Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
OCP Collective Corp. See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised $4,999,986 Associated Brokers / Dealers N/A CIK Number 0001538341 Filed Document 0001538341-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SI GEORGETOWN MEMORY, LLC See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised $2,094,000 Associated Brokers / Dealers N/A CIK Number 0001592949 Filed Document 0001592949-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Catapult Health, LLC See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised $5,100,000 Associated Brokers / Dealers N/A CIK Number 0001509247 Filed Document 0001509247-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Financial Resolutions of America Corp See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001592798 Filed Document 0001592798-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Patch of Land, Inc. See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised $103,000 Associated Brokers / Dealers N/A CIK Number 0001590209 Filed Document 0001590209-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
SOS Africa, Inc. See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001592775 Filed Document 0001593018-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
SPOTZER MEDIA GROUP BV See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001387617 Filed Document 0001387617-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business NETHERLANDS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
LIBERTY STAR URANIUM & METALS CORP. See All Filings	D/A	2013-11-26 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers ADAM CABIBI CIK Number 0001172178 Filed Document 0001085037-13-000182 Exclusions or Exemptions 506c Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
Verdezyne Inc See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001331017 Filed Document 0001331017-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Solopower Korea, Inc. See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised $105,000,000 Associated Brokers / Dealers N/A CIK Number 0001592791 Filed Document 0001592791-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Quibble Genomics Institute See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised $26,250,000 Associated Brokers / Dealers N/A CIK Number 0001592794 Filed Document 0001592794-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MBSP Holdings AB See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised $10,500,000 Associated Brokers / Dealers N/A CIK Number 0001592727 Filed Document 0001593018-13-000007 Exclusions or Exemptions 506c Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business SWEDEN Revenue or Assets Decline to Disclose Type of Security Equity
Azure Midstream Holdings LLC See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001590581 Filed Document 0001590581-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
MT Center Songdo, LLC See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised $110,000,000 Associated Brokers / Dealers N/A CIK Number 0001592802 Filed Document 0001592802-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Muehler International Corp See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593018 Filed Document 0001593018-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Investment Banking Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ELDONCORP HOLDINGS Ltd See All Filings	D	2013-11-26 00:00:00 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001592725 Filed Document 0001593018-13-000006 Exclusions or Exemptions 506c Accepted Date 2013-11-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LEVEL 4 FUNDING LLC See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers DENNIS DAHLBERG CIK Number 0001590758 Filed Document 0001590758-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
WHITE BEAR RESOURCES INC. See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $25,894 Associated Brokers / Dealers N/A CIK Number 0001592681 Filed Document 0001085037-13-000176 Exclusions or Exemptions 506c Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Metis Legacy Capital Income Fund I, LP See All Filings	D/A	2013-11-25 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001575354 Filed Document 0001575354-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Three Ring Inc. See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $525,000 Associated Brokers / Dealers N/A CIK Number 0001567789 Filed Document 0001567789-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
LIBERTY STAR URANIUM & METALS CORP. See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers ADAM CABIBI CIK Number 0001172178 Filed Document 0001085037-13-000181 Exclusions or Exemptions 506c Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
Wilshire Gun, LLC See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $4,400,000 Associated Brokers / Dealers Wilshire Gun, LLC CIK Number 0001592610 Filed Document 0001592610-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OKLAHOMA Revenue or Assets $No Revenues Type of Security Equity
H/2 Financial Realty, Inc. See All Filings	D	2013-11-22 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison CIK Number 0001592612 Filed Document 0001592612-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Thermal Imaging Radar, LLC See All Filings	D	2013-11-22 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers None CIK Number 0001557005 Filed Document 0001557005-13-000004 Exclusions or Exemptions 506c Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
Sagebrush Investment Partnership L P See All Filings	D/A	2013-11-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001341897 Filed Document 0001341897-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kudzu Capital Growth, LP See All Filings	D/A	2013-11-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001517353 Filed Document 0001517353-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Roan Capital Partners, Inc. See All Filings	D	2013-11-22 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001592251 Filed Document 0001592251-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Debt
Bourbon Brothers Holding Company, LLC See All Filings	D	2013-11-22 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001577669 Filed Document 0001577669-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
ff Rose Venture Capital Fund, L.P. See All Filings	D/A	2013-11-22 00:00:00 UTC
Amount To Be Raised $70,000,000 Associated Brokers / Dealers Cato Capital, LLC and IEG (Deutschland) GmbH CIK Number 0001563194 Filed Document 0001563194-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
MEADOW BAY GOLD Corp See All Filings	D	2013-11-22 00:00:00 UTC
Amount To Be Raised $28,476 Associated Brokers / Dealers N/A CIK Number 0001515336 Filed Document 0001515336-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-11-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
NAKED BRAND GROUP INC. See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001383097 Filed Document 0001085037-13-000171 Exclusions or Exemptions 506c Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
MVB FINANCIAL CORP See All Filings	D/A	2013-11-21 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers MICHAEL JOSEPH COIRO and ROBERT EDWARD POWELL CIK Number 0001277902 Filed Document 0001277902-13-000005 Exclusions or Exemptions 506c Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D/A Industry Commercial Banking Principal Place of Business WEST VIRGINIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Shadow Tree Income Fund A LP See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591640 Filed Document 0001591640-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gamzio Mobile, Inc. See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001391798 Filed Document 0001448051-13-000021 Exclusions or Exemptions 506c Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Debt
Gettin The Band Back on Broadway Ltd Liability Co See All Filings	D	2013-11-21 00:00:00 UTC
Amount To Be Raised $9,500,000 Associated Brokers / Dealers N/A CIK Number 0001592512 Filed Document 0001592512-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Cypress Income Fund II, LLC See All Filings	D/A	2013-11-20 00:00:00 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers N/A CIK Number 0001586251 Filed Document 0001586251-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
BlackRock Brewers See All Filings	D	2013-11-20 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001592341 Filed Document 0001592341-13-000001 Exclusions or Exemptions 505 and 506c Accepted Date 2013-11-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Pzena Emerging Markets Focused Value Fund (GT) a separate investment fund of Pzena Value Group Trust See All Filings	D	2013-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592345 Filed Document 0001393725-13-000098 Exclusions or Exemptions 506c Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Consumer Brands, LLC See All Filings	D	2013-11-19 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001548204 Filed Document 0001548204-13-000002 Exclusions or Exemptions 505 and 506c Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BAY WEST HOLDINGS LLC See All Filings	D	2013-11-19 00:00:00 UTC
Amount To Be Raised $28,310,000 Associated Brokers / Dealers N/A CIK Number 0001591701 Filed Document 0001591701-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Red Shark, LLC See All Filings	D	2013-11-19 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Red Shark, LLC CIK Number 0001585044 Filed Document 0001585044-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SI Canyon Investor, LLC See All Filings	D	2013-11-19 00:00:00 UTC
Amount To Be Raised $1,590,000 Associated Brokers / Dealers N/A CIK Number 0001592358 Filed Document 0001592358-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Glenville Capital Partners, L.P. See All Filings	D/A	2013-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001400268 Filed Document 0001400268-13-000004 Exclusions or Exemptions 506c Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BDC Fund II, LP See All Filings	D/A	2013-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Diron M. Tappin CIK Number 0001478053 Filed Document 0001095449-13-000127 Exclusions or Exemptions 506c Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MITY ENTERPRISES INC See All Filings	D	2013-11-19 00:00:00 UTC
Amount To Be Raised $385,000 Associated Brokers / Dealers N/A CIK Number 0000921030 Filed Document 0000921030-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Simplex Value Up Trust See All Filings	D/A	2013-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers IVP Capital LLC CIK Number 0001562445 Filed Document 0001562445-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ALGEBRAIX DATA CORP See All Filings	D	2013-11-19 00:00:00 UTC
Amount To Be Raised $22,000,000 Associated Brokers / Dealers ZACKS & COMPANY and JMP SECURITIES LLC CIK Number 0001318533 Filed Document 0001318533-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ballinger Fund LLC See All Filings	D/A	2013-11-19 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001582388 Filed Document 0001582388-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets $$1 - $5,000,000 Type of Security Debt
Axis Health, Inc. See All Filings	D	2013-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589099 Filed Document 0001589099-13-000004 Exclusions or Exemptions 506c Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
AL-MakeSpace-Fund, LLC See All Filings	D	2013-11-19 00:00:00 UTC
Amount To Be Raised $325,000 Associated Brokers / Dealers N/A CIK Number 0001592362 Filed Document 0001592362-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund