|
|
D/A |
2014-02-24 00:00:00 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001576074
- Filed Document
- 0001576074-14-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-02-24 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2014-02-24 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Jeffrey Slocum & Associates, Inc.
- CIK Number
- 0001575909
- Filed Document
- 0001575909-14-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-02-24 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-02-24 00:00:00 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- Peak Equity Group, LLC
- CIK Number
- 0001600738
- Filed Document
- 0001600738-14-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-02-24 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- KANSAS
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-02-24 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001595297
- Filed Document
- 0001595297-14-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-02-24 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2014-02-24 00:00:00 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001576074
- Filed Document
- 0001576074-14-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-02-24 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2014-02-24 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Atlantic Trust Company, SunTrust Banks, Inc., and SunTrust Investment Services, Inc.
- CIK Number
- 0001540551
- Filed Document
- 0001575909-14-000005
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-02-24 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-02-24 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- APB Financial Group, Atlantic Trust Company, Certitude Global Investments Limited, SunTrust Banks, Inc., and SunTrust Investment Services, Inc.
- CIK Number
- 0001540999
- Filed Document
- 0001575909-14-000004
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-02-24 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-02-24 00:00:00 UTC |
- Amount To Be Raised
- $1,300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001600777
- Filed Document
- 0001600777-14-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-02-24 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-02-24 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Atlantic Trust Company, SunTrust Banks, Inc., and SunTrust Investment Services, Inc.
- CIK Number
- 0001540552
- Filed Document
- 0001575909-14-000003
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-02-24 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-02-24 00:00:00 UTC |
- Amount To Be Raised
- $9,880,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001600614
- Filed Document
- 0001493152-14-000561
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-02-24 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ALABAMA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-02-24 00:00:00 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- Bizdrive USA
- CIK Number
- 0001600883
- Filed Document
- 0001600883-14-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-02-24 00:00:00 UTC
- Type of Offering
- D
- Industry
- Business Services
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2014-02-21 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Atlantic Trust Company, SunTrust Banks, Inc., and SunTrust Investment Services, Inc.
- CIK Number
- 0001456071
- Filed Document
- 0001422652-14-000005
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-02-21 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-02-21 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Newport Group Securities, Inc., Rob Shor Insurance Associates, Inc., FAS Corp., and UBS Financial Services
- CIK Number
- 0001132469
- Filed Document
- 0001132469-14-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-02-21 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- IOWA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
LIGHTHOUSE STRATEGIES FUND LLC LIGHTHOUSE ENHANCED GLOBAL SERIES
See All Filings
|
D/A |
2014-02-21 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- SunTrust Investment Services, Inc., Atlantic Trust Company, and SunTrust Banks, Inc.
- CIK Number
- 0001422652
- Filed Document
- 0001422652-14-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-02-21 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-02-21 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Atlantic Trust Company, Suntrust Investment Services, Inc., UBS AG, Certitude Global Investments Limited, SunTrust Banks, Inc., Primores AG, and APB Financial Group
- CIK Number
- 0001497810
- Filed Document
- 0001422652-14-000006
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-02-21 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-02-21 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Atlantic Trust Company, SunTrust Banks, Inc., and SunTrust Investment Services, Inc.
- CIK Number
- 0001540997
- Filed Document
- 0001422652-14-000007
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-02-21 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Investing
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-02-21 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- JP Morgan Securities, Inc., SunTrust Investment Services, Inc., Atlantic Trust Company, Deutsche Bank Securities, Inc., Foreside Fund Services, LLC, SunTrust Banks, Inc., Stifel, Nicolaus & Company, Incorporated, and Deutsche Bank Trust Company Americas
- CIK Number
- 0001323161
- Filed Document
- 0001422652-14-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-02-21 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-02-21 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Atlantic Trust Company, Citigroup Global Markets Inc., JP Morgan Securities, Inc., Suntrust Banks, Inc., Capital Strategies Partners AV SA, Certitude Global Investments Limited, SunTrust Investment Services, Inc., APB Financial Group, and Morgan Stanley Smith Barney LLC
- CIK Number
- 0001469994
- Filed Document
- 0001422652-14-000010
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-02-21 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-02-21 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Atlantic Trust Company, JP Morgan Securities, Inc., APB Financial Group, Suntrust Investment Services, Inc., SunTrust Banks, Inc., UBS AG, Capital Strategies Partners AV SA, Credit Suisse AG, Deutsche Bank Securities, Inc., Certitude Global Investments Limited, Deutsche Bank Trust Company Americas, 4X Capital Management LLC, Bank Julius Baer & Co. Ltd., Foreside Fund Services, LLC, Stifel, Nicolaus & Company, Incorporated, Primores AG, and Societe Generale Private Bank
- CIK Number
- 0001470174
- Filed Document
- 0001422652-14-000003
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-02-21 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-02-21 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Jeffrey Slocum & Associates, Inc.
- CIK Number
- 0001573887
- Filed Document
- 0001422652-14-000008
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-02-21 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-02-21 00:00:00 UTC |
- Amount To Be Raised
- $2,500
- Associated Brokers / Dealers
- Jeffrey Nahom and Jeff Vanderpol
- CIK Number
- 0001595921
- Filed Document
- 0001595921-14-000004
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-02-21 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Tourism and Travel Services
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Debt
|
|
|
D |
2014-02-21 00:00:00 UTC |
- Amount To Be Raised
- $189,989,000
- Associated Brokers / Dealers
- FBR Capital Markets & Co.
- CIK Number
- 0001578735
- Filed Document
- 0001578735-14-000030
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-02-21 00:00:00 UTC
- Type of Offering
- D
- Industry
- Insurance
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Equity
|
LIGHTHOUSE STRATEGIES FUND LLC - LIGHTHOUSE HEALTHCARE SERIES
See All Filings
|
D/A |
2014-02-21 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- SunTrust Investment Services, Inc., Atlantic Trust Company, and SunTrust Banks, Inc.
- CIK Number
- 0001432362
- Filed Document
- 0001422652-14-000004
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-02-21 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-02-21 00:00:00 UTC |
- Amount To Be Raised
- $5,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001600623
- Filed Document
- 0001493152-14-000547
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-02-21 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ALABAMA
- Revenue or Assets
- $No Aggregate Net Asset Value
- Type of Security
- Equity
|
|
|
D |
2014-02-21 00:00:00 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001563453
- Filed Document
- 0001563453-14-000002
- Exclusions or Exemptions
- 505 and 506c
- Accepted Date
- 2014-02-21 00:00:00 UTC
- Type of Offering
- D
- Industry
- Computers
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2014-02-21 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Jeffrey Slocum & Associates, Inc.
- CIK Number
- 0001575909
- Filed Document
- 0001422652-14-000009
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-02-21 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-02-20 00:00:00 UTC |
- Amount To Be Raised
- $900,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001600628
- Filed Document
- 0001600628-14-000003
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-02-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- NEBRASKA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2014-02-20 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- SunTrust Investment Services, Inc., Atlantic Trust Company, and SunTrust Banks, Inc.
- CIK Number
- 0001157733
- Filed Document
- 0001555883-14-000006
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-02-20 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-02-20 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Atlantic Trust Company, SunTrust Banks, Inc., and SunTrust Investment Services, Inc.
- CIK Number
- 0001555883
- Filed Document
- 0001555883-14-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-02-20 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Lighthouse Credit Compass Segregated Portfolio, a segregated portfolio of Lighthouse Strategies Fund, SPC
See All Filings
|
D/A |
2014-02-20 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Atlantic Trust Company, Certitude Global Investments Limited, APB Financial Group, SunTrust Investment Services, Inc., SunTrust Banks, Inc., and Primores AG
- CIK Number
- 0001522455
- Filed Document
- 0001555883-14-000005
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-02-20 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-02-20 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Middlebury Securities
- CIK Number
- 0001597196
- Filed Document
- 0001597196-14-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-02-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BERMUDA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-02-20 00:00:00 UTC |
- Amount To Be Raised
- $250,000
- Associated Brokers / Dealers
- None
- CIK Number
- 0001600471
- Filed Document
- 0001600471-14-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-02-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MISSOURI
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
|
|
D |
2014-02-20 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001599281
- Filed Document
- 0001599281-14-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-02-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
Lighthouse Credit Compass Series (A Series of Lighthouse Strategies Fund, LLC)
See All Filings
|
D/A |
2014-02-20 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- SunTrust Investment Services, Inc., Atlantic Trust Company, and SunTrust Banks, Inc.
- CIK Number
- 0001503314
- Filed Document
- 0001555883-14-000004
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-02-20 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-02-20 00:00:00 UTC |
- Amount To Be Raised
- $2,300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001600402
- Filed Document
- 0001600402-14-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-02-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEBRASKA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-02-20 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citigroup Global Markets, Inc., JP Morgan Securities, Inc., Raymond James Financial Services, Inc., SunTrust Investment Services, Inc., SunTrust Banks, Inc., Atlantic Trust Company, Morgan Stanley Smith Barney LLC, Marcuard Family Office Ltd., and Stifel, Nicolaus & Company, Incorporated
- CIK Number
- 0001164272
- Filed Document
- 0001555883-14-000009
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-02-20 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-02-20 00:00:00 UTC |
- Amount To Be Raised
- $9,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001600614
- Filed Document
- 0001493152-14-000540
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-02-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ALABAMA
- Revenue or Assets
- $No Aggregate Net Asset Value
- Type of Security
- Other
|
LIghthouse Composite Segregated Portfolio, a segregated portfolio of Lighthouse Managed Futures Fund, SPC
See All Filings
|
D/A |
2014-02-20 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Atlantic Trust Company, JP Morgan Securities, Inc., APB Financial Group, Suntrust Investment Services, Inc., Capital Strategies Partners AV SA, Certitude Global Investments Limited, SunTrust Banks, Inc., Bank Julius Baer & Co. Ltd., Primores AG, Stifel, Nicolaus & Company, Incorporated, Deutsche Bank Securities, Inc., and Deutsche Bank Trust Company Americas
- CIK Number
- 0001470610
- Filed Document
- 0001555883-14-000003
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-02-20 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-02-20 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Atlantic Trust Company, Capital Strategies Partners A.V. S.A., Credit Suisse AG, APB Financial Group, Certitude Global Investments Limited, JP Morgan Securities, Inc., Primores AG, Societe Generale Private Bank, SunTrust Investment Services, Inc., and SunTrust Banks, Inc.
- CIK Number
- 0001525800
- Filed Document
- 0001555883-14-000008
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-02-20 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-02-20 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Atlantic Trust Company, Citigroup Global Markets Inc., JP Morgan Securities, Inc., Morgan Stanley Smith Barney, LLC, APB Financial Group, Suntrust Investment Services, Inc., SunTrust Banks, Inc., Capital Strategies Partners AV SA, Credit Suisse AG, Certitude Global Investments Limited, Bank Julius Baer & Co. Ltd., Stifel, Nicolaus & Company, Incorporated, and Societe Generale Private Bank
- CIK Number
- 0001470173
- Filed Document
- 0001555883-14-000010
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-02-20 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-02-20 00:00:00 UTC |
- Amount To Be Raised
- $1,999,918
- Associated Brokers / Dealers
- Ryan Feit and Aaron Kellner
- CIK Number
- 0001568136
- Filed Document
- 0001568136-14-000003
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-02-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-02-20 00:00:00 UTC |
- Amount To Be Raised
- $900,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001600400
- Filed Document
- 0001600400-14-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-02-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEBRASKA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
Lighthouse Asian Compass Series, A Series of Lighthouse Strategies Fund, LLC
See All Filings
|
D/A |
2014-02-20 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Atlantic Trust Company, SunTrust Banks, Inc., and SunTrust Investment Services, Inc.
- CIK Number
- 0001522454
- Filed Document
- 0001555883-14-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-02-20 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-02-20 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001600495
- Filed Document
- 0001600495-14-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-02-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-02-20 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- JP Morgan Securities, Inc., SunTrust Investment Services, Inc., Atlantic Trust Company, and SunTrust Banks, Inc.
- CIK Number
- 0001224274
- Filed Document
- 0001555883-14-000007
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-02-20 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-02-19 00:00:00 UTC |
- Amount To Be Raised
- $45,022
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001600214
- Filed Document
- 0001600214-14-000005
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-02-19 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2014-02-19 00:00:00 UTC |
- Amount To Be Raised
- $50,822
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001600214
- Filed Document
- 0001600214-14-000004
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-02-19 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2014-02-19 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001561628
- Filed Document
- 0001561628-14-000003
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-02-19 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- $$1 - $5,000,000
- Type of Security
- Equity
|
|
|
D/A |
2014-02-19 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001457148
- Filed Document
- 0000947871-14-000103
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-02-19 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- BERMUDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-02-19 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001591014
- Filed Document
- 0001255294-14-000085
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-02-19 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MALTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|