Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
JBH KANSAS JOINT VENTURE XXI See All Filings	D	2014-08-01 00:00:00 UTC
Amount To Be Raised $840,000 Associated Brokers / Dealers N/A CIK Number 0001615121 Filed Document 0001615121-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-08-01 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Other
Rogers 406 LLC See All Filings	D	2014-08-01 00:00:00 UTC
Amount To Be Raised $175,000 Associated Brokers / Dealers N/A CIK Number 0001615496 Filed Document 0001615496-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-08-01 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Summit Creek Capital Distributed Energy LLC See All Filings	D	2014-08-01 00:00:00 UTC
Amount To Be Raised $1,001,000 Associated Brokers / Dealers Summit Creek Capital LLC CIK Number 0001609940 Filed Document 0001609940-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-08-01 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business IDAHO Revenue or Assets $No Revenues Type of Security Equity
All Party System Co. See All Filings	D/A	2014-08-01 00:00:00 UTC
Amount To Be Raised $3,350 Associated Brokers / Dealers All Party System Co. CIK Number 0001592929 Filed Document 0001592929-14-000034 Exclusions or Exemptions 506c Accepted Date 2014-08-01 00:00:00 UTC Type of Offering D/A Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Other
Consumer Physics, Inc. See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $13,474,644 Associated Brokers / Dealers N/A CIK Number 0001565167 Filed Document 0001565167-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Equity
Voyager Pacific Fund I, LLC See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001615007 Filed Document 0001615007-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
All Party System Co. See All Filings	D/A	2014-07-31 00:00:00 UTC
Amount To Be Raised $3,330 Associated Brokers / Dealers All Party System Co. CIK Number 0001592929 Filed Document 0001592929-14-000033 Exclusions or Exemptions 506c Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D/A Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Other
NB Auraria, DST See All Filings	D/A	2014-07-31 00:00:00 UTC
Amount To Be Raised $12,920,000 Associated Brokers / Dealers John M. Butler, Corbin S. Thomas, Brian J. Nelson, Troy Thomas, Frederick C. Whitford, Susan J. Gitt, Thomas M. Hess, Forrest James, and Jeffrey S. Cederberg CIK Number 0001601802 Filed Document 0001601802-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
First Growth Founders, LLC See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001614693 Filed Document 0001614693-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Debt
CYPRESS INT'L EQUITY FUND, L P See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $425,000 Associated Brokers / Dealers N/A CIK Number 0001356812 Filed Document 0001356812-15-000002 Exclusions or Exemptions 506c Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Equity
MILLRACE FUND LP See All Filings	D/A	2014-07-31 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001165580 Filed Document 0001566114-14-000048 Exclusions or Exemptions 506c Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
ADS-B Technologies, LLC See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $15,000 Associated Brokers / Dealers N/A CIK Number 0001520737 Filed Document 0001520737-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ALASKA Revenue or Assets Decline to Disclose Type of Security Equity
Kadmon Holdings, LLC See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Jefferies LLC and Piper Jaffray & Co CIK Number 0001557142 Filed Document 0001557142-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
One King Entertainment, Inc See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers CIM Securities, LLC and CIM Securities, LLC CIK Number 0001587408 Filed Document 0001587408-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TENNESSEE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Cypress Debt Investment Funds, L.P. See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $1,550,179 Associated Brokers / Dealers N/A CIK Number 0001479624 Filed Document 0001479624-15-000001 Exclusions or Exemptions 506c Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED STATES Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Equity
Israel Investment Fund LP See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001497127 Filed Document 0001497127-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
WFP Income Fund IDF, LLC See All Filings	D	2014-07-31 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001615357 Filed Document 0001615357-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Consumer Physics, Inc. See All Filings	D/A	2014-07-31 00:00:00 UTC
Amount To Be Raised $3,437,573 Associated Brokers / Dealers N/A CIK Number 0001565167 Filed Document 0001565167-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Debt
NB Auraria, DST See All Filings	D/A	2014-07-31 00:00:00 UTC
Amount To Be Raised $12,920,000 Associated Brokers / Dealers John M. Butler, Corbin S. Thomas, Brian J. Nelson, Troy Thomas, Frederick C. Whitford, Susan J. Gitt, Thomas M. Hess, Forrest James, and Jeffrey S. Cederberg CIK Number 0001601802 Filed Document 0001601802-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-07-31 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Spatial Enterprises, LLC See All Filings	D	2014-07-30 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers Brian Doohan CIK Number 0001615200 Filed Document 0001615200-14-000001 Exclusions or Exemptions 504.1 and 506c Accepted Date 2014-07-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Overlay Studio, Inc. See All Filings	D	2014-07-30 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001587219 Filed Document 0001587219-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-07-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Western Reach Real Estate Fund, LLC See All Filings	D/A	2014-07-30 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001560688 Filed Document 0001560688-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-07-30 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Spatial Enterprises, LLC See All Filings	D/A	2014-07-30 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers Brian Doohan CIK Number 0001615200 Filed Document 0001608018-14-000004 Exclusions or Exemptions 504.1 and 506c Accepted Date 2014-07-30 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
All Party System Co. See All Filings	D/A	2014-07-30 00:00:00 UTC
Amount To Be Raised $2,475 Associated Brokers / Dealers All Party System Co. CIK Number 0001592929 Filed Document 0001592929-14-000032 Exclusions or Exemptions 506c Accepted Date 2014-07-30 00:00:00 UTC Type of Offering D/A Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Other
KENTUCKY-TENNESSEE 50 WELLS/400 BBLPD BLOCK See All Filings	D	2014-07-30 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001615291 Filed Document 0001615291-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-07-30 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business WYOMING Revenue or Assets $Not Applicable Type of Security Other
Grand Prairie Farms LLC See All Filings	D	2014-07-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616419 Filed Document 0001616419-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-07-30 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Willis-Stafford Corp See All Filings	D/A	2014-07-29 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001596919 Filed Document 0001376474-14-000268 Exclusions or Exemptions 506c Accepted Date 2014-07-29 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business KENTUCKY Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
All Natural Burgers of Tulsa #2, LLC See All Filings	D/A	2014-07-29 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001615040 Filed Document 0001615040-14-000002 Exclusions or Exemptions 504, 505, and 506c Accepted Date 2014-07-29 00:00:00 UTC Type of Offering D/A Industry Restaurants Principal Place of Business OKLAHOMA Revenue or Assets $No Revenues Type of Security Equity
Triangle Shooting Academy, LLC See All Filings	D	2014-07-29 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001614029 Filed Document 0001614029-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-07-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
All Party System Co. See All Filings	D/A	2014-07-29 00:00:00 UTC
Amount To Be Raised $1,575 Associated Brokers / Dealers All Party System Co. CIK Number 0001592929 Filed Document 0001592929-14-000031 Exclusions or Exemptions 506c Accepted Date 2014-07-29 00:00:00 UTC Type of Offering D/A Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Other
Arya Krishan See All Filings	D/A	2014-07-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brian Doohan CIK Number 0001608018 Filed Document 0001608018-14-000003 Exclusions or Exemptions 504.1 and 506c Accepted Date 2014-07-29 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Physicians Realty L.P. See All Filings	D/A	2014-07-29 00:00:00 UTC
Amount To Be Raised $8,283,983 Associated Brokers / Dealers None CIK Number 0001583994 Filed Document 0001583994-14-000004 Exclusions or Exemptions 506c Accepted Date 2014-07-29 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Other
YippieKiYay Systems, Inc. See All Filings	D	2014-07-29 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers CIM SECURITIES, LLC and CIM SECURITIES, LLC CIK Number 0001615144 Filed Document 0001065949-14-000176 Exclusions or Exemptions 506c Accepted Date 2014-07-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
ConnectQuest, LLC See All Filings	D	2014-07-29 00:00:00 UTC
Amount To Be Raised $350,014 Associated Brokers / Dealers N/A CIK Number 0001520364 Filed Document 0001520364-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-07-29 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
Patch of Land, Inc. See All Filings	D	2014-07-28 00:00:00 UTC
Amount To Be Raised $140,000 Associated Brokers / Dealers N/A CIK Number 0001590209 Filed Document 0001590209-14-000040 Exclusions or Exemptions 506c Accepted Date 2014-07-28 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
All Natural Burgers of Tulsa #2, LLC See All Filings	D	2014-07-28 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001615040 Filed Document 0001615040-14-000001 Exclusions or Exemptions 504, 505, and 506c Accepted Date 2014-07-28 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business OKLAHOMA Revenue or Assets $No Revenues Type of Security Equity
ROCKCLIFF RESOURCES INC. See All Filings	D	2014-07-28 00:00:00 UTC
Amount To Be Raised $15,833 Associated Brokers / Dealers N/A CIK Number 0001506804 Filed Document 0001506804-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-07-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Equity
SYNTHONICS INC See All Filings	D	2014-07-28 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0000913721 Filed Document 0000913721-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-07-28 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Catalyst Card Co See All Filings	D	2014-07-28 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers Christopher Molke CIK Number 0001617656 Filed Document 0001617656-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-07-28 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
John Calvin Bember See All Filings	D	2014-07-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers John Bember CIK Number 0001614850 Filed Document 0001614850-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-07-28 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
All Party System Co. See All Filings	D/A	2014-07-28 00:00:00 UTC
Amount To Be Raised $750 Associated Brokers / Dealers All Party System Co. CIK Number 0001592929 Filed Document 0001592929-14-000030 Exclusions or Exemptions 506c Accepted Date 2014-07-28 00:00:00 UTC Type of Offering D/A Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Other
Silicon Valley Funding Partners, LLC See All Filings	D	2014-07-28 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001612500 Filed Document 0001612500-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-07-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AMERICARE CLINICAL TECHNOLOGIES, INC. See All Filings	D	2014-07-28 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers CIM SECURITIES, LLC and CIM SECURITIES, LLC CIK Number 0001386085 Filed Document 0001065949-14-000175 Exclusions or Exemptions 506c Accepted Date 2014-07-28 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW MEXICO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Patch of Land, Inc. See All Filings	D	2014-07-28 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001590209 Filed Document 0001590209-14-000041 Exclusions or Exemptions 506c Accepted Date 2014-07-28 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
AllianzGI Global Small-Cap Opportunities Portfolio, a separate series of AllianzGI Institutional Multi-Series Trust See All Filings	D	2014-07-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC CIK Number 0001613305 Filed Document 0001614745-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-07-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CENTRAL OIL & GAS CORP OF AMERICA See All Filings	D/A	2014-07-25 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001572016 Filed Document 0001117768-14-000590 Exclusions or Exemptions 506c Accepted Date 2014-07-25 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
130 South Green, LLC See All Filings	D	2014-07-25 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001614849 Filed Document 0001614849-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-07-25 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business ILLINOIS Revenue or Assets $Not Applicable Type of Security Equity
130 S. Front St., L.P. See All Filings	D	2014-07-25 00:00:00 UTC
Amount To Be Raised $6,401,540 Associated Brokers / Dealers N/A CIK Number 0001614709 Filed Document 0001614709-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-07-25 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Debt
CoNimby & Co. See All Filings	D/A	2014-07-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590827 Filed Document 0001590827-14-000007 Exclusions or Exemptions 506c Accepted Date 2014-07-25 00:00:00 UTC Type of Offering D/A Industry Retailing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
FIBER FUND LLC See All Filings	D	2014-07-25 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers BROKERBANK SECURITIES CIK Number 0001609259 Filed Document 0001609259-14-000004 Exclusions or Exemptions 506c Accepted Date 2014-07-25 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Equity