Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Yannix Fund Ltd. See All Filings	D/A	2013-11-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Access Securities, Inc. CIK Number 0001534304 Filed Document 0000902664-13-003607 Exclusions or Exemptions 506c Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
One William Street Capital Offshore Fund, Ltd. See All Filings	D/A	2013-11-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. CIK Number 0001442189 Filed Document 0000902664-13-003601 Exclusions or Exemptions 506c Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Bellaire-Oakland LLC See All Filings	D	2013-11-08 00:00:00 UTC
Amount To Be Raised $2,050,000 Associated Brokers / Dealers N/A CIK Number 0001591332 Filed Document 0001019687-13-004155 Exclusions or Exemptions 506c Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
3VR Security Inc See All Filings	D/A	2013-11-08 00:00:00 UTC
Amount To Be Raised $4,350,000 Associated Brokers / Dealers N/A CIK Number 0001350856 Filed Document 0001350856-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
REGI U S INC See All Filings	D	2013-11-08 00:00:00 UTC
Amount To Be Raised $65,150 Associated Brokers / Dealers N/A CIK Number 0000922330 Filed Document 0001432453-14-000037 Exclusions or Exemptions 506c Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
CTA Choice Fund LLC - CTA Choice ELL See All Filings	D	2013-11-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591514 Filed Document 0001591514-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Ijenti, Inc. See All Filings	D	2013-11-08 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001591477 Filed Document 0001591477-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
TEDNOLOGIES, INC. See All Filings	D	2013-11-07 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001591277 Filed Document 0001591277-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business ALASKA Revenue or Assets $No Revenues Type of Security Equity
HDS INTERNATIONAL CORP. See All Filings	D	2013-11-07 00:00:00 UTC
Amount To Be Raised $32,500 Associated Brokers / Dealers N/A CIK Number 0001454742 Filed Document 0001002014-13-000508 Exclusions or Exemptions 506c Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business RHODE ISLAND Revenue or Assets $No Revenues Type of Security Debt
inno360, Inc. See All Filings	D	2013-11-07 00:00:00 UTC
Amount To Be Raised $4,125,000 Associated Brokers / Dealers Spencer Trask Ventures, Inc. CIK Number 0001509196 Filed Document 0001509196-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Balance Sheet Company, LLC See All Filings	D/A	2013-11-07 00:00:00 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001589758 Filed Document 0001589758-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Aggregate Net Asset Value Type of Security Equity
Newscrafted L.L.C. See All Filings	D/A	2013-11-07 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Broadmark Capital LLC CIK Number 0001572418 Filed Document 0001572418-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D/A Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Quantum Success Strategies, LLC See All Filings	D	2013-11-07 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001591888 Filed Document 0001079973-13-000665 Exclusions or Exemptions 506c Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Murvin & Meier Oil Co See All Filings	D/A	2013-11-07 00:00:00 UTC
Amount To Be Raised $1,440,000 Associated Brokers / Dealers N/A CIK Number 0001328334 Filed Document 0001328334-13-000008 Exclusions or Exemptions 506c Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Mineral Property
ScripsAmerica, Inc. See All Filings	D	2013-11-07 00:00:00 UTC
Amount To Be Raised $1,218,000 Associated Brokers / Dealers Equity Capital Investments Inc. CIK Number 0001521476 Filed Document 0001019687-13-004140 Exclusions or Exemptions 506c Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Hangover Joe's Holding Corp See All Filings	D	2013-11-07 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers Second Market HQ CIK Number 0001388132 Filed Document 0001079973-13-000681 Exclusions or Exemptions 506c Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
DLS Financial, LLC See All Filings	D	2013-11-07 00:00:00 UTC
Amount To Be Raised $6,200,000 Associated Brokers / Dealers Jerry Dempsey, Ernie Smith, and John Lord CIK Number 0001498161 Filed Document 0001498161-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Reign Development Group, LLC See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Reign Development Group CIK Number 0001570092 Filed Document 0001570092-13-000004 Exclusions or Exemptions 506c Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
AAISL Development LP See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers David G. McNitt CIK Number 0001591076 Filed Document 0001591076-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
Reign Development Group, LLC See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers Reign Development Group CIK Number 0001570092 Filed Document 0001570092-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Launderette Cafe LLC See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers N/A CIK Number 0001590999 Filed Document 0001590999-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
American Homeowner Preservation, LLC, Series 2013C See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589687 Filed Document 0001589687-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Healthcare Real Estate Fund, LLC See All Filings	D	2013-11-05 00:00:00 UTC
Amount To Be Raised $7,927,000 Associated Brokers / Dealers Stephen A. Kohn & Associates, Ltd., Edward Eric Fernandez, and Stephen Alan Kohn CIK Number 0001578151 Filed Document 0001578151-13-000005 Exclusions or Exemptions 506c Accepted Date 2013-11-05 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Centre Capital Fund I, LLC See All Filings	D/A	2013-11-05 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001589753 Filed Document 0001589753-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-11-05 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Auto Repair Loan Partners, LLC See All Filings	D/A	2013-11-05 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers None CIK Number 0001588755 Filed Document 0001588755-13-000006 Exclusions or Exemptions 506c Accepted Date 2013-11-05 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Solari Global, LLC See All Filings	D/A	2013-11-05 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001552414 Filed Document 0001552414-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-05 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Healthcare Real Estate Qualified Purchasers Fund, LLC See All Filings	D	2013-11-05 00:00:00 UTC
Amount To Be Raised $7,482,000 Associated Brokers / Dealers Stephen A. Kohn & Associates, Ltd., Edward Eric Fernandez, and Stephen Alan Kohn CIK Number 0001579784 Filed Document 0001578151-13-000004 Exclusions or Exemptions 506c Accepted Date 2013-11-05 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Regency Venture Fund Maui, LLLP See All Filings	D	2013-11-05 00:00:00 UTC
Amount To Be Raised $18,000,000 Associated Brokers / Dealers Not Yet Identified CIK Number 0001591031 Filed Document 0001591031-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-05 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business HAWAII Revenue or Assets Decline to Disclose Type of Security Equity
New McCullough Real Estate Partners, LP See All Filings	D	2013-11-05 00:00:00 UTC
Amount To Be Raised $13,500,000 Associated Brokers / Dealers N/A CIK Number 0001590737 Filed Document 0001590737-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-05 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
ENCOUNTER COLLABORATIVE Corp See All Filings	D	2013-11-05 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers xxx CIK Number 0001177638 Filed Document 0001177638-13-000004 Exclusions or Exemptions 506c Accepted Date 2013-11-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Movement Products, Inc. See All Filings	D/A	2013-11-05 00:00:00 UTC
Amount To Be Raised $1,170,000 Associated Brokers / Dealers None CIK Number 0001560883 Filed Document 0001560883-14-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-05 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Spiceasy, Inc. See All Filings	D	2013-11-05 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001589696 Filed Document 0001589696-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Option To Acquire
MLG Private Fund LLC See All Filings	D/A	2013-11-05 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001544555 Filed Document 0001544555-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-11-05 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business WISCONSIN Revenue or Assets $No Revenues Type of Security Equity
Fork, LLC See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised $7,337,500 Associated Brokers / Dealers Bridge Capital Associates, Inc. and Bridge Capital Associates, Inc. CIK Number 0001590512 Filed Document 0001590512-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Auto Loan Repair Partners, LLC See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers None CIK Number 0001588755 Filed Document 0001588755-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Ogee Group LLC See All Filings	D/A	2013-11-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587611 Filed Document 0001587611-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
High Growth Fund, LLC See All Filings	D	2013-11-04 00:00:00 UTC
Amount To Be Raised $19,000,000 Associated Brokers / Dealers None CIK Number 0001588669 Filed Document 0001588755-13-000004 Exclusions or Exemptions 506c Accepted Date 2013-11-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Owlstone Inc. See All Filings	D	2013-11-01 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001505801 Filed Document 0001505801-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-11-01 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Quality Real Estate LLC See All Filings	D	2013-11-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590521 Filed Document 0001590521-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-01 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business INDIANA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Galloway Global Fixed Income Fund, LP See All Filings	D	2013-11-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504668 Filed Document 0001504668-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
VICTORIA ENERGY CORP See All Filings	D	2013-11-01 00:00:00 UTC
Amount To Be Raised $720,000 Associated Brokers / Dealers N/A CIK Number 0001329327 Filed Document 0001329327-13-000004 Exclusions or Exemptions 506c Accepted Date 2013-11-01 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Other
Larson Capital Fund I, L.P. See All Filings	D/A	2013-11-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588181 Filed Document 0001588181-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-11-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
AL-Estimote-Fund, LLC See All Filings	D	2013-11-01 00:00:00 UTC
Amount To Be Raised $161,500 Associated Brokers / Dealers N/A CIK Number 0001590358 Filed Document 0001590358-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Washington Realty Capital - Main Street, LLC See All Filings	D	2013-11-01 00:00:00 UTC
Amount To Be Raised $260,000 Associated Brokers / Dealers N/A CIK Number 0001590788 Filed Document 0001590788-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-01 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Stewardship Investments, LLC See All Filings	D/A	2013-10-31 00:00:00 UTC
Amount To Be Raised $4,200,000 Associated Brokers / Dealers N/A CIK Number 0001589701 Filed Document 0001589701-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business MISSOURI Revenue or Assets $$1 - $1,000,000 Type of Security Debt
MWF Financial Ltd See All Filings	D/A	2013-10-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001501059 Filed Document 0001501059-13-000001 Exclusions or Exemptions 504.1 and 506c Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business CYPRUS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Ag Energy Solutions, Inc. See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised $264,000 Associated Brokers / Dealers N/A CIK Number 0001579485 Filed Document 0001579485-13-000005 Exclusions or Exemptions 506c Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
CymaBay Therapeutics, Inc. See All Filings	D/A	2013-10-31 00:00:00 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers National Securities Corporation CIK Number 0001042074 Filed Document 0001042074-13-000004 Exclusions or Exemptions 506c Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Just Greens, LLC See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised $7,382,166 Associated Brokers / Dealers N/A CIK Number 0001590624 Filed Document 0001590624-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TECOGEN INC. See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Scarsdale Equities LLC CIK Number 0001537435 Filed Document 0001537435-13-000062 Exclusions or Exemptions 506c Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business MASSACHUSETTS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity