Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
RUMAN SCIENTIFIC INC. See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001624539 Filed Document 0001624539-14-000004 Exclusions or Exemptions 506c Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Artax Biopharma, Inc. See All Filings	D	2014-11-10 00:00:00 UTC
Amount To Be Raised $2,007,827 Associated Brokers / Dealers N/A CIK Number 0001587661 Filed Document 0001587661-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-11-10 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
LOF Bion Partnership, LP See All Filings	D	2014-11-09 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001623231 Filed Document 0001181431-14-035963 Exclusions or Exemptions 506c Accepted Date 2014-11-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Exeo Entertainment, Inc. See All Filings	D/A	2014-11-07 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001528760 Filed Document 0001597570-14-000005 Exclusions or Exemptions 506c Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Vision III Imaging, Inc. See All Filings	D	2014-11-07 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers Frederick & Company, Inc. and Brokerbank Securities, Inc. CIK Number 0001624360 Filed Document 0001624360-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Windsor Sports USA INC See All Filings	D	2014-11-07 00:00:00 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers N/A CIK Number 0001624413 Filed Document 0001624413-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Loquidity (Mista-Way), LLC See All Filings	D	2014-11-07 00:00:00 UTC
Amount To Be Raised $285,000 Associated Brokers / Dealers N/A CIK Number 0001624075 Filed Document 0001624075-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-11-07 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
Steben Select Multi-Strategy Partners, L.P. See All Filings	D/A	2014-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001582538 Filed Document 0001582536-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Belicek No. 3 Offset, LP See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised $499,500 Associated Brokers / Dealers N/A CIK Number 0001624439 Filed Document 0001624439-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business KENTUCKY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
POLARIS ARMOR, INC. See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001612882 Filed Document 0001612882-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CAYMAN ISLANDS Revenue or Assets $No Revenues Type of Security Equity
Carolina Capital Reserve Fund I LLC See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001624451 Filed Document 0001624451-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
POLARIS ARMOR, INC. See All Filings	D/A	2014-11-06 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001612882 Filed Document 0001612882-14-000005 Exclusions or Exemptions 506c Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business CAYMAN ISLANDS Revenue or Assets $No Revenues Type of Security Equity
Valde, LLC See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586440 Filed Document 0001586440-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Carolina Capital Reserve Fund I LLC See All Filings	D	2014-11-06 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001624451 Filed Document 0001624451-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-11-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
BluePac Quincy, LP See All Filings	D/A	2014-11-05 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001605543 Filed Document 0001605543-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-11-05 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
LEVON RESOURCES LTD. See All Filings	D	2014-11-05 00:00:00 UTC
Amount To Be Raised $4,400,000 Associated Brokers / Dealers N/A CIK Number 0000764195 Filed Document 0001477932-14-005806 Exclusions or Exemptions 506c Accepted Date 2014-11-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
GTI Ohio, LLC See All Filings	D	2014-11-05 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001624102 Filed Document 0000906318-14-000076 Exclusions or Exemptions 506c Accepted Date 2014-11-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Woodland Resources, LLC See All Filings	D	2014-11-05 00:00:00 UTC
Amount To Be Raised $3,091,040 Associated Brokers / Dealers N/A CIK Number 0001623860 Filed Document 0001623860-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-11-05 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Mineral Property
Hudson Capital Lexington Farms, LLC See All Filings	D	2014-11-05 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001624313 Filed Document 0001624313-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-11-05 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
New Momentum, Inc. See All Filings	D	2014-11-05 00:00:00 UTC
Amount To Be Raised $950,000 Associated Brokers / Dealers N/A CIK Number 0001534790 Filed Document 0001534790-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-11-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
GreenSky Trade Credit, LLC See All Filings	D/A	2014-11-05 00:00:00 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers FTP Securities LLC CIK Number 0001472649 Filed Document 0001472649-14-000004 Exclusions or Exemptions 506c Accepted Date 2014-11-05 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
CTA Choice FRT See All Filings	D/A	2014-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581252 Filed Document 0001581252-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-11-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
OneMarket, Inc. See All Filings	D	2014-11-04 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001624264 Filed Document 0001493152-14-003529 Exclusions or Exemptions 506c Accepted Date 2014-11-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
JAC GROUP MAXIMUM FUND INC See All Filings	D	2014-11-04 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001624027 Filed Document 0001624027-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-11-04 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Debt
Bio-Tech Medical Software, Inc. See All Filings	D	2014-11-04 00:00:00 UTC
Amount To Be Raised $5,005,000 Associated Brokers / Dealers Pickwick Capital Partners, LLC CIK Number 0001516848 Filed Document 0001516848-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-11-04 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
LIGSIF LLC See All Filings	D	2014-11-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623995 Filed Document 0001623995-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-11-04 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business HAWAII Revenue or Assets Decline to Disclose Type of Security Debt
76826777, LLC See All Filings	D	2014-11-03 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001620648 Filed Document 0000906318-14-000074 Exclusions or Exemptions 506c Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Tuscan Gardens Income Fund II, LLC See All Filings	D	2014-11-03 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001623952 Filed Document 0001623952-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
76826776, LLC See All Filings	D	2014-11-03 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001620647 Filed Document 0000906318-14-000073 Exclusions or Exemptions 506c Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
76826774, LLC See All Filings	D	2014-11-03 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001620645 Filed Document 0000906318-14-000072 Exclusions or Exemptions 506c Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Mind Solutions Inc. See All Filings	D	2014-11-03 00:00:00 UTC
Amount To Be Raised $32,500 Associated Brokers / Dealers N/A CIK Number 0001136711 Filed Document 0001136711-14-000035 Exclusions or Exemptions 506c Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
76826773, LLC See All Filings	D	2014-11-03 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001620663 Filed Document 0000906318-14-000071 Exclusions or Exemptions 506c Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Bridgewater Optimal Portfolio, Ltd. See All Filings	D/A	2014-11-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574516 Filed Document 0001574516-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
76826771, LLC See All Filings	D	2014-11-03 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001620638 Filed Document 0000906318-14-000069 Exclusions or Exemptions 506c Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
ARCFE GROUP 2, LLC See All Filings	D	2014-11-03 00:00:00 UTC
Amount To Be Raised $6,600,000 Associated Brokers / Dealers Whotrades, INC and All Star Law Firm CIK Number 0001615945 Filed Document 0001615945-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
BDC Fund II, LP See All Filings	D/A	2014-11-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Diron M. Tappin CIK Number 0001478053 Filed Document 0001095449-14-000146 Exclusions or Exemptions 506c Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Solar Hydrogen Holdings, Inc. See All Filings	D/A	2014-11-03 00:00:00 UTC
Amount To Be Raised $5,999,995 Associated Brokers / Dealers N/A CIK Number 0001623304 Filed Document 0001623304-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
76826778, LLC See All Filings	D	2014-11-03 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001620649 Filed Document 0000906318-14-000075 Exclusions or Exemptions 506c Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
76826772, LLC See All Filings	D	2014-11-03 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001620640 Filed Document 0000906318-14-000070 Exclusions or Exemptions 506c Accepted Date 2014-11-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
CUTTING EDGE BASEBALL, LLC See All Filings	D	2014-11-02 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001622465 Filed Document 0001144204-14-065230 Exclusions or Exemptions 506c Accepted Date 2014-11-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Rick's Picks, LLC See All Filings	D	2014-10-31 00:00:00 UTC
Amount To Be Raised $1,304,794 Associated Brokers / Dealers FundMe Securities LLC CIK Number 0001504002 Filed Document 0001504002-14-000004 Exclusions or Exemptions 506c Accepted Date 2014-10-31 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HFS Verdae SC Lots, LP See All Filings	D	2014-10-31 00:00:00 UTC
Amount To Be Raised $4,200,000 Associated Brokers / Dealers N/A CIK Number 0001623912 Filed Document 0001623912-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-10-31 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
FIG Hess Tom Jen Multiwell, G.P. See All Filings	D	2014-10-31 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001624570 Filed Document 0001354488-14-005511 Exclusions or Exemptions 506c Accepted Date 2014-10-31 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
Growot Corp See All Filings	D	2014-10-31 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001623371 Filed Document 0001623371-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-10-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Debt
RotoMold Holdings, LLC See All Filings	D	2014-10-31 00:00:00 UTC
Amount To Be Raised $6,900,000 Associated Brokers / Dealers N/A CIK Number 0001623998 Filed Document 0001623998-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-10-31 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SWIIM System, Ltd. See All Filings	D/A	2014-10-31 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001470048 Filed Document 0001079973-14-000546 Exclusions or Exemptions 506c Accepted Date 2014-10-31 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Phoenix Fund VI Blocker, LLC See All Filings	D	2014-10-30 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001623562 Filed Document 0001623562-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MV Startup Fund XVIII LLC See All Filings	D	2014-10-30 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Microventure Marketplace Inc. CIK Number 0001623453 Filed Document 0001623403-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Solar Hydrogen Holdings, Inc. See All Filings	D	2014-10-30 00:00:00 UTC
Amount To Be Raised $5,999,995 Associated Brokers / Dealers N/A CIK Number 0001623304 Filed Document 0001623304-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FIVE STAR CAPITAL FUND, LP See All Filings	D	2014-10-30 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001610130 Filed Document 0001610130-14-000004 Exclusions or Exemptions 506c Accepted Date 2014-10-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund