See All Filings	D	2014-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000350644 Filed Document 0001019687-14-001290 Exclusions or Exemptions 505 and 506c Accepted Date 2014-04-07 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business NEW JERSEY Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Millennium Capital Investments, LLC See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001604353 Filed Document 0001604353-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Alphaworks See.Me One, LLC See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers N/A CIK Number 0001604547 Filed Document 0001604547-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
BINKLEY GP See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001604803 Filed Document 0001604803-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Other
IssuWorks, Inc. See All Filings	D/A	2014-04-04 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Lauren Smith CIK Number 0001601430 Filed Document 0001601430-14-000004 Exclusions or Exemptions 506c Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Equity Estates Fund II, LLC See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised $18,340,000 Associated Brokers / Dealers N/A CIK Number 0001577892 Filed Document 0001577892-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
DIGITAL ALLY INC See All Filings	D	2014-04-04 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers West Park Capital, Inc. CIK Number 0001342958 Filed Document 0001493152-14-001036 Exclusions or Exemptions 506c Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business KANSAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Exeter Industrial Value Fund III, L.P. See All Filings	D/A	2014-04-04 00:00:00 UTC
Amount To Be Raised $792,500,000 Associated Brokers / Dealers N/A CIK Number 0001595934 Filed Document 0001595934-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-04-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
CTA Choice SPAQ See All Filings	D/A	2014-04-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576436 Filed Document 0001591514-14-000005 Exclusions or Exemptions 506c Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Crystal Capital Strategies Master Fund, LLC See All Filings	D	2014-04-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604395 Filed Document 0001604396-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
SIRI SYSTEMATIC ALPHAMINING FUND L.P See All Filings	D	2014-04-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603653 Filed Document 0001603653-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $Not Applicable Type of Security Equity
MAGNUM HUNTER RESOURCES CORP See All Filings	D	2014-04-03 00:00:00 UTC
Amount To Be Raised $30,100,000 Associated Brokers / Dealers BMO Capital Markets Corp., Citigroup Global Markets Inc., and Deutsche Bank Securities Inc. CIK Number 0001335190 Filed Document 0001104659-14-025649 Exclusions or Exemptions 506c Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $Over $100,000,000 Type of Security Equity
Crystal Capital Strategies Fund, LLC See All Filings	D	2014-04-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604396 Filed Document 0001604395-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
VINTAGE CONFECTIONS, INC See All Filings	D	2014-04-03 00:00:00 UTC
Amount To Be Raised $30,000 Associated Brokers / Dealers N/A CIK Number 0001604563 Filed Document 0001604563-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
SpeechTrans Inc See All Filings	D/A	2014-04-03 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001597771 Filed Document 0001597771-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Other
CTA Choice ELL See All Filings	D/A	2014-04-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591514 Filed Document 0001591514-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
CTA Choice SEQ See All Filings	D/A	2014-04-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576438 Filed Document 0001591514-14-000004 Exclusions or Exemptions 506c Accepted Date 2014-04-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Lighthouse Commodities Segregated Portfolio, a Segregated Portfolio of Lighthouse Strategies Fund SPC See All Filings	D/A	2014-04-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001558909 Filed Document 0001558414-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Covenant Investments Series II, Inc. See All Filings	D/A	2014-04-02 00:00:00 UTC
Amount To Be Raised $3,537,500 Associated Brokers / Dealers N/A CIK Number 0001586710 Filed Document 0001586710-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D/A Industry Hospitals and Physicians Principal Place of Business MISSISSIPPI Revenue or Assets Decline to Disclose Type of Security Equity
Arixa Fund III, LP See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001602657 Filed Document 0001602657-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Castle Peak Petroleum, LP See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $1,650,000 Associated Brokers / Dealers N/A CIK Number 0001604096 Filed Document 0001604096-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Kirkland Partners, LLC, a Delaware Ltd liability Co See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $7,476,000 Associated Brokers / Dealers N/A CIK Number 0001604470 Filed Document 0001604470-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Earnest Series, a Series of LPE, LLC See All Filings	D/A	2014-04-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001558414 Filed Document 0001558414-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Integrated Energy Companies, LLC See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $7,800,000 Associated Brokers / Dealers N/A CIK Number 0001603805 Filed Document 0001080368-14-000008 Exclusions or Exemptions 506c Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Brixco, Inc. See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001604297 Filed Document 0001604297-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEBRASKA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
SRA II LLC See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Alexander Capital, L.P. CIK Number 0001597474 Filed Document 0001597474-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lighthouse Commodities Series, a Series of Lighthouse Strategies Fund, LLC See All Filings	D/A	2014-04-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001558887 Filed Document 0001558414-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
ARIXA FUND I, LLC See All Filings	D/A	2014-04-02 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001490898 Filed Document 0001490898-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
IVA GLOBAL FUND (DELAWARE) LP See All Filings	D/A	2014-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel Nicolaus & Co CIK Number 0001429033 Filed Document 0001429033-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IVA OVERSEAS FUND (CAYMAN) LTD See All Filings	D/A	2014-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel Nicolaus & Co. CIK Number 0001429008 Filed Document 0001429008-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AMERICAN MEDICAL REVENUE LLC See All Filings	D	2014-04-01 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers None CIK Number 0001435265 Filed Document 0001435265-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Other
SIRI SYSTEMATIC ALPHAMINING FUND L.P See All Filings	D/A	2014-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603653 Filed Document 0001603653-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $Not Applicable Type of Security Equity
IVA OVERSEAS FUND (DELAWARE) LP See All Filings	D/A	2014-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel Nicolaus & Co. CIK Number 0001429009 Filed Document 0001429009-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
QS Holding See All Filings	D	2014-04-01 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001603493 Filed Document 0001603493-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-04-01 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business KENTUCKY Revenue or Assets $No Revenues Type of Security Equity