Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Pzena Emerging Markets Focused Value Fund (GT) a separate investment fund of Pzena Value Group Trust See All Filings	D	2013-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592345 Filed Document 0001393725-13-000098 Exclusions or Exemptions 506c Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Consumer Brands, LLC See All Filings	D	2013-11-19 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001548204 Filed Document 0001548204-13-000002 Exclusions or Exemptions 505 and 506c Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BAY WEST HOLDINGS LLC See All Filings	D	2013-11-19 00:00:00 UTC
Amount To Be Raised $28,310,000 Associated Brokers / Dealers N/A CIK Number 0001591701 Filed Document 0001591701-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Red Shark, LLC See All Filings	D	2013-11-19 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Red Shark, LLC CIK Number 0001585044 Filed Document 0001585044-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SI Canyon Investor, LLC See All Filings	D	2013-11-19 00:00:00 UTC
Amount To Be Raised $1,590,000 Associated Brokers / Dealers N/A CIK Number 0001592358 Filed Document 0001592358-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Glenville Capital Partners, L.P. See All Filings	D/A	2013-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001400268 Filed Document 0001400268-13-000004 Exclusions or Exemptions 506c Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BDC Fund II, LP See All Filings	D/A	2013-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Diron M. Tappin CIK Number 0001478053 Filed Document 0001095449-13-000127 Exclusions or Exemptions 506c Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MITY ENTERPRISES INC See All Filings	D	2013-11-19 00:00:00 UTC
Amount To Be Raised $385,000 Associated Brokers / Dealers N/A CIK Number 0000921030 Filed Document 0000921030-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Simplex Value Up Trust See All Filings	D/A	2013-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers IVP Capital LLC CIK Number 0001562445 Filed Document 0001562445-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ALGEBRAIX DATA CORP See All Filings	D	2013-11-19 00:00:00 UTC
Amount To Be Raised $22,000,000 Associated Brokers / Dealers ZACKS & COMPANY and JMP SECURITIES LLC CIK Number 0001318533 Filed Document 0001318533-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ballinger Fund LLC See All Filings	D/A	2013-11-19 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001582388 Filed Document 0001582388-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets $$1 - $5,000,000 Type of Security Debt
Axis Health, Inc. See All Filings	D	2013-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589099 Filed Document 0001589099-13-000004 Exclusions or Exemptions 506c Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
AL-MakeSpace-Fund, LLC See All Filings	D	2013-11-19 00:00:00 UTC
Amount To Be Raised $325,000 Associated Brokers / Dealers N/A CIK Number 0001592362 Filed Document 0001592362-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Militello Capital, LLC See All Filings	D/A	2013-11-19 00:00:00 UTC
Amount To Be Raised $3,300,000 Associated Brokers / Dealers William J. Millitello CIK Number 0001570873 Filed Document 0001570873-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
JIWIRE INC See All Filings	D/A	2013-11-18 00:00:00 UTC
Amount To Be Raised $9,185,282 Associated Brokers / Dealers N/A CIK Number 0001271590 Filed Document 0001271590-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LUMATE, LLC See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers NA CIK Number 0001592070 Filed Document 0001592070-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Capital Real Estate - Heights on Huron, LLC See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $5,200,000 Associated Brokers / Dealers N/A CIK Number 0001592305 Filed Document 0001592305-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
AUSAF ABS III, LLC See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001590609 Filed Document 0001590609-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dames at Sea Broadway, LLC See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001591334 Filed Document 0001591334-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
ALTERRUS SYSTEMS INC. See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $40,800 Associated Brokers / Dealers N/A CIK Number 0001122081 Filed Document 0001085037-13-000170 Exclusions or Exemptions 506c Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
OPEN TEXT CORP See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers None CIK Number 0001002638 Filed Document 0001002638-13-000030 Exclusions or Exemptions 506c Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets $Over $100,000,000 Type of Security Equity
Frisco Memory Care, LLC, a Delaware Ltd liability Co See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $2,376,000 Associated Brokers / Dealers N/A CIK Number 0001591999 Filed Document 0001591999-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
JEFFERSON CITY RETIREMENT, L.L.C. See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $3,880,000 Associated Brokers / Dealers NONE CIK Number 0001591513 Filed Document 0001591513-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business SOUTH DAKOTA Revenue or Assets $No Revenues Type of Security Equity
CONVALO HEALTH INTERNATIONAL, CORP. See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $71,828 Associated Brokers / Dealers Canaccord Genuity Inc. CIK Number 0001592022 Filed Document 0001183740-13-000434 Exclusions or Exemptions 506c Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
PurThread Technologies, Inc. See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $7,169,412 Associated Brokers / Dealers N/A CIK Number 0001478367 Filed Document 0001478367-13-000006 Exclusions or Exemptions 506c Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Ag Energy Solutions, Inc. See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $480,000 Associated Brokers / Dealers N/A CIK Number 0001579485 Filed Document 0001579485-13-000006 Exclusions or Exemptions 506c Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
nGame, Inc. See All Filings	D	2013-11-17 00:00:00 UTC
Amount To Be Raised $773,220 Associated Brokers / Dealers N/A CIK Number 0001565110 Filed Document 0001565110-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Horizon Tower Ltd Partnership-II See All Filings	D/A	2013-11-15 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers David P Dyer, Marshall H. Dean, Michael M. Roberts, and Thomas R. Cameron CIK Number 0001587255 Filed Document 0001587255-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D/A Industry Telecommunications Principal Place of Business KANSAS Revenue or Assets $Not Applicable Type of Security Other
Strongbrook Direct, LLC See All Filings	D/A	2013-11-15 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001562845 Filed Document 0001562845-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Red Duck Foods, Inc. See All Filings	D	2013-11-15 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001590650 Filed Document 0001590650-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Express Family Care, LLC See All Filings	D	2013-11-15 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers Charles B. Brinkman CIK Number 0001591895 Filed Document 0001591895-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
NCDG PROPERTIES, LLC See All Filings	D	2013-11-15 00:00:00 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers Donald Taylor CIK Number 0001592103 Filed Document 0001592103-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TENNESSEE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
X-Factor Communications Holdings, Inc. See All Filings	D	2013-11-15 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001517653 Filed Document 0001213900-13-006531 Exclusions or Exemptions 506c Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Hollywood Indie Studio Corp See All Filings	D	2013-11-15 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001591826 Filed Document 0001591826-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
MEDBUILDING LTD See All Filings	D	2013-11-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001169328 Filed Document 0001169328-13-000004 Exclusions or Exemptions 506c Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Tioga Hotel Suites, LLC See All Filings	D	2013-11-15 00:00:00 UTC
Amount To Be Raised $4,350,000 Associated Brokers / Dealers N/A CIK Number 0001591741 Filed Document 0001591741-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-11-15 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Station X Inc. See All Filings	D	2013-11-14 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001509408 Filed Document 0001509408-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Hanover Portfolio Acquisitions, Inc. See All Filings	D	2013-11-14 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001528172 Filed Document 0001469709-13-000653 Exclusions or Exemptions 506c Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
MVB FINANCIAL CORP See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers MICHAEL JOSEPH COIRO and ROBERT EDWARD POWELL CIK Number 0001277902 Filed Document 0001277902-13-000004 Exclusions or Exemptions 506c Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business WEST VIRGINIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Johnny Kyger Golf LLC See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001590720 Filed Document 0001590720-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
SI Arlington Heights Memory, LLC See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised $3,061,500 Associated Brokers / Dealers N/A CIK Number 0001591841 Filed Document 0001591841-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Craft3 See All Filings	D/A	2013-11-13 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001573708 Filed Document 0001573708-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
BluBox Energy, Inc. See All Filings	D/A	2013-11-13 00:00:00 UTC
Amount To Be Raised $968,111 Associated Brokers / Dealers N/A CIK Number 0001573798 Filed Document 0001573798-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Equity
Foresight Biotherapeutics, Inc. See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001526947 Filed Document 0001526947-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Signal Point Holdings Corp. See All Filings	D/A	2013-11-13 00:00:00 UTC
Amount To Be Raised $10,540,000 Associated Brokers / Dealers N/A CIK Number 0001560351 Filed Document 0001560351-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D/A Industry Telecommunications Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Craft3 See All Filings	D/A	2013-11-13 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001573708 Filed Document 0001573708-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
ByUs, Inc. See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001591844 Filed Document 0001591844-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Natural Gas Energy Fund, Ltd. See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588353 Filed Document 0001144204-13-061596 Exclusions or Exemptions 506c Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
European Real Estate Debt Fund II L.P. See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised $641,800,000 Associated Brokers / Dealers Evercore Group LLC CIK Number 0001591075 Filed Document 0001591075-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Natural Gas Energy Fund, LP See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588352 Filed Document 0001144204-13-061677 Exclusions or Exemptions 506c Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund