Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Walker & Dunlop Multifamily Mortgage REIT, LLC See All Filings	D	2013-12-26 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H & L Equities, LLC, Charles B. Harrison, Scott Harrison, Phyllis J. Beck, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001595275 Filed Document 0001595275-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-26 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
VANTEX MORTGAGE FUND LLC See All Filings	D	2013-12-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595133 Filed Document 0001595133-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-12-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
CODESMART HOLDINGS, INC. See All Filings	D	2013-12-24 00:00:00 UTC
Amount To Be Raised $153,500 Associated Brokers / Dealers N/A CIK Number 0001543098 Filed Document 0001543098-13-000012 Exclusions or Exemptions 506c Accepted Date 2013-12-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Alliance Mortgage Fund LLC See All Filings	D	2013-12-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595297 Filed Document 0001595297-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-12-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
AL-Soundfocus-Fund, LLC See All Filings	D	2013-12-24 00:00:00 UTC
Amount To Be Raised $138,500 Associated Brokers / Dealers N/A CIK Number 0001595221 Filed Document 0001595221-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Software Revolution Corp See All Filings	D	2013-12-24 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001575592 Filed Document 0001140361-13-047552 Exclusions or Exemptions 506c Accepted Date 2013-12-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
NorthPoint Industrial Fund II, LLC See All Filings	D	2013-12-24 00:00:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers none CIK Number 0001594841 Filed Document 0001594841-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-24 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MISSOURI Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Axium Nanofibers, LLC See All Filings	D	2013-12-24 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001517287 Filed Document 0001517287-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-12-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Albee Square Hotel LLC See All Filings	D	2013-12-24 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Brooklyn Hotel Group LLC CIK Number 0001595251 Filed Document 0001595251-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-24 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
TEI Income & Opportunity Fund II LLC See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Time Equities Securities LLC CIK Number 0001594101 Filed Document 0001594089-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
HPI Broadway, LLC See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $4,800,000 Associated Brokers / Dealers N/A CIK Number 0001595002 Filed Document 0001595002-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business OKLAHOMA Revenue or Assets $No Revenues Type of Security Equity
AH Grand Rapids Investors LLC See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $13,300,000 Associated Brokers / Dealers Gregory J. Schwartz CIK Number 0001595213 Filed Document 0001595213-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
Orchestra Caliber Co-Investment Partners, LLC See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers EDi Financial Inc. CIK Number 0001559624 Filed Document 0001559624-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AL-Spire-Fund, LLC See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $202,500 Associated Brokers / Dealers N/A CIK Number 0001592403 Filed Document 0001592403-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
AL-Moonfrye-Fund, LLC See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $114,000 Associated Brokers / Dealers N/A CIK Number 0001594603 Filed Document 0001594603-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
155 Passaic TEI Investors LLC See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers Time Equities Securities LLC CIK Number 0001591273 Filed Document 0001594089-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
AL- Rock Health V5-Fund, LLC See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $597,500 Associated Brokers / Dealers N/A CIK Number 0001595161 Filed Document 0001595156-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Hamilton Insurance Group, Ltd. See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $501,228,270 Associated Brokers / Dealers N/A CIK Number 0001593275 Filed Document 0000950172-13-000133 Exclusions or Exemptions 506c Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Glenview Equities LLC See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $17,000,000 Associated Brokers / Dealers Time Equities Securities LLC CIK Number 0001594089 Filed Document 0001594089-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
AL-Good-Fund, LLC See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $74,250 Associated Brokers / Dealers N/A CIK Number 0001595156 Filed Document 0001595156-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
PPI Fund I Investors LLC See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001594967 Filed Document 0001594967-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Surface Properties Investment Fund IV LP See All Filings	D	2013-12-23 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001595154 Filed Document 0001595154-13-000001 Exclusions or Exemptions 505 and 506c Accepted Date 2013-12-23 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
ZALICO's VL Series Account - 2 See All Filings	D/A	2013-12-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BFP Securities, LLC CIK Number 0001519435 Filed Document 0001519435-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-20 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Swift Partners I, Inc. See All Filings	D	2013-12-20 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H&L Equities, LLC, H&L Equities, LLC, H&L Equities, LLC, H&L Equities, LLC, and H&L Equities, LLC CIK Number 0001594880 Filed Document 0001594880-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-20 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Jefferson County Cannabis SPC See All Filings	D	2013-12-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595004 Filed Document 0001595004-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-20 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
1830 Holdings, LLC See All Filings	D	2013-12-20 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001594899 Filed Document 0001594899-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-12-20 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Golden Reign Resources Ltd. See All Filings	D	2013-12-20 00:00:00 UTC
Amount To Be Raised $246,332 Associated Brokers / Dealers N/A CIK Number 0001594364 Filed Document 0001594364-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Other
Comstock Investors VIII, L.C. See All Filings	D	2013-12-20 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001594978 Filed Document 0001594978-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-12-20 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
GSD CAPITAL A, LP See All Filings	D	2013-12-20 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001595001 Filed Document 0001595001-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-12-20 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
Bone Solutions Inc See All Filings	D	2013-12-20 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers Tess Jackovich CIK Number 0001335451 Filed Document 0001335451-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-12-20 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
EVA Holdings, LLC See All Filings	D	2013-12-20 00:00:00 UTC
Amount To Be Raised $14,300,000 Associated Brokers / Dealers N/A CIK Number 0001595162 Filed Document 0001595162-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business SOUTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
CIVOG TOTAL RETURN FUND, L.P. See All Filings	D/A	2013-12-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560195 Filed Document 0001560195-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-12-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
CODESMART HOLDINGS, INC. See All Filings	D	2013-12-19 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001543098 Filed Document 0001543098-13-000011 Exclusions or Exemptions 506c Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Linear Signal, LLC See All Filings	D	2013-12-19 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001474741 Filed Document 0001474741-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business UTAH Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Hudson Capital Landings LLC See All Filings	D	2013-12-19 00:00:00 UTC
Amount To Be Raised $5,758,690 Associated Brokers / Dealers N/A CIK Number 0001594942 Filed Document 0001594942-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Virginia Beach Professional Baseball, L.L.C. See All Filings	D	2013-12-19 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001594626 Filed Document 0001594626-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
Prime Meridian Income Fund, LP See All Filings	D/A	2013-12-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548090 Filed Document 0001548090-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Freshplum Inc. See All Filings	D	2013-12-19 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001594896 Filed Document 0001594896-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Baron Bakken I LLC See All Filings	D	2013-12-19 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001594470 Filed Document 0001594470-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-12-19 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SCHOLARS JOB CREATION FUND, LLC See All Filings	D	2013-12-18 00:00:00 UTC
Amount To Be Raised $49,500,000 Associated Brokers / Dealers Mr. No None CIK Number 0001591753 Filed Document 0001591753-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Equity
Childs Capital Partners III, LLC See All Filings	D	2013-12-18 00:00:00 UTC
Amount To Be Raised $2,405,000 Associated Brokers / Dealers N/A CIK Number 0001593732 Filed Document 0001593732-14-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
MacKenzie Preferred Funding, LLC See All Filings	D	2013-12-18 00:00:00 UTC
Amount To Be Raised $14,500,000 Associated Brokers / Dealers Herbert J. Sims & Co. Inc. CIK Number 0001594354 Filed Document 0001594354-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
Harvest Fund I, LLLP See All Filings	D/A	2013-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565123 Filed Document 0001565123-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business NORTH DAKOTA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Pooled Investment Fund
Graham Absolute Return Ltd. See All Filings	D	2013-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593364 Filed Document 0001593364-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $Over $100,000,000 Type of Security Equity
Bermuda Partners, LLC See All Filings	D	2013-12-18 00:00:00 UTC
Amount To Be Raised $525,300 Associated Brokers / Dealers N/A CIK Number 0001593735 Filed Document 0001593735-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MISSOURI Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Opportunity Income Plus LP See All Filings	D	2013-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581172 Filed Document 0001581172-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CODESMART HOLDINGS, INC. See All Filings	D	2013-12-18 00:00:00 UTC
Amount To Be Raised $175,000 Associated Brokers / Dealers Garden State Securities, Inc. CIK Number 0001543098 Filed Document 0001543098-13-000010 Exclusions or Exemptions 506c Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Graham Absolute Return Trading Ltd. See All Filings	D	2013-12-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593406 Filed Document 0001593364-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $Over $100,000,000 Type of Security Equity
Allegro Capital Management, Inc. See All Filings	D	2013-12-18 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers David L. Holmes CIK Number 0001594771 Filed Document 0001594771-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Oberon FMR, Inc. See All Filings	D	2013-12-18 00:00:00 UTC
Amount To Be Raised $12,705,096 Associated Brokers / Dealers N/A CIK Number 0001411012 Filed Document 0001411012-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity