Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Nclear IP, LLC See All Filings	D	2013-10-21 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers None CIK Number 0001589585 Filed Document 0001589585-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-21 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Southern Energy Group, Inc. See All Filings	D/A	2013-10-21 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001575687 Filed Document 0001575687-13-000004 Exclusions or Exemptions 506c Accepted Date 2013-10-21 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TENNESSEE Revenue or Assets $$1 - $1,000,000 Type of Security Mineral Property
RCH Mortgage Fund VI Investors, LP See All Filings	D	2013-10-21 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers RAYMOND JAMES & ASSOCIATES CIK Number 0001589609 Filed Document 0001589609-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Other
Techneed, Inc See All Filings	D	2013-10-21 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001589652 Filed Document 0001589652-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-10-21 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
TechShop See All Filings	D/A	2013-10-21 00:00:00 UTC
Amount To Be Raised $33,000,000 Associated Brokers / Dealers N/A CIK Number 0001505247 Filed Document 0001505247-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-10-21 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
WF1, LLC See All Filings	D	2013-10-21 00:00:00 UTC
Amount To Be Raised $680,000 Associated Brokers / Dealers N/A CIK Number 0001575279 Filed Document 0001575279-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-21 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
BRANCHPOINT TECHNOLOGIES See All Filings	D	2013-10-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589532 Filed Document 0001589532-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
Telepath Data, Inc. See All Filings	D	2013-10-18 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001589639 Filed Document 0001589639-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Debt
Appian Natural Resources Fund LP See All Filings	D/A	2013-10-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Appian Natural Resources Fund LP CIK Number 0001586780 Filed Document 0001586780-13-000004 Exclusions or Exemptions 506c Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GREMLN, Inc See All Filings	D	2013-10-18 00:00:00 UTC
Amount To Be Raised $962,500 Associated Brokers / Dealers NA CIK Number 0001588631 Filed Document 0001588631-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business MISSOURI Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Barac Value Fund, LP See All Filings	D/A	2013-10-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569727 Filed Document 0001569727-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Alpine Investors V, LP See All Filings	D	2013-10-18 00:00:00 UTC
Amount To Be Raised $215,600,000 Associated Brokers / Dealers N/A CIK Number 0001589186 Filed Document 0001140361-13-039027 Exclusions or Exemptions 506c Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Appian Natural Resources (UST) Fund LP See All Filings	D/A	2013-10-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Appian Natural Resources (UST) Fund LP CIK Number 0001588529 Filed Document 0001588529-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NHA Rarity Fund LP See All Filings	D	2013-10-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566569 Filed Document 0001263987-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mud on the Barbee, Inc. See All Filings	D	2013-10-17 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001589312 Filed Document 0001589312-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
R. A. Knight, LLC See All Filings	D	2013-10-17 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001589241 Filed Document 0001589241-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-10-17 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Biggs Capital Fund, LP See All Filings	D	2013-10-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001588993 Filed Document 0001588993-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Aggregate Net Asset Value Type of Security Equity
WLR Industries Inc. See All Filings	D	2013-10-17 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001516154 Filed Document 0001516154-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Sand Hill Fund LLC See All Filings	D	2013-10-17 00:00:00 UTC
Amount To Be Raised $9,746,253 Associated Brokers / Dealers N/A CIK Number 0001589500 Filed Document 0001589500-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Densen Growth Fund LLC See All Filings	D	2013-10-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589311 Filed Document 0001127855-13-000696 Exclusions or Exemptions 506c Accepted Date 2013-10-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Versant Venture Capital V, L.P. See All Filings	D	2013-10-17 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001589097 Filed Document 0001589097-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CS LAS CRUCES INVESTCO LLC See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers THE ENTERPRISE SECURITIES CO CIK Number 0001589305 Filed Document 0001589305-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
SI HWODS INVESTOR, LLC See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $2,751,000 Associated Brokers / Dealers N/A CIK Number 0001589268 Filed Document 0001589268-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Grand Villa Fund, LLC See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $5,020,809 Associated Brokers / Dealers N/A CIK Number 0001589112 Filed Document 0001589112-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Alaska Financial Co III LLC See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001501560 Filed Document 0001501560-13-000004 Exclusions or Exemptions 506c Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ALASKA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Oxriver Capital, LLC See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589415 Filed Document 0001589415-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Danbury Hospitality, LLC See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001589257 Filed Document 0001589257-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business CONNECTICUT Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
AZ MULTIFAMILY INVESTCO LLC See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers THE ENTERPRISE SECURITIES CO CIK Number 0001589301 Filed Document 0001589301-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Traditional Trust, LLC See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587536 Filed Document 0001587536-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
GRE U.S. Property Fund L.P. See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524439 Filed Document 0001524439-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
o9 Solutions, Inc. See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001562915 Filed Document 0001562915-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Gold Street Capital Fund, LP See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587572 Filed Document 0001587572-13-000001 Exclusions or Exemptions 504, 505, 504.1, and 506c Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Chanticleer Holdings, Inc. See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001106838 Filed Document 0001144204-13-055120 Exclusions or Exemptions 506c Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Biocycle, Inc. See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001561260 Filed Document 0001561260-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Innovative Surgical Designs, Inc. See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers SeaArk CIK Number 0001508803 Filed Document 0001508803-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business INDIANA Revenue or Assets $No Revenues Type of Security Equity
Dead Inventory Management System, LLC. See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers NA CIK Number 0001588097 Filed Document 0001588097-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MISSOURI Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ShaveLogic, Inc. See All Filings	D	2013-10-14 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001516326 Filed Document 0001162677-13-000103 Exclusions or Exemptions 506c Accepted Date 2013-10-14 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Valkyrie Computer Systems, Inc. See All Filings	D	2013-10-14 00:00:00 UTC
Amount To Be Raised $60,000 Associated Brokers / Dealers N/A CIK Number 0001575532 Filed Document 0001575532-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-10-14 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
ShaveLogic, Inc. See All Filings	D	2013-10-14 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001516326 Filed Document 0001162677-13-000102 Exclusions or Exemptions 506c Accepted Date 2013-10-14 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
DETHRONE ROYALTY HOLDINGS, INC. See All Filings	D	2013-10-14 00:00:00 UTC
Amount To Be Raised $32,500 Associated Brokers / Dealers N/A CIK Number 0001504222 Filed Document 0001144204-13-055206 Exclusions or Exemptions 506c Accepted Date 2013-10-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Debt
ClearOne Funding LP See All Filings	D/A	2013-10-11 00:00:00 UTC
Amount To Be Raised $10,241,004 Associated Brokers / Dealers N/A CIK Number 0001580184 Filed Document 0001580184-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
TechShop Menlo Park LLC See All Filings	D	2013-10-11 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001588943 Filed Document 0001588943-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
CCVHRP I, LLC See All Filings	D	2013-10-11 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001589179 Filed Document 0001589179-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Physicians Realty L.P. See All Filings	D	2013-10-11 00:00:00 UTC
Amount To Be Raised $11,534,909 Associated Brokers / Dealers N/A CIK Number 0001583994 Filed Document 0001583994-13-000004 Exclusions or Exemptions 506c Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Other
Ecovative Design LLC See All Filings	D	2013-10-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001521458 Filed Document 0001521458-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Invenergy Prairie Breeze Holdings LLC See All Filings	D	2013-10-11 00:00:00 UTC
Amount To Be Raised $60,285,000 Associated Brokers / Dealers N/A CIK Number 0001588996 Filed Document 0001393725-13-000087 Exclusions or Exemptions 506c Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Debt
CymaBay Therapeutics, Inc. See All Filings	D	2013-10-11 00:00:00 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers National Securities Corporation CIK Number 0001042074 Filed Document 0001042074-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Yiliame Corp See All Filings	D	2013-10-11 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001563635 Filed Document 0001563635-13-000005 Exclusions or Exemptions 506c Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
World Business Lenders, LLC See All Filings	D	2013-10-11 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers JMP Securities LLC CIK Number 0001537021 Filed Document 0001537021-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Mill Creek Life Sciences, LLC See All Filings	D	2013-10-10 00:00:00 UTC
Amount To Be Raised $4,275,000 Associated Brokers / Dealers N/A CIK Number 0001529932 Filed Document 0001529932-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-10 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets $$1 - $1,000,000 Type of Security Equity