Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Israel Investment Fund LP See All Filings	D	2013-09-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001497127 Filed Document 0001497127-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-09-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Pacifica Mortgage Fund LLC See All Filings	D/A	2013-09-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001360366 Filed Document 0001360366-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Student Loan Strategies, LLC See All Filings	D	2013-09-26 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001582931 Filed Document 0001582931-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Eden Creamery LLC See All Filings	D/A	2013-09-26 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001576122 Filed Document 0001576122-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Student Loan Strategies, LLC See All Filings	D	2013-09-26 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001582931 Filed Document 0001582931-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
American Brewing Company, Inc. See All Filings	D	2013-09-26 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Spencer Edwards, Inc. CIK Number 0001579823 Filed Document 0001579823-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ANTENNA SOFTWARE, INC. See All Filings	D	2013-09-26 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001107870 Filed Document 0001107870-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Other
Assisted Living Wealth Fund LLC See All Filings	D	2013-09-26 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Jeffrey Auld and William Bradfield CIK Number 0001587861 Filed Document 0001587861-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
XEnergy Technologies, LLC See All Filings	D	2013-09-26 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001587713 Filed Document 0001587713-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
XEnergy Technologies, LLC See All Filings	D/A	2013-09-26 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001587713 Filed Document 0001587713-13-000004 Exclusions or Exemptions 506c Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Evolv Technologies, Inc. See All Filings	D/A	2013-09-26 00:00:00 UTC
Amount To Be Raised $11,819,107 Associated Brokers / Dealers N/A CIK Number 0001582300 Filed Document 0001582300-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Avocado Software Inc See All Filings	D	2013-09-26 00:00:00 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001585959 Filed Document 0001585959-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Illumio, Inc. See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $34,500,056 Associated Brokers / Dealers N/A CIK Number 0001567658 Filed Document 0001567658-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Mind Navigator See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587708 Filed Document 0001587708-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Pacifica Development & Construction Fund, LLC See All Filings	D/A	2013-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580679 Filed Document 0001580679-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D/A Industry Construction Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rewards Catering LLC See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers NA CIK Number 0001587249 Filed Document 0001587249-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MISSOURI Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CrazyForEducation LLC See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers NA CIK Number 0001587548 Filed Document 0001587548-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MISSOURI Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Clinverse, Inc. See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001587670 Filed Document 0001587670-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Artax Biopharma, Inc. See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001587661 Filed Document 0001587661-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
CREDIT NATION LENDING SERVICES, LLC See All Filings	D/A	2013-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NONE CIK Number 0001459055 Filed Document 0001459055-13-000005 Exclusions or Exemptions 506c Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Debt
Tower Crossing Holdings, LLC See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001587180 Filed Document 0001587181-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business OKLAHOMA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
86 Co See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $1,795,000 Associated Brokers / Dealers N/A CIK Number 0001587386 Filed Document 0001587386-13-000001 Exclusions or Exemptions 505 and 506c Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Kings & Associates Management LLC See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers Kings & Associates Management LLC CIK Number 0001587705 Filed Document 0001587705-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Finger Lakes Region Rural Broadband Company, Inc. See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $22,000,000 Associated Brokers / Dealers N/A CIK Number 0001587695 Filed Document 0001587695-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Splash Technologies, Inc. See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers Rory Reiff CIK Number 0001587687 Filed Document 0001587687-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
Venture Financing V LLC See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $2,350,000 Associated Brokers / Dealers None CIK Number 0001587181 Filed Document 0001587181-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business OKLAHOMA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Revenew, Inc. See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $4,500,001 Associated Brokers / Dealers N/A CIK Number 0001587762 Filed Document 0001587762-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Credit Nation Acceptance, LLC See All Filings	D/A	2013-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001586460 Filed Document 0001586460-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Tansna Therapeutics, Inc. See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers NA CIK Number 0001587426 Filed Document 0001587426-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MISSOURI Revenue or Assets $No Revenues Type of Security Equity
BIG TREE CAPITAL OPPORTUNITY FUND I, L.P. See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001582911 Filed Document 0001582911-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AEGEA, INC. See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers NA CIK Number 0001424549 Filed Document 0001079974-13-000612 Exclusions or Exemptions 506c Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Other
BIG TREE CAPITAL EMERGING MARKETS FUND, L.P. See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001582936 Filed Document 0001582936-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GoCarrot Inc. See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001576004 Filed Document 0001576004-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Myine Electronics, Inc. See All Filings	D/A	2013-09-25 00:00:00 UTC
Amount To Be Raised $413,188 Associated Brokers / Dealers N/A CIK Number 0001494263 Filed Document 0001494263-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Force Select LTD See All Filings	D	2013-09-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586675 Filed Document 0001586675-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
GLOBAL PHOTONIC ENERGY CORP See All Filings	D	2013-09-24 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001025462 Filed Document 0001025462-13-000005 Exclusions or Exemptions 506c Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Debt
ELN Partners Fund I, LP See All Filings	D/A	2013-09-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573975 Filed Document 0001573975-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Strait Minerals Inc. See All Filings	D	2013-09-24 00:00:00 UTC
Amount To Be Raised $340,367 Associated Brokers / Dealers N/A CIK Number 0001587237 Filed Document 0001587237-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Equity
Horizon Tower Ltd Partnership-II See All Filings	D	2013-09-24 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers David P Dyer, Marshall H. Dean, Michael M. Roberts, and Thomas R. Cameron CIK Number 0001587255 Filed Document 0001587255-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business KANSAS Revenue or Assets $Not Applicable Type of Security Other
Strategic Diversified Real Estate Holdings, LLC See All Filings	D/A	2013-09-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569872 Filed Document 0001569872-13-000004 Exclusions or Exemptions 506c Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Ambassador Crossing LLC See All Filings	D	2013-09-24 00:00:00 UTC
Amount To Be Raised $5,600,000 Associated Brokers / Dealers None CIK Number 0001587797 Filed Document 0001140361-13-037217 Exclusions or Exemptions 506c Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
BEI Enterprises See All Filings	D	2013-09-24 00:00:00 UTC
Amount To Be Raised $20,000,000,000 Associated Brokers / Dealers Adesoji Adeyemi CIK Number 0001587324 Filed Document 0001587324-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PATHEOS INC See All Filings	D	2013-09-24 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001453907 Filed Document 0001453907-13-000006 Exclusions or Exemptions 506c Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Ogee Group LLC See All Filings	D	2013-09-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587611 Filed Document 0001587611-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
TSG - Augusta Ranch, L.P. See All Filings	D	2013-09-24 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Shopoff Securities, Inc. CIK Number 0001587417 Filed Document 0001587417-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Other
INDUSTRIAL SKINS, LLC See All Filings	D	2013-09-24 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001516078 Filed Document 0001516078-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
Baroma, Inc. See All Filings	D	2013-09-24 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001587603 Filed Document 0001587603-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ELN Partners, LP See All Filings	D/A	2013-09-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573973 Filed Document 0001573975-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
WFP Income Fund, LLC See All Filings	D	2013-09-23 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001586795 Filed Document 0001466929-13-000004 Exclusions or Exemptions 506c Accepted Date 2013-09-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
iSelect Fund, LLC See All Filings	D	2013-09-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Na CIK Number 0001570185 Filed Document 0001570185-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-09-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Security To Be Acquired