Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Tansna Therapeutics, Inc. See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers NA CIK Number 0001587426 Filed Document 0001587426-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MISSOURI Revenue or Assets $No Revenues Type of Security Equity
BIG TREE CAPITAL OPPORTUNITY FUND I, L.P. See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001582911 Filed Document 0001582911-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AEGEA, INC. See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers NA CIK Number 0001424549 Filed Document 0001079974-13-000612 Exclusions or Exemptions 506c Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Other
BIG TREE CAPITAL EMERGING MARKETS FUND, L.P. See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001582936 Filed Document 0001582936-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GoCarrot Inc. See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001576004 Filed Document 0001576004-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Myine Electronics, Inc. See All Filings	D/A	2013-09-25 00:00:00 UTC
Amount To Be Raised $413,188 Associated Brokers / Dealers N/A CIK Number 0001494263 Filed Document 0001494263-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Force Select LTD See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586675 Filed Document 0001586675-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
GLOBAL PHOTONIC ENERGY CORP See All Filings	D	2013-09-24 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001025462 Filed Document 0001025462-13-000005 Exclusions or Exemptions 506c Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Debt
ELN Partners Fund I, LP See All Filings	D/A	2013-09-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573975 Filed Document 0001573975-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Strait Minerals Inc. See All Filings	D	2013-09-24 00:00:00 UTC
Amount To Be Raised $340,367 Associated Brokers / Dealers N/A CIK Number 0001587237 Filed Document 0001587237-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Equity
Horizon Tower Ltd Partnership-II See All Filings	D	2013-09-24 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers David P Dyer, Marshall H. Dean, Michael M. Roberts, and Thomas R. Cameron CIK Number 0001587255 Filed Document 0001587255-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business KANSAS Revenue or Assets $Not Applicable Type of Security Other
Strategic Diversified Real Estate Holdings, LLC See All Filings	D/A	2013-09-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569872 Filed Document 0001569872-13-000004 Exclusions or Exemptions 506c Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Ambassador Crossing LLC See All Filings	D	2013-09-24 00:00:00 UTC
Amount To Be Raised $5,600,000 Associated Brokers / Dealers None CIK Number 0001587797 Filed Document 0001140361-13-037217 Exclusions or Exemptions 506c Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
BEI Enterprises See All Filings	D	2013-09-24 00:00:00 UTC
Amount To Be Raised $20,000,000,000 Associated Brokers / Dealers Adesoji Adeyemi CIK Number 0001587324 Filed Document 0001587324-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PATHEOS INC See All Filings	D	2013-09-24 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001453907 Filed Document 0001453907-13-000006 Exclusions or Exemptions 506c Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Ogee Group LLC See All Filings	D	2013-09-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587611 Filed Document 0001587611-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
TSG - Augusta Ranch, L.P. See All Filings	D	2013-09-24 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Shopoff Securities, Inc. CIK Number 0001587417 Filed Document 0001587417-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Other
INDUSTRIAL SKINS, LLC See All Filings	D	2013-09-24 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001516078 Filed Document 0001516078-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
Baroma, Inc. See All Filings	D	2013-09-24 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001587603 Filed Document 0001587603-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ELN Partners, LP See All Filings	D/A	2013-09-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573973 Filed Document 0001573975-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
WFP Income Fund, LLC See All Filings	D	2013-09-23 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001586795 Filed Document 0001466929-13-000004 Exclusions or Exemptions 506c Accepted Date 2013-09-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
iSelect Fund, LLC See All Filings	D	2013-09-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Na CIK Number 0001570185 Filed Document 0001570185-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-09-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Security To Be Acquired
Old Lions Still Roar Inc See All Filings	D	2013-09-23 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001584950 Filed Document 0001584950-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-09-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Worldwide Media Corp See All Filings	D	2013-09-23 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001580192 Filed Document 0001580192-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-09-23 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
TSG - Timber Oaks, L.P. See All Filings	D	2013-09-23 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Shopoff Securities Inc. CIK Number 0001587416 Filed Document 0001587416-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-23 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
Strategic Diversified Real Estate Holdings, LLC See All Filings	D/A	2013-09-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569872 Filed Document 0001569872-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-09-23 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Idaho North Resources Corp. See All Filings	D	2013-09-23 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers Pennaluna & Company CIK Number 0001543395 Filed Document 0001002014-13-000421 Exclusions or Exemptions 506c Accepted Date 2013-09-23 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business IDAHO Revenue or Assets $No Revenues Type of Security Equity
JPB Capital Partners III, LP See All Filings	D	2013-09-23 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Ariane Capital Partners, LLC CIK Number 0001587163 Filed Document 0001587163-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-09-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Kytosan USA, LLC See All Filings	D/A	2013-09-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586199 Filed Document 0001586199-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-09-23 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business LOUISIANA Revenue or Assets $No Revenues Type of Security Equity
Tidewater Real Estate Investments, LLC See All Filings	D/A	2013-09-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584019 Filed Document 0001584019-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-09-23 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business VIRGINIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Valley Tech Systems, Inc. See All Filings	D	2013-09-23 00:00:00 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers None CIK Number 0001587932 Filed Document 0001587932-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-23 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Atlas San Antonio 2, LP a Texas limited partnership See All Filings	D	2013-09-23 00:00:00 UTC
Amount To Be Raised $13,910,000 Associated Brokers / Dealers N/A CIK Number 0001587193 Filed Document 0001587193-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-23 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
G4i Capital Partners, Inc. See All Filings	D/A	2013-09-23 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001573647 Filed Document 0001573647-13-000004 Exclusions or Exemptions 506c Accepted Date 2013-09-23 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business FLORIDA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Mid-Hudson Region Rural Broadband Company, Inc. See All Filings	D	2013-09-23 00:00:00 UTC
Amount To Be Raised $23,000,000 Associated Brokers / Dealers N/A CIK Number 0001579586 Filed Document 0001579586-13-000008 Exclusions or Exemptions 506c Accepted Date 2013-09-23 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
FEMASYS INC See All Filings	D	2013-09-23 00:00:00 UTC
Amount To Be Raised $4,550,000 Associated Brokers / Dealers N/A CIK Number 0001339005 Filed Document 0001584391-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-09-23 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Broadstone Net Lease Inc See All Filings	D/A	2013-09-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Palladian Realty Capital LLC CIK Number 0001424182 Filed Document 0001571935-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-09-23 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
WFP Opportunity Fund, LLC See All Filings	D	2013-09-23 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001586797 Filed Document 0001466929-13-000005 Exclusions or Exemptions 506c Accepted Date 2013-09-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Broadtree Homes Inc See All Filings	D/A	2013-09-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571935 Filed Document 0001571935-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-09-23 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Northern Plains Nitrogen, LLP See All Filings	D/A	2013-09-23 00:00:00 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001568184 Filed Document 0001181431-13-050246 Exclusions or Exemptions 506c Accepted Date 2013-09-23 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Juniper Garland, LLC See All Filings	D	2013-09-19 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001587333 Filed Document 0001140361-13-036780 Exclusions or Exemptions 506c Accepted Date 2013-09-19 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
SRQ Diagnostic Ventures, LLC See All Filings	D	2013-09-17 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001586905 Filed Document 0000950138-13-000433 Exclusions or Exemptions 506c Accepted Date 2013-09-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
MOTOZUMA, LLC See All Filings	D	2013-08-29 00:00:00 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001585692 Filed Document 0001585692-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-08-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Cypress Debt Investment Funds, L.P. See All Filings	D	2013-07-01 00:00:00 UTC
Amount To Be Raised $920,009 Associated Brokers / Dealers N/A CIK Number 0001479624 Filed Document 0001479624-14-000001 Exclusions or Exemptions 506c Accepted Date 2013-07-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED STATES Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Equity
CYPRESS INT'L EQUITY FUND, L P See All Filings	D	2013-07-01 00:00:00 UTC
Amount To Be Raised $2,635,000 Associated Brokers / Dealers N/A CIK Number 0001356812 Filed Document 0001356812-14-000002 Exclusions or Exemptions 506c Accepted Date 2013-07-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Equity
CYPRESS INT'L EQUITY FUND, L P See All Filings	D	2013-06-27 00:00:00 UTC
Amount To Be Raised $375,000 Associated Brokers / Dealers N/A CIK Number 0001356812 Filed Document 0001356812-14-000001 Exclusions or Exemptions 506c Accepted Date 2013-06-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Equity
CYPRESS DEBT INVESTMENT FUNDS LOW VOL, L.P. See All Filings	D	2013-04-30 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001465492 Filed Document 0001465492-14-000001 Exclusions or Exemptions 506c Accepted Date 2013-04-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Arista Power, Inc. See All Filings	D	2013-04-11 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001424640 Filed Document 0001213900-14-002347 Exclusions or Exemptions 505 and 506c Accepted Date 2013-04-11 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Signal Point Holdings Corp. See All Filings	D	2013-02-14 00:00:00 UTC
Amount To Be Raised $10,200,000 Associated Brokers / Dealers N/A CIK Number 0001560351 Filed Document 0001560351-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-02-14 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EGEN, Inc. See All Filings	D	2012-12-17 00:00:00 UTC
Amount To Be Raised $3,917,335 Associated Brokers / Dealers N/A CIK Number 0001558526 Filed Document 0001558526-13-000001 Exclusions or Exemptions 506c Accepted Date 2012-12-17 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business ALABAMA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Tecsport Games, Inc. See All Filings	D	2004-12-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MONARCH BAY SECURITIES LLC CIK Number 0001629140 Filed Document 0001171520-14-000832 Exclusions or Exemptions 506c Accepted Date 2004-12-23 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity