Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Vasuda Life Sciences Fund, LP See All Filings	D/A	2015-10-20 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Bhavneesh Sharma CIK Number 0001619277 Filed Document 0001619277-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-10-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Back Creek Prospect Partners See All Filings	D/A	2015-10-20 00:00:00 UTC
Amount To Be Raised $1,404,000 Associated Brokers / Dealers N/A CIK Number 0001646118 Filed Document 0001646118-15-000003 Exclusions or Exemptions 506c Accepted Date 2015-10-20 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TENNESSEE Revenue or Assets $Not Applicable Type of Security Other
Viatar CTC Solutions Inc. See All Filings	D	2015-10-19 00:00:00 UTC
Amount To Be Raised $226,125 Associated Brokers / Dealers N/A CIK Number 0001616495 Filed Document 0001511164-15-000501 Exclusions or Exemptions 506c Accepted Date 2015-10-19 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
BDC Fund II, LP See All Filings	D/A	2015-10-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Diron M. Tappin CIK Number 0001478053 Filed Document 0001095449-15-000143 Exclusions or Exemptions 506c Accepted Date 2015-10-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Viatar CTC Solutions Inc. See All Filings	D	2015-10-19 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001616495 Filed Document 0001511164-15-000500 Exclusions or Exemptions 506c Accepted Date 2015-10-19 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Aegis Financial See All Filings	D	2015-10-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655599 Filed Document 0001655599-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-10-19 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business LOUISIANA Revenue or Assets $$1 - $1,000,000 Type of Security Other
Iroquois Club-OCP, LLC See All Filings	D	2015-10-19 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers None. Form requires a value; however, there is no sales compensation CIK Number 0001655867 Filed Document 0001655867-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-10-19 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Funding Circle Notes Program, LLC See All Filings	D/A	2015-10-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622809 Filed Document 0001209191-15-075882 Exclusions or Exemptions 506c Accepted Date 2015-10-19 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Mama Gaia, LLC See All Filings	D	2015-10-19 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001655119 Filed Document 0001655119-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-10-19 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Equity
OneDirect Health Network, Inc. See All Filings	D	2015-10-19 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001656119 Filed Document 0001656119-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-10-19 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
JAC GROUP MAXIMUM FUND INC See All Filings	D/A	2015-10-19 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001624027 Filed Document 0001624027-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-10-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Hotel Acquisitions LLC See All Filings	D	2015-10-19 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001655085 Filed Document 0001655085-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-10-19 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Antelope Valley Surgery Center, L.P. See All Filings	D	2015-10-16 16:35:36 UTC
Amount To Be Raised $66,000 Associated Brokers / Dealers SCA Development, LLC CIK Number 0001463788 Filed Document 0001463788-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-10-16 16:35:36 UTC Type of Offering D Industry Other Health Care Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Devonshire REIT, Inc. See All Filings	D/A	2015-10-16 00:00:00 UTC
Amount To Be Raised $337,500,000 Associated Brokers / Dealers N/A CIK Number 0001582386 Filed Document 0001582386-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-10-16 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
New Gold Recovery USA, Inc. See All Filings	D	2015-10-16 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001655893 Filed Document 0001655893-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-10-16 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business OREGON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
HFS Mockingbird, LP See All Filings	D	2015-10-16 00:00:00 UTC
Amount To Be Raised $4,225,000 Associated Brokers / Dealers N/A CIK Number 0001655791 Filed Document 0001655791-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-10-16 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ECO Manufacturing, Inc See All Filings	D	2015-10-16 00:00:00 UTC
Amount To Be Raised $37,500,000 Associated Brokers / Dealers N/A CIK Number 0001656008 Filed Document 0001656008-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-10-16 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Eta Investments, LLC See All Filings	D	2015-10-16 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001655961 Filed Document 0001655961-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-10-16 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Duxlink Health, Inc. See All Filings	D	2015-10-16 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001653380 Filed Document 0001653380-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-10-16 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
WOODBINE PRODUCTION JOINT VENTURE See All Filings	D	2015-10-16 00:00:00 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001655797 Filed Document 0001655797-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-10-16 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Marketfield Dublin, p.l.c. See All Filings	D/A	2015-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001556074 Filed Document 0001566114-15-000064 Exclusions or Exemptions 506c Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GSJ Investment, Inc. See All Filings	D	2015-10-15 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001648483 Filed Document 0001648482-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Cleveland Whiskey LLC See All Filings	D	2015-10-15 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001651835 Filed Document 0001651835-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Thermoelectric Solutions LLC See All Filings	D	2015-10-15 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001647295 Filed Document 0001647295-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
OURCROWD (INVESTMENT IN AE SQUARED) L.P. See All Filings	D	2015-10-15 00:00:00 UTC
Amount To Be Raised $635,100 Associated Brokers / Dealers N/A CIK Number 0001580730 Filed Document 0001465818-15-000028 Exclusions or Exemptions 506c Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $Not Applicable Type of Security Equity
Iroquois Investor, LLC See All Filings	D	2015-10-15 00:00:00 UTC
Amount To Be Raised $3,050,000 Associated Brokers / Dealers None. Form requires a value; however there is no sales compensation CIK Number 0001655703 Filed Document 0001655703-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
NOBLE ENVIRONMENTAL TECHNOLOGIES CORP. See All Filings	D/A	2015-10-15 00:00:00 UTC
Amount To Be Raised $10,500,000 Associated Brokers / Dealers N/A CIK Number 0001522958 Filed Document 0001065949-15-000255 Exclusions or Exemptions 506c Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Evelo Inc. See All Filings	D	2015-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Ryan Feit, Ameet Padte, and Aaron Kellner CIK Number 0001655535 Filed Document 0001655535-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Devonshire REIT, Inc. See All Filings	D	2015-10-14 00:00:00 UTC
Amount To Be Raised $337,500,000 Associated Brokers / Dealers N/A CIK Number 0001582386 Filed Document 0001582386-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-10-14 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Frontaura Global Frontier Fund Offshore Ltd See All Filings	D/A	2015-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588800 Filed Document 0000897069-15-000498 Exclusions or Exemptions 506c Accepted Date 2015-10-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DataPoint, LLC See All Filings	D	2015-10-14 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001655606 Filed Document 0001619071-15-000005 Exclusions or Exemptions 506c Accepted Date 2015-10-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
TrendFrend, Inc. See All Filings	D	2015-10-14 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001655218 Filed Document 0001655218-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-10-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Riverside Petroleum Indiana LLC See All Filings	D	2015-10-14 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001654745 Filed Document 0001654745-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-10-14 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
FRONTAURA GLOBAL FRONTIER FUND LLC See All Filings	D/A	2015-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Uhlmann Price Securities, LLC CIK Number 0001423188 Filed Document 0000897069-15-000499 Exclusions or Exemptions 506c Accepted Date 2015-10-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MicroVenture Fund II LLC See All Filings	D/A	2015-10-14 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers MicroVenture Marketplace Inc CIK Number 0001651203 Filed Document 0001651203-15-000003 Exclusions or Exemptions 506c Accepted Date 2015-10-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Flitways Technology, Inc. See All Filings	D	2015-10-14 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001655187 Filed Document 0001655218-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-10-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AL-MS Group, LLC See All Filings	D	2015-10-14 00:00:00 UTC
Amount To Be Raised $617,750 Associated Brokers / Dealers N/A CIK Number 0001655605 Filed Document 0001655605-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-10-14 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MISSISSIPPI Revenue or Assets Decline to Disclose Type of Security Equity
Coherence Capital Spectrum Fund Onshore, LP See All Filings	D/A	2015-10-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FDX CAPITAL LLC CIK Number 0001574172 Filed Document 0000919574-15-007341 Exclusions or Exemptions 506c Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CariCord, Inc. See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001595518 Filed Document 0001019687-15-003699 Exclusions or Exemptions 506c Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Castlegate Partners IV-RR, LLC See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001655354 Filed Document 0001655354-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
INVESTX SPV 17 - SPCFY LIMITED PARTNERSHIP See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $42,500 Associated Brokers / Dealers N/A CIK Number 0001655478 Filed Document 0001655478-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Malartu Fund II, LLC See All Filings	D/A	2015-10-13 00:00:00 UTC
Amount To Be Raised $185,000 Associated Brokers / Dealers N/A CIK Number 0001648384 Filed Document 0001648384-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
INVESTX SPV 15 - SPTFY LIMITED PARTNERSHIP See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $105,000 Associated Brokers / Dealers N/A CIK Number 0001655476 Filed Document 0001655476-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Likeminder, Inc. See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001655212 Filed Document 0001655212-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
Room & Residence Inc. See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $3,600,000 Associated Brokers / Dealers N/A CIK Number 0001654697 Filed Document 0001654697-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
PBRELF I, LLC See All Filings	D/A	2015-10-13 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers Broadmark Capital, LLC CIK Number 0001500821 Filed Document 0001500821-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Coherence Capital Spectrum Fund Offshore, Ltd. See All Filings	D/A	2015-10-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FDX CAPITAL LLC CIK Number 0001574173 Filed Document 0000919574-15-007343 Exclusions or Exemptions 506c Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Symphony Education, Inc. See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers Columbia Capital Securities, Inc. CIK Number 0001655074 Filed Document 0001655074-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KANSAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
WEDGE Capital International Small Cap, LP See All Filings	D/A	2015-10-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622786 Filed Document 0001622786-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
PHARMANETUSA INC. Doing Business As Elithea Sciences See All Filings	D/A	2015-10-13 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001619399 Filed Document 0001619399-15-000006 Exclusions or Exemptions 506c Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity