Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Rockland Power Partners II, LP See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $425,000,000 Associated Brokers / Dealers BerchWood Partners, LLC and Harpeth Securities LLC CIK Number 0001588257 Filed Document 0001588257-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AMGIC VC Direct II, LLLP See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001588329 Filed Document 0001588329-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Pooled Investment Fund
AMGIC Revolution Direct, LLLP See All Filings	D	2013-10-02 00:00:00 UTC
Amount To Be Raised $3,900,000 Associated Brokers / Dealers N/A CIK Number 0001588107 Filed Document 0001588107-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
SteadyServ Technologies, LLC See All Filings	D/A	2013-10-02 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Periculum Advisors, LLC and Periculum Advisors, LLC CIK Number 0001560163 Filed Document 0001560163-13-000004 Exclusions or Exemptions 506c Accepted Date 2013-10-02 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Zeus Alpha LP See All Filings	D	2013-10-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001588228 Filed Document 0001588228-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $No Aggregate Net Asset Value Type of Security Equity
PF2, LLC See All Filings	D/A	2013-10-02 00:00:00 UTC
Amount To Be Raised $7,752,000 Associated Brokers / Dealers N/A CIK Number 0001558054 Filed Document 0001558054-13-000004 Exclusions or Exemptions 506c Accepted Date 2013-10-02 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MetJet Madison, Inc. See All Filings	D	2013-10-02 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001587819 Filed Document 0001587819-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-02 00:00:00 UTC Type of Offering D Industry Tourism and Travel Services Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Rocket Innovations, LLC See All Filings	D	2013-10-02 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001588127 Filed Document 0001588127-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-02 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
RD Media LLC See All Filings	D	2013-10-02 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001588113 Filed Document 0001588113-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-10-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
UDF Entity Manager, LLC See All Filings	D	2013-10-01 00:00:00 UTC
Amount To Be Raised $3,400,000 Associated Brokers / Dealers N/A CIK Number 0001587689 Filed Document 0001587838-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
INTELLIGENT CLEARING NETWORK INC See All Filings	D	2013-10-01 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001436396 Filed Document 0001436396-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
CWP Hermann Park, LLC See All Filings	D	2013-10-01 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001587838 Filed Document 0001587838-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Emerging Traders Fund, LP See All Filings	D/A	2013-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001381760 Filed Document 0001381760-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
FITMOO, INC. See All Filings	D	2013-10-01 00:00:00 UTC
Amount To Be Raised $750,288 Associated Brokers / Dealers N/A CIK Number 0001572017 Filed Document 0001572017-13-000005 Exclusions or Exemptions 506c Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
DGA Investments, LLC See All Filings	D/A	2013-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539673 Filed Document 0001127855-13-000687 Exclusions or Exemptions 506c Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Fairholme Partnership, LP See All Filings	D/A	2013-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566213 Filed Document 0000919574-13-005689 Exclusions or Exemptions 506c Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Inventions Unlimited Corp. See All Filings	D/A	2013-10-01 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001587242 Filed Document 0001587242-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Other
InstyBook, LLC See All Filings	D	2013-10-01 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001587866 Filed Document 0001587866-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business LOUISIANA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
PACIFIC SHORE HOLDINGS, INC. See All Filings	D	2013-10-01 00:00:00 UTC
Amount To Be Raised $3,300,000 Associated Brokers / Dealers N/A CIK Number 0001421712 Filed Document 0001065949-13-000130 Exclusions or Exemptions 506c Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
CleanBay Biofuels, Inc. See All Filings	D	2013-10-01 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001588136 Filed Document 0001588136-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Equity
InstyBook, LLC See All Filings	D	2013-10-01 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001587866 Filed Document 0001587866-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business LOUISIANA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Goldman Sachs Social Impact Fund, L.P. See All Filings	D/A	2013-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001584985 Filed Document 0001140361-13-037430 Exclusions or Exemptions 506c Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BEECKEN PETTY O'KEEFE FUND IV, L.P. See All Filings	D/A	2013-09-30 00:00:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers LAZARD & CO., LIMITED, LAZARD FRERES & CO. LLC, OPPENHEIMER & CO. INC., and STIFFEL, NICOLAUS & COMPANY, INCORPORATED CIK Number 0001558932 Filed Document 0001558932-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
My Senior Portal, Inc. See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers My Web Portal, Inc. CIK Number 0001588025 Filed Document 0001588025-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
NAKED BRAND GROUP INC. See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $759,750 Associated Brokers / Dealers N/A CIK Number 0001383097 Filed Document 0001085037-13-000140 Exclusions or Exemptions 506c Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
DragonTech International, LLC See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001587261 Filed Document 0001587261-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Celsus Therapeutics Plc. See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $12,516,232 Associated Brokers / Dealers MTS Securities, LLC and Oppenheimer & Co. Inc. CIK Number 0001541157 Filed Document 0001541157-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business UNITED KINGDOM Revenue or Assets $No Revenues Type of Security Equity
BEECKEN PETTY O'KEEFE FUND IV-A, L.P. See All Filings	D/A	2013-09-30 00:00:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers LAZARD & CO., LIMITED, LAZARD FRERES & CO. LLC, OPPENHEIMER & CO. INC., and STIFFEL, NICOLAUS & COMPANY, INCORPORATED CIK Number 0001558933 Filed Document 0001558932-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
DragonTech International, LLC See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $835,000 Associated Brokers / Dealers N/A CIK Number 0001587261 Filed Document 0001587261-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Yorktown University See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers Richard Jack Bishirjian CIK Number 0001587998 Filed Document 0001587998-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Global Marine Exploration, Inc. See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers Pennaluna & Company Inc CIK Number 0001542218 Filed Document 0001542218-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Woodbine Ridge Joint Venture See All Filings	D/A	2013-09-30 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001579414 Filed Document 0001579414-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Southern Tier Region Rural Broadband Company, Inc. See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers n/a CIK Number 0001587999 Filed Document 0001587999-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
THINK Communications, LLC See All Filings	D	2013-09-30 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001588029 Filed Document 0001588029-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
NanoMech, Inc. See All Filings	D/A	2013-09-30 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers None CIK Number 0001495678 Filed Document 0001495678-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-30 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ARKANSAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Northeast Racing LLC See All Filings	D	2013-09-27 00:00:00 UTC
Amount To Be Raised $1,650,000 Associated Brokers / Dealers N/A CIK Number 0001587306 Filed Document 0001587306-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Steben Select Multi-Strategy Partners, L.P. See All Filings	D	2013-09-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001582538 Filed Document 0001582538-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Technical Provisions, LLC See All Filings	D	2013-09-27 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001550821 Filed Document 0001550821-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-27 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
FALLS EVENT CENTER LLC See All Filings	D/A	2013-09-27 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers - CIK Number 0001586991 Filed Document 0001586991-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-09-27 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
QMaxx Products Group, LLC See All Filings	D	2013-09-27 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers NA CIK Number 0001587483 Filed Document 0001587483-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MISSOURI Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CETTG Glendale Marketplace REIT LLC See All Filings	D	2013-09-27 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iriquois Capital Advisers, LLC CIK Number 0001587810 Filed Document 0001587810-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-27 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Arlon Latin America Partners B LP See All Filings	D	2013-09-27 00:00:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001587896 Filed Document 0001587922-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-09-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INTEGRATE.COM, INC. See All Filings	D	2013-09-27 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001508709 Filed Document 0001508709-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-09-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Fairholme Partnership, LP See All Filings	D/A	2013-09-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566213 Filed Document 0000919574-13-005659 Exclusions or Exemptions 506c Accepted Date 2013-09-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arlon Latin America Partners A LP See All Filings	D	2013-09-27 00:00:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001587897 Filed Document 0001587922-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-09-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BG REIT, LLC See All Filings	D	2013-09-27 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iriquois Capital Advisors, LLC CIK Number 0001587773 Filed Document 0001587773-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-27 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ALeco Container, LLC See All Filings	D	2013-09-27 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers ALeco Container, LLC CIK Number 0001540122 Filed Document 0001540122-13-000002 Exclusions or Exemptions 505 and 506c Accepted Date 2013-09-27 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
MC Hospitality Fund, LLC See All Filings	D	2013-09-27 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers Dayne Austin Pfaff CIK Number 0001587946 Filed Document 0001587946-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arlon Latin America Partners LP See All Filings	D	2013-09-27 00:00:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001587895 Filed Document 0001587922-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-09-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FEDERAL FINANCIAL SERVICES, LLC See All Filings	D/A	2013-09-27 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers - CIK Number 0001578961 Filed Document 0001578961-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-09-27 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Debt