Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
New Era Petroleum Holdings, Inc. See All Filings	D/A	2013-09-25 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001524631 Filed Document 0001524631-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Equity
Cleveland Capital, L.P. See All Filings	D/A	2013-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Thomas A. Yako CIK Number 0001035648 Filed Document 0000919574-13-005633 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ares European Real Estate Fund IV, L.P. See All Filings	D/A	2013-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not applicable, Not applicable, and Not applicable CIK Number 0001586431 Filed Document 0001181431-13-050817 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Xtreme Power Inc. See All Filings	D/A	2013-09-25 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001394007 Filed Document 0001394007-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
WIND POWER HOLDINGS INC See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001453353 Filed Document 0001453353-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-09-25 00:00:00 UTC
Amount To Be Raised $24,943,870 Associated Brokers / Dealers Dennis Morris CIK Number 0001135856 Filed Document 0001135856-13-000151 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Zagster, Inc. See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001556850 Filed Document 0001556850-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Sionic Mobile Corp See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001496468 Filed Document 0001496468-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
RP - Villas at West Ridge, L.P. See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $5,280,640 Associated Brokers / Dealers N/A CIK Number 0001587631 Filed Document 0001587631-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
RT-SESAC LT, LLC See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586980 Filed Document 0001586980-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
BA PARTNERS FUND VII, L.P. See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith CIK Number 0001575962 Filed Document 0001393725-13-000086 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Evendale Surgical Properties, LLC See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $7,004,971 Associated Brokers / Dealers N/A CIK Number 0001587450 Filed Document 0001587450-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
American Fuel Producers, LLC See All Filings	D/A	2013-09-25 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001559000 Filed Document 0001559000-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business MISSISSIPPI Revenue or Assets $No Revenues Type of Security Equity
ACTION POKER, LLC See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001587554 Filed Document 0001214659-13-005410 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
3D Robotics, Inc. See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $31,000,000 Associated Brokers / Dealers N/A CIK Number 0001561997 Filed Document 0001561997-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GRASMERE MACRO OFFSHORE FUND LTD. See All Filings	D/A	2013-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574845 Filed Document 0001574845-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
CLUB HOLDINGS LLC See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001286287 Filed Document 0001286287-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Other Travel Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Gracian Capital Partners LLC See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587340 Filed Document 0001507943-13-000084 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cotton Creek Capital Partners II, L.P. See All Filings	D/A	2013-09-25 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001535127 Filed Document 0001535127-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Innovative Med Concepts, LLC See All Filings	D/A	2013-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001547539 Filed Document 0001547539-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business ALABAMA Revenue or Assets $No Revenues Type of Security Equity
Let Water Be Water, LLC See All Filings	D/A	2013-09-25 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001467085 Filed Document 0001467085-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
West Lucien Field Development Joint Venture See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $1,740,000 Associated Brokers / Dealers N/A CIK Number 0001525941 Filed Document 0001354488-13-005479 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Other
MAKAIRA OFFSHORE INVESTORS LTD See All Filings	D/A	2013-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001403821 Filed Document 0000935836-13-000475 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ARES European Real Estate (Cayman) Feeder Fund IV, L.P. See All Filings	D/A	2013-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not applicable, Not applicable, and Not applicable CIK Number 0001586373 Filed Document 0001181431-13-050818 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-09-25 00:00:00 UTC
Amount To Be Raised $7,200,000 Associated Brokers / Dealers Michael Shannon and Samir Sheth CIK Number 0001135856 Filed Document 0001135856-13-000152 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
AION Feeder IV Ltd. See All Filings	D/A	2013-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001558978 Filed Document 0001558972-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RT-LT Investment, LLC See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586978 Filed Document 0001586978-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
RT-SESAC TS, LLC See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586979 Filed Document 0001586979-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
EDD HOLDINGS, LLC See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001587414 Filed Document 0001587414-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
DGFund 3 LLC See All Filings	D/A	2013-09-25 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers Alan Hald CIK Number 0001585032 Filed Document 0001585032-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Tyrosine Pharma Inc. See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001587644 Filed Document 0001587644-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW MEXICO Revenue or Assets $No Revenues Type of Security Equity
Morgan Stanley HedgePremier/Discovery Global Macro Offshore Fund Ltd. See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001587481 Filed Document 0001587481-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Antivirus Therapeutics, Inc. See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001588163 Filed Document 0001588163-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Instant BioScan, LLC See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers Darin Richard Pastor CIK Number 0001586354 Filed Document 0001586354-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
Theobroma Enterprises, Inc. See All Filings	D/A	2013-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Miller Gold Partners and Caccioppoli Anderson, LLC CIK Number 0001569260 Filed Document 0001569260-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D/A Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SOFTWARE TECHNOLOGY INC See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001211591 Filed Document 0001211591-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
WYNNEFIELD PARTNERS SMALL CAP VALUE LP I See All Filings	D/A	2013-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001251565 Filed Document 0001251565-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Seen Digital Media, Inc See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001512188 Filed Document 0001512188-13-000004 Exclusions or Exemptions 504 and 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
DGFund 3 LLC See All Filings	D/A	2013-09-25 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers Alan Hald CIK Number 0001585032 Filed Document 0001585032-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Coolhouse Labs Fund I, LLC See All Filings	D/A	2013-09-25 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001580112 Filed Document 0001580112-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
Commonfund International Focus Fund II, LLC See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers COMMONFUND SECURITIES, INC. CIK Number 0001587632 Filed Document 0001587632-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AION Feeder III Ltd. See All Filings	D/A	2013-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001558972 Filed Document 0001558972-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CENTRAL FLORIDA SALON MGMT., LLC See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001588075 Filed Document 0001588075-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Evena Medical, Inc. See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001587784 Filed Document 0001587784-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Eat Here LV, LLC See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers Eat Here LV, LLC CIK Number 0001586854 Filed Document 0001586854-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CYTODYN INC See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $10,010,000 Associated Brokers / Dealers Paulson Investment Company, Inc. CIK Number 0001175680 Filed Document 0000892917-13-000028 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business OREGON Revenue or Assets $No Revenues Type of Security Equity
Black Math Inc. See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $10,000 Associated Brokers / Dealers N/A CIK Number 0001587212 Filed Document 0001587212-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
MDK Triangle LLC See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $1,350,000 Associated Brokers / Dealers N/A CIK Number 0001587409 Filed Document 0001587409-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Equity
Rimrock Series of Copperstone Multi-Series IDF, LP See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586621 Filed Document 0000916002-13-000051 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Member Assist, LLC See All Filings	D/A	2013-09-25 00:00:00 UTC
Amount To Be Raised $1,770,000 Associated Brokers / Dealers N/A CIK Number 0001570673 Filed Document 0001570673-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity