Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
R. A. Knight, LLC See All Filings	D	2013-10-17 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001589241 Filed Document 0001589241-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-10-17 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Biggs Capital Fund, LP See All Filings	D	2013-10-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001588993 Filed Document 0001588993-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Aggregate Net Asset Value Type of Security Equity
WLR Industries Inc. See All Filings	D	2013-10-17 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001516154 Filed Document 0001516154-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Sand Hill Fund LLC See All Filings	D	2013-10-17 00:00:00 UTC
Amount To Be Raised $9,746,253 Associated Brokers / Dealers N/A CIK Number 0001589500 Filed Document 0001589500-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Densen Growth Fund LLC See All Filings	D	2013-10-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589311 Filed Document 0001127855-13-000696 Exclusions or Exemptions 506c Accepted Date 2013-10-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Versant Venture Capital V, L.P. See All Filings	D	2013-10-17 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001589097 Filed Document 0001589097-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CS LAS CRUCES INVESTCO LLC See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers THE ENTERPRISE SECURITIES CO CIK Number 0001589305 Filed Document 0001589305-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
SI HWODS INVESTOR, LLC See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $2,751,000 Associated Brokers / Dealers N/A CIK Number 0001589268 Filed Document 0001589268-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Grand Villa Fund, LLC See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $5,020,809 Associated Brokers / Dealers N/A CIK Number 0001589112 Filed Document 0001589112-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Alaska Financial Co III LLC See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001501560 Filed Document 0001501560-13-000004 Exclusions or Exemptions 506c Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ALASKA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Oxriver Capital, LLC See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589415 Filed Document 0001589415-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Danbury Hospitality, LLC See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001589257 Filed Document 0001589257-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business CONNECTICUT Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
AZ MULTIFAMILY INVESTCO LLC See All Filings	D	2013-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers THE ENTERPRISE SECURITIES CO CIK Number 0001589301 Filed Document 0001589301-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-16 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Traditional Trust, LLC See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587536 Filed Document 0001587536-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
GRE U.S. Property Fund L.P. See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524439 Filed Document 0001524439-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
o9 Solutions, Inc. See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001562915 Filed Document 0001562915-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Gold Street Capital Fund, LP See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587572 Filed Document 0001587572-13-000001 Exclusions or Exemptions 504, 505, 504.1, and 506c Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Chanticleer Holdings, Inc. See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001106838 Filed Document 0001144204-13-055120 Exclusions or Exemptions 506c Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Biocycle, Inc. See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001561260 Filed Document 0001561260-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Innovative Surgical Designs, Inc. See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers SeaArk CIK Number 0001508803 Filed Document 0001508803-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business INDIANA Revenue or Assets $No Revenues Type of Security Equity
Dead Inventory Management System, LLC. See All Filings	D	2013-10-15 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers NA CIK Number 0001588097 Filed Document 0001588097-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MISSOURI Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ShaveLogic, Inc. See All Filings	D	2013-10-14 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001516326 Filed Document 0001162677-13-000103 Exclusions or Exemptions 506c Accepted Date 2013-10-14 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Valkyrie Computer Systems, Inc. See All Filings	D	2013-10-14 00:00:00 UTC
Amount To Be Raised $60,000 Associated Brokers / Dealers N/A CIK Number 0001575532 Filed Document 0001575532-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-10-14 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
ShaveLogic, Inc. See All Filings	D	2013-10-14 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001516326 Filed Document 0001162677-13-000102 Exclusions or Exemptions 506c Accepted Date 2013-10-14 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
DETHRONE ROYALTY HOLDINGS, INC. See All Filings	D	2013-10-14 00:00:00 UTC
Amount To Be Raised $32,500 Associated Brokers / Dealers N/A CIK Number 0001504222 Filed Document 0001144204-13-055206 Exclusions or Exemptions 506c Accepted Date 2013-10-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Debt
ClearOne Funding LP See All Filings	D/A	2013-10-11 00:00:00 UTC
Amount To Be Raised $10,241,004 Associated Brokers / Dealers N/A CIK Number 0001580184 Filed Document 0001580184-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
TechShop Menlo Park LLC See All Filings	D	2013-10-11 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001588943 Filed Document 0001588943-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
CCVHRP I, LLC See All Filings	D	2013-10-11 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001589179 Filed Document 0001589179-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Physicians Realty L.P. See All Filings	D	2013-10-11 00:00:00 UTC
Amount To Be Raised $11,534,909 Associated Brokers / Dealers N/A CIK Number 0001583994 Filed Document 0001583994-13-000004 Exclusions or Exemptions 506c Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Other
Ecovative Design LLC See All Filings	D	2013-10-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001521458 Filed Document 0001521458-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Invenergy Prairie Breeze Holdings LLC See All Filings	D	2013-10-11 00:00:00 UTC
Amount To Be Raised $60,285,000 Associated Brokers / Dealers N/A CIK Number 0001588996 Filed Document 0001393725-13-000087 Exclusions or Exemptions 506c Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Debt
CymaBay Therapeutics, Inc. See All Filings	D	2013-10-11 00:00:00 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers National Securities Corporation CIK Number 0001042074 Filed Document 0001042074-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Yiliame Corp See All Filings	D	2013-10-11 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001563635 Filed Document 0001563635-13-000005 Exclusions or Exemptions 506c Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
World Business Lenders, LLC See All Filings	D	2013-10-11 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers JMP Securities LLC CIK Number 0001537021 Filed Document 0001537021-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Mill Creek Life Sciences, LLC See All Filings	D	2013-10-10 00:00:00 UTC
Amount To Be Raised $4,275,000 Associated Brokers / Dealers N/A CIK Number 0001529932 Filed Document 0001529932-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-10 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Blue Bridge Investors, LP See All Filings	D	2013-10-10 00:00:00 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001588975 Filed Document 0001588975-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CommunityLeader, Inc. See All Filings	D	2013-10-10 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Midtown Partners & Co., LLC dba c Trade CIK Number 0001588672 Filed Document 0001588672-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-10-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CEC-OKD 1.0 LLC See All Filings	D	2013-10-10 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001588942 Filed Document 0001588942-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-10 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Mineral Property
Oso Simple Technologies, Inc. See All Filings	D	2013-10-10 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers N/A CIK Number 0001589298 Filed Document 0001589298-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Appian Natural Resources (UST) Fund LP See All Filings	D	2013-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mercury Capital Advisors LLC CIK Number 0001588529 Filed Document 0001588529-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-10-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RESPONSE BIOMEDICAL CORP See All Filings	D	2013-10-10 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0000806888 Filed Document 0001437749-13-013018 Exclusions or Exemptions 506c Accepted Date 2013-10-10 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
MV Startup Fund IV Series 2 See All Filings	D/A	2013-10-10 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers William Clark, Jaclyn Strife, and Garrett Paul CIK Number 0001586370 Filed Document 0001586370-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-10-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Levante Renewable Fuels LLC See All Filings	D/A	2013-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001567142 Filed Document 0001567142-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-10-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $No Aggregate Net Asset Value Type of Security Other
Zumigo, Inc. See All Filings	D	2013-10-10 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001507887 Filed Document 0001507887-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-10-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
B4C Technologies, Inc. See All Filings	D	2013-10-10 00:00:00 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001588811 Filed Document 0001553350-13-000766 Exclusions or Exemptions 506c Accepted Date 2013-10-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Reuven Capital Investments LP See All Filings	D/A	2013-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Reuven CIK Number 0001411406 Filed Document 0001411406-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-10-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Splash Technologies, Inc. See All Filings	D/A	2013-10-10 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001587687 Filed Document 0001587687-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-10-10 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Other
PharmAkea, Inc. See All Filings	D	2013-10-09 00:00:00 UTC
Amount To Be Raised $12,939,999 Associated Brokers / Dealers N/A CIK Number 0001560523 Filed Document 0001560523-13-000004 Exclusions or Exemptions 506c Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pacific Rim Entertainment Group, Inc. See All Filings	D	2013-10-09 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001588835 Filed Document 0001588835-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Shyp Inc See All Filings	D/A	2013-10-09 00:00:00 UTC
Amount To Be Raised $2,116,650 Associated Brokers / Dealers N/A CIK Number 0001588363 Filed Document 0001588363-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity