Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
NTHDEGREE TECHNOLOGIES WORLDWIDE INC See All Filings	D	2013-12-02 00:00:00 UTC
Amount To Be Raised $4,800,000 Associated Brokers / Dealers N/A CIK Number 0001432338 Filed Document 0000905729-13-000265 Exclusions or Exemptions 506b Accepted Date 2013-12-02 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
EquityMetrix, LLC See All Filings	D	2013-12-02 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Xnergy Financial, LLC CIK Number 0001593220 Filed Document 0001593220-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-02 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SmartPager Systems Inc. See All Filings	D	2013-11-29 00:00:00 UTC
Amount To Be Raised $35,000 Associated Brokers / Dealers N/A CIK Number 0001593252 Filed Document 0001593252-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Qardio, Inc. See All Filings	D	2013-11-29 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001560938 Filed Document 0001560938-13-000004 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2013-11-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CoreCommodity Management - Founders I Fund, LLC See All Filings	D/A	2013-11-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544989 Filed Document 0001264128-13-000051 Exclusions or Exemptions 506b Accepted Date 2013-11-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CoreCommodity Management - Diversified I Fund, LLC See All Filings	D/A	2013-11-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC CIK Number 0001491793 Filed Document 0001264128-13-000049 Exclusions or Exemptions 506b Accepted Date 2013-11-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tiara CG Private Equity Fund 2013, L.P. See All Filings	D	2013-11-29 00:00:00 UTC
Amount To Be Raised $120,000,000 Associated Brokers / Dealers N/A CIK Number 0001593523 Filed Document 0000947871-13-000770 Exclusions or Exemptions 506b Accepted Date 2013-11-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trevali Mining Corp See All Filings	D	2013-11-29 00:00:00 UTC
Amount To Be Raised $2,301,178 Associated Brokers / Dealers Dundee Securities Inc. CIK Number 0001402948 Filed Document 0001062993-13-006100 Exclusions or Exemptions 506b Accepted Date 2013-11-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
SAILPOINT TECHNOLOGIES INC See All Filings	D	2013-11-29 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001350136 Filed Document 0001350136-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Daemonic Labs See All Filings	D	2013-11-29 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001506668 Filed Document 0001506668-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Mountain Province Diamonds Inc. See All Filings	D	2013-11-29 00:00:00 UTC
Amount To Be Raised $23,596 Associated Brokers / Dealers N/A CIK Number 0001004530 Filed Document 0001004530-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Equity
Alpha Venture Partners Fund, L.P. See All Filings	D	2013-11-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593143 Filed Document 0001593143-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ICQ Investments 15, LP See All Filings	D	2013-11-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593025 Filed Document 0001593025-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ONEPAK INC See All Filings	D	2013-11-29 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001380765 Filed Document 0001380765-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-29 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business MASSACHUSETTS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
CoreCommodity Management - Founders I Fund (Cayman), Ltd. See All Filings	D/A	2013-11-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001530180 Filed Document 0001264128-13-000050 Exclusions or Exemptions 506b Accepted Date 2013-11-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Freelinc Technologies LLC See All Filings	D/A	2013-11-29 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001593041 Filed Document 0001593041-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-29 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
CoreCommodity Management - Diversified I Fund (Cayman) Ltd. See All Filings	D/A	2013-11-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001525027 Filed Document 0001264128-13-000048 Exclusions or Exemptions 506b Accepted Date 2013-11-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vertical Brands Media, Inc. See All Filings	D	2013-11-28 00:00:00 UTC
Amount To Be Raised $19,998,893 Associated Brokers / Dealers N/A CIK Number 0001592836 Filed Document 0001592836-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
WASHINGTON HARBOUR REIT LLC See All Filings	D	2013-11-28 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers CHARLES B. HARRISON, PHYLLIS J. BECK, PATRICK J. WHELCHEL, SCOTT HARRISON, and LORI MAYFIELD CIK Number 0001593308 Filed Document 0001593308-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-28 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
StoneRoad Series Investment Trust See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592801 Filed Document 0001592801-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TAG Seventh Street, LLC See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised $1,825,000 Associated Brokers / Dealers N/A CIK Number 0001592958 Filed Document 0001592958-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Other
HayFin Special Opportunities Credit Fund LP See All Filings	D/A	2013-11-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Asset Management Ltd CIK Number 0001559063 Filed Document 0001559062-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
T2 Qualified Fund, LP dba Kase Qualified See All Filings	D/A	2013-11-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001324714 Filed Document 0001019056-13-001309 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VALUEACT CAPITAL PARTNERS L.P. See All Filings	D/A	2013-11-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001130743 Filed Document 0000950142-13-002339 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SERIOUSLY HOLDING CORP See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised $2,350,000 Associated Brokers / Dealers N/A CIK Number 0001592507 Filed Document 0001592507-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
V3 Opportunity Fund I LP See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593150 Filed Document 0001593150-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FORDHAM HOLDINGS GROUP INC See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers Fordham Financial Management, Inc. CIK Number 0001019998 Filed Document 0001019998-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Investment Banking Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Stelliam Offshore Long Fund, Ltd. See All Filings	D/A	2013-11-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479350 Filed Document 0001315863-13-000586 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HEALTHCARE 2013, LP See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001592933 Filed Document 0001592933-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BRIDGETON TACTICAL ADVISORS FUND, LP See All Filings	D/A	2013-11-27 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers Sanders Morris Harris Inc., FSC Securities Corporation, H. Beck, Inc., Multi-Financial Securities Corporation, Uhlmann Price Securities, LLC, Intercarolina Financial Services, Inc., Wells Fargo Advisors, LLC, BFT Financial Group, LLC, PrimeVest Financial Services, Inc., Pavek Investments, Inc., Polar Investment Council, The Strategic Financial Alliance, Inc., Pacific West Securities, Inc., VFG Securities, Inc., Heritage Financial Systems Inc., Geneos Wealth Management, Inc., Thomas McDonald Partners, LLC, Alternative Wealth Strategies, Inc., Cambridge Investment Research, Inc., American Portfolios Financial Services, Inc., First Alllied Securities, Inc., Tricor Financial, LLC, The (Wilson) Williams Financial Group, Inc., Naples AIS, Inc., SCF Securities, Inc., C.K. Cooper & Company, Inc., Silver Oak Securities, Incorporated, Steven A. Kohn & Associates, Ltd, Capital Guardian, LLC, Sterling Enterprise Group, Inc., Purshe Kaplan Sterling, John T. Studnicky, VSR Financial Services, Inc., MidAmerica Financial Services, Inc., E.D. & F. Man, Capital Management Partners, Inc., Ryan Y. Poage, and Joseph A. Gunther CIK Number 0000794775 Filed Document 0000794775-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HOUND PARTNERS OFFSHORE FUND LTD See All Filings	D/A	2013-11-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001338500 Filed Document 0000919574-13-006814 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Endeavor Emerging Opportunities Fund, LP See All Filings	D/A	2013-11-27 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers STERLING ENTERPRISES GROUP, INTERCAROLINA FINANCIAL SERVICES, INC., AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC., TRICOR FINANCIAL, LLC, THE (WILSON) WILLIAMS FINANCIAL GROUP, INC., C.K. COOPER & COMPANY, GENEOS WEALTH MANAGEMENT, THOMAS MCDONALD PARTNERS, LLC, CAMBRIDGE INVESTMENT RESEARCH, INC., PURSHE KAPLAN STERLING INVESTMENTS, SILVER OAK SECURITIES, INCORPORATED, STEVEN A. KOHN & ASSOCIATES, LTD., POLAR INVESTMENT COUNSEL, SCF SECURITIES, INC., HERITAGE FINANCIAL SYSTEMS, INC., CAPITAL GUARDIAN, LLC, SECURITIES AMERICA, INC., VFG SECURITIES,INC., NAPLES AIS, INC., MIDAMERICA FINANCIAL SERVICES, INC., SII INVESTMENTS, INC., and FIRST ALLIED SECURITIES CIK Number 0001409834 Filed Document 0001409834-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marylebone Lane Fund See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592408 Filed Document 0000902664-13-003862 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alysun Fund Ltd See All Filings	D/A	2013-11-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001413637 Filed Document 0000898432-13-001420 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ALLCONNECT INC See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001143535 Filed Document 0001143535-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Alydar Fund Ltd See All Filings	D/A	2013-11-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001448887 Filed Document 0000898432-13-001418 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CommonAngels Ventures Fund IV, L.P. See All Filings	D/A	2013-11-27 00:00:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001588128 Filed Document 0001588128-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Enfinio, Inc. See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised $498,793 Associated Brokers / Dealers N/A CIK Number 0001593144 Filed Document 0001593144-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Other
PathAR LLC See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001587296 Filed Document 0001587296-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Only Pros, Inc. See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001592737 Filed Document 0001592737-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Lustros Inc. See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers Michael H. Takano CIK Number 0000922011 Filed Document 0001546806-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Zeal China Fund Ltd See All Filings	D/A	2013-11-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001523779 Filed Document 0001523779-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FundersClub PX9 LLC See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised $275,500 Associated Brokers / Dealers N/A CIK Number 0001592250 Filed Document 0001592250-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fisher Investments Institutional Group Emerging Markets Equity Fund See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001478708 Filed Document 0001478708-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
OXYGEN BIOTHERAPEUTICS, INC. See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised $6,579,122 Associated Brokers / Dealers N/A CIK Number 0000034956 Filed Document 0001354488-13-006674 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NORTH CAROLINA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
VALUEACT CAPITAL PARTNERS II L.P. See All Filings	D/A	2013-11-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001390906 Filed Document 0000950142-13-002338 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Capula European Special Situations Fund (Cayman) (USD) L.P. See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592020 Filed Document 0000950172-13-000118 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
GreenHunter Resources, Inc. See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers Northland Securities, Inc. CIK Number 0001410056 Filed Document 0001410056-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Environmental Services Principal Place of Business TEXAS Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Debt
Tilson Technology Management See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001593004 Filed Document 0001593004-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
GREENBANK CAPITAL INC See All Filings	D	2013-11-27 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001591619 Filed Document 0001214659-13-006758 Exclusions or Exemptions 506b Accepted Date 2013-11-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity