Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
NB The Plaza, DST See All Filings	D	2015-05-19 00:00:00 UTC
Amount To Be Raised $8,350,000 Associated Brokers / Dealers Brian Nelson, Corbin S. Thomas, Susan J. Gitt, Troy Thomas, Frederick C. Whitford, and Marilee A. Hill CIK Number 0001642138 Filed Document 0001642138-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
HMPF 2015, LP See All Filings	D	2015-05-19 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001642762 Filed Document 0001642762-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
FlashFund 2, LLC See All Filings	D	2015-05-19 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001642534 Filed Document 0001642534-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Guvera Ltd See All Filings	D	2015-05-19 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001501022 Filed Document 0001501022-15-000003 Exclusions or Exemptions 506c Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business AUSTRALIA Revenue or Assets Decline to Disclose Type of Security Equity
Exeo Entertainment, Inc. See All Filings	D/A	2015-05-19 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001528760 Filed Document 0001528760-15-000003 Exclusions or Exemptions 506c Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
RED Enterprises Group LLC See All Filings	D	2015-05-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642459 Filed Document 0001642459-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business WYOMING Revenue or Assets $$1 - $1,000,000 Type of Security Debt
ECG Country Oaks, LLC See All Filings	D	2015-05-18 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001642238 Filed Document 0001642238-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-05-18 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
KWK Merger Arbitrage Fund LP See All Filings	D/A	2015-05-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers David R. Sanchez, George W. MacLeod II, and Soho Asset Management CIK Number 0001548317 Filed Document 0001548317-15-000003 Exclusions or Exemptions 506c Accepted Date 2015-05-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Horizons Holdings International Corp See All Filings	D	2015-05-18 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0000073779 Filed Document 0000073779-15-000003 Exclusions or Exemptions 506c Accepted Date 2015-05-18 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
INFINITY ENERGY RESOURCES, INC See All Filings	D	2015-05-18 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers WestPark Capital, Inc. CIK Number 0000822746 Filed Document 0001493152-15-002083 Exclusions or Exemptions 506c Accepted Date 2015-05-18 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business KANSAS Revenue or Assets $No Revenues Type of Security Debt
Kansas Home Buyers, LLC See All Filings	D/A	2015-05-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641481 Filed Document 0001641481-15-000005 Exclusions or Exemptions 506c Accepted Date 2015-05-18 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business KANSAS Revenue or Assets $No Revenues Type of Security Equity
Blue Water Holding Group, Inc. See All Filings	D	2015-05-18 00:00:00 UTC
Amount To Be Raised $2,304,856 Associated Brokers / Dealers Sheldon Andre CIK Number 0001639677 Filed Document 0001639677-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-05-18 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Energy Wall, LLC See All Filings	D	2015-05-15 00:00:00 UTC
Amount To Be Raised $285,000 Associated Brokers / Dealers N/A CIK Number 0001616521 Filed Document 0001376474-15-000159 Exclusions or Exemptions 506c Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D Industry Energy Conservation Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SILVERTON MEDIA GROUP, INC. See All Filings	D/A	2015-05-15 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers RON MILLER CIK Number 0001628887 Filed Document 0001628887-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Montrose Emergency Center, LLC See All Filings	D	2015-05-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641909 Filed Document 0001641909-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
snapCard, Inc. See All Filings	D/A	2015-05-15 00:00:00 UTC
Amount To Be Raised $1,702,562 Associated Brokers / Dealers Ryan Feit, Ameet Padte, and Aaron Kellner CIK Number 0001624981 Filed Document 0001624981-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Trial Funder 3, LLC See All Filings	D	2015-05-15 00:00:00 UTC
Amount To Be Raised $20,000 Associated Brokers / Dealers N/A CIK Number 0001642604 Filed Document 0001642604-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
TPEG River Walk Investors LLC See All Filings	D	2015-05-15 00:00:00 UTC
Amount To Be Raised $8,695,000 Associated Brokers / Dealers TPEG Securities LLC CIK Number 0001640499 Filed Document 0001640499-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-05-15 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Metis Legacy Capital Income Fund I, LP See All Filings	D/A	2015-05-14 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001575354 Filed Document 0001575354-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Kano Computing Ltd See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $14,663,002 Associated Brokers / Dealers N/A CIK Number 0001641979 Filed Document 0001641979-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
BDC Fund II, LP See All Filings	D/A	2015-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Diron M. Tappin CIK Number 0001478053 Filed Document 0001095449-15-000071 Exclusions or Exemptions 506c Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PURSUANT HEALTH, INC. See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001412720 Filed Document 0001412720-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Owlstone Inc. See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001505801 Filed Document 0001505801-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
NIKOLS MORTGAGE FUND, LLC See All Filings	D/A	2015-05-14 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001487021 Filed Document 0001487021-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
NIAH Opportunity Fund I, LLC See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001642408 Filed Document 0001642408-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
RC Mineral & Rock LLC See All Filings	D/A	2015-05-14 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001480308 Filed Document 0001480308-15-000003 Exclusions or Exemptions 506c Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business WYOMING Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ACA Lantana Trace LLC See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $3,265,560 Associated Brokers / Dealers Primex Prime Electronic Execution, Inc. CIK Number 0001649036 Filed Document 0001649036-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Gulf Coast Midwest Energy Capital #7, LP See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001641321 Filed Document 0001641321-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Nesting Investment Fund, LP See All Filings	D/A	2015-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638803 Filed Document 0001638803-15-000004 Exclusions or Exemptions 506c Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BASECAMP OLD IRVING PARK LLC See All Filings	D	2015-05-13 00:00:00 UTC
Amount To Be Raised $3,850,000 Associated Brokers / Dealers N/A CIK Number 0001642330 Filed Document 0001642330-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
PPE Gregg County #3, L.P. See All Filings	D	2015-05-13 00:00:00 UTC
Amount To Be Raised $496,500 Associated Brokers / Dealers N/A CIK Number 0001642287 Filed Document 0001642287-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Bluefin Fund, LLC See All Filings	D	2015-05-13 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001471275 Filed Document 0001471275-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Harvest CROO, LLC See All Filings	D/A	2015-05-13 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001607938 Filed Document 0000897069-15-000354 Exclusions or Exemptions 506c Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Sword Diagnostics Inc See All Filings	D	2015-05-13 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001324536 Filed Document 0001638792-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Debt
Anchor Fund, LLC See All Filings	D	2015-05-13 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001570314 Filed Document 0001570314-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Uber Technologies, Inc See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised $1,690,512,000 Associated Brokers / Dealers N/A CIK Number 0001543151 Filed Document 0001543151-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
MID-AMERICA ANGELS INVESTMENTS LLC See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised $115,000 Associated Brokers / Dealers N/A CIK Number 0001383457 Filed Document 0001383457-15-000003 Exclusions or Exemptions 506c Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business KANSAS Revenue or Assets $Not Applicable Type of Security Debt
AgEagle Aerial Systems Inc. See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001639498 Filed Document 0001010412-15-000066 Exclusions or Exemptions 506c Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business KANSAS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Colony Mortgage Sub A REIT, Inc. See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H&L Equities, H&L Equities, and H&L Equities CIK Number 0001616346 Filed Document 0001616346-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DOOFL MGMT, INC. See All Filings	D/A	2015-05-12 00:00:00 UTC
Amount To Be Raised $115,000 Associated Brokers / Dealers N/A CIK Number 0001636345 Filed Document 0001636345-15-000003 Exclusions or Exemptions 506c Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
PharmaCielo Ltd. See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised $686,250 Associated Brokers / Dealers N/A CIK Number 0001641777 Filed Document 0001641777-15-000003 Exclusions or Exemptions 506c Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Vision III Imaging, Inc. See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Frederick & Company, Inc. and Brokerbank Securities, Inc. CIK Number 0001624360 Filed Document 0001624360-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ColFin Cobalt REIT, Inc. See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H&L Equities, LLC, H&L Equities, LLC, and H&L Equities, LLC CIK Number 0001640753 Filed Document 0001640753-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Uber Technologies, Inc See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised $2,803,326,002 Associated Brokers / Dealers N/A CIK Number 0001543151 Filed Document 0001543151-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Good Natured Brand, LLC See All Filings	D	2015-05-11 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001642153 Filed Document 0001642153-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-05-11 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
Aries Lending Fund I, LLC See All Filings	D	2015-05-11 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001642065 Filed Document 0001642065-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-05-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Sandhill Crane Partners, LLC See All Filings	D/A	2015-05-11 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Griffin Securities, Inc. CIK Number 0001609231 Filed Document 0000897069-15-000353 Exclusions or Exemptions 506c Accepted Date 2015-05-11 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Ncrease, Inc. See All Filings	D	2015-05-11 00:00:00 UTC
Amount To Be Raised $37,500 Associated Brokers / Dealers N/A CIK Number 0001641845 Filed Document 0001641845-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-05-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Viatar CTC Solutions Inc. See All Filings	D	2015-05-11 00:00:00 UTC
Amount To Be Raised $171,000 Associated Brokers / Dealers N/A CIK Number 0001616495 Filed Document 0001511164-15-000252 Exclusions or Exemptions 506c Accepted Date 2015-05-11 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
PROVISION IMAGING, LLC See All Filings	D	2015-05-11 00:00:00 UTC
Amount To Be Raised $2,999,576 Associated Brokers / Dealers None CIK Number 0001469919 Filed Document 0001469919-15-000003 Exclusions or Exemptions 506c Accepted Date 2015-05-11 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity