Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Owlstone Inc. See All Filings	D	2013-11-01 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001505801 Filed Document 0001505801-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-11-01 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Quality Real Estate LLC See All Filings	D	2013-11-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590521 Filed Document 0001590521-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-01 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business INDIANA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Galloway Global Fixed Income Fund, LP See All Filings	D	2013-11-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504668 Filed Document 0001504668-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
VICTORIA ENERGY CORP See All Filings	D	2013-11-01 00:00:00 UTC
Amount To Be Raised $720,000 Associated Brokers / Dealers N/A CIK Number 0001329327 Filed Document 0001329327-13-000004 Exclusions or Exemptions 506c Accepted Date 2013-11-01 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Other
Larson Capital Fund I, L.P. See All Filings	D/A	2013-11-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588181 Filed Document 0001588181-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-11-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
AL-Estimote-Fund, LLC See All Filings	D	2013-11-01 00:00:00 UTC
Amount To Be Raised $161,500 Associated Brokers / Dealers N/A CIK Number 0001590358 Filed Document 0001590358-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Washington Realty Capital - Main Street, LLC See All Filings	D	2013-11-01 00:00:00 UTC
Amount To Be Raised $260,000 Associated Brokers / Dealers N/A CIK Number 0001590788 Filed Document 0001590788-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-01 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Stewardship Investments, LLC See All Filings	D/A	2013-10-31 00:00:00 UTC
Amount To Be Raised $4,200,000 Associated Brokers / Dealers N/A CIK Number 0001589701 Filed Document 0001589701-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business MISSOURI Revenue or Assets $$1 - $1,000,000 Type of Security Debt
MWF Financial Ltd See All Filings	D/A	2013-10-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001501059 Filed Document 0001501059-13-000001 Exclusions or Exemptions 504.1 and 506c Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business CYPRUS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Ag Energy Solutions, Inc. See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised $264,000 Associated Brokers / Dealers N/A CIK Number 0001579485 Filed Document 0001579485-13-000005 Exclusions or Exemptions 506c Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
CymaBay Therapeutics, Inc. See All Filings	D/A	2013-10-31 00:00:00 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers National Securities Corporation CIK Number 0001042074 Filed Document 0001042074-13-000004 Exclusions or Exemptions 506c Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Just Greens, LLC See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised $7,382,166 Associated Brokers / Dealers N/A CIK Number 0001590624 Filed Document 0001590624-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TECOGEN INC. See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Scarsdale Equities LLC CIK Number 0001537435 Filed Document 0001537435-13-000062 Exclusions or Exemptions 506c Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business MASSACHUSETTS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
U.S. Well Services, LLC See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers Global Hunter Securities, LLC CIK Number 0001543450 Filed Document 0001543450-13-000067 Exclusions or Exemptions 506c Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Whitmore Capital, L.P. See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589693 Filed Document 0001589693-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Bomboard LLC See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001590676 Filed Document 0001590676-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business WISCONSIN Revenue or Assets $No Revenues Type of Security Equity
My Starter Home, Inc. See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001550207 Filed Document 0001550207-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Rockland Power Partners II, LP See All Filings	D/A	2013-10-31 00:00:00 UTC
Amount To Be Raised $425,000,000 Associated Brokers / Dealers BerchWood Partners, LLC and Harpeth Securities LLC CIK Number 0001588257 Filed Document 0001588257-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SRA I LLC See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001590382 Filed Document 0001590382-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
AVENUE T FUND LP See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460633 Filed Document 0001460633-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
ROIL Energy, LLC See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised $525,000 Associated Brokers / Dealers Joshua Bengson CIK Number 0001590452 Filed Document 0001590452-13-000001 Exclusions or Exemptions 504, 505, 504.1, and 506c Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
WI-MM CORP See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001590725 Filed Document 0001590725-13-000002 Exclusions or Exemptions 504 and 506c Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Other
Semper Active MBS Fund, Ltd. See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590414 Filed Document 0000945621-13-000340 Exclusions or Exemptions 506c Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Immune Design Corp. See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $57,750,000 Associated Brokers / Dealers N/A CIK Number 0001437786 Filed Document 0001437786-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
TOWERHILL LONG/SHORT EQUITY LLC See All Filings	D/A	2013-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Benjamin F. Edwards CIK Number 0001133076 Filed Document 0001133076-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Centre Capital Fund I, LLC See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001589753 Filed Document 0001589753-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
hyperfund, Inc. See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001590237 Filed Document 0001590237-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Saxena Capital Fund I, LLC See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001590556 Filed Document 0001213900-13-006024 Exclusions or Exemptions 506c Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business VIRGINIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Westfield-Harmony, LLLP See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $14,680,000 Associated Brokers / Dealers None CIK Number 0001590617 Filed Document 0001590617-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Other
Coastal Carolina Healthcare Associates, LLC See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001582118 Filed Document 0001582118-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business SOUTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Consilium Frontier Equity Fund, L.P. See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590408 Filed Document 0001192482-13-000184 Exclusions or Exemptions 506c Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Strategic Environmental & Energy Resources, Inc. See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001576197 Filed Document 0001387131-13-004031 Exclusions or Exemptions 506c Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Intuitive Secondary Opportunity Fund, LLC See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers EDi Financial Inc. CIK Number 0001590509 Filed Document 0001590509-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
PLASTYC INC. See All Filings	D/A	2013-10-30 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001413056 Filed Document 0001413056-13-000004 Exclusions or Exemptions 506c Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D/A Industry Business Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CreditAid, LLC See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001569238 Filed Document 0001569238-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Affinity Edge, Inc. See All Filings	D	2013-10-29 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001590295 Filed Document 0001590295-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LOTTOPALS INC See All Filings	D	2013-10-29 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001590539 Filed Document 0001078782-13-002138 Exclusions or Exemptions 506c Accepted Date 2013-10-29 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
TruSox LLC See All Filings	D	2013-10-29 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers Anthony Cantalupo, Jr. CIK Number 0001590492 Filed Document 0001590492-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-29 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business MARYLAND Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Velocity ON Broadway LLC See All Filings	D	2013-10-29 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001589974 Filed Document 0001589974-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-10-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Stonerise Capital Limited Partnership See All Filings	D	2013-10-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590291 Filed Document 0001590291-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-29 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CONNECTICUT Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
G 4 FILM PARTNERS, L.P. See All Filings	D	2013-10-29 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001590206 Filed Document 0001065949-13-000141 Exclusions or Exemptions 506c Accepted Date 2013-10-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Substrate, Inc. See All Filings	D	2013-10-29 00:00:00 UTC
Amount To Be Raised $1,219,269 Associated Brokers / Dealers N/A CIK Number 0001590428 Filed Document 0001590428-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-29 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Black Hawk Royalty IV LP See All Filings	D	2013-10-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590365 Filed Document 0001590365-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OKLAHOMA Revenue or Assets $No Revenues Type of Security Equity
Blackbird Financial Group, LLC See All Filings	D	2013-10-29 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001578461 Filed Document 0001578461-13-000005 Exclusions or Exemptions 506c Accepted Date 2013-10-29 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ANTHEM DIGITAL MEDIA, INC. See All Filings	D	2013-10-28 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001568200 Filed Document 0001568200-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-10-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
CLEARWATER OSPREY FUND, LP See All Filings	D	2013-10-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590083 Filed Document 0001590083-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CloudTec, LLC See All Filings	D	2013-10-28 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001590294 Filed Document 0001590294-13-000001 Exclusions or Exemptions 505 and 506c Accepted Date 2013-10-28 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Debt
North Plains Resources LLC See All Filings	D	2013-10-28 00:00:00 UTC
Amount To Be Raised $960,000 Associated Brokers / Dealers N/A CIK Number 0001468710 Filed Document 0001468710-13-000002 Exclusions or Exemptions 504 and 506c Accepted Date 2013-10-28 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
DL Partners, LP See All Filings	D/A	2013-10-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524220 Filed Document 0001524220-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-10-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
iSelect Fund, LLC See All Filings	D	2013-10-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Na CIK Number 0001570185 Filed Document 0001570185-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-10-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Security To Be Acquired