|
|
D |
2013-12-16 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/a
- CIK Number
- 0001594231
- Filed Document
- 0001594231-13-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-12-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2013-12-16 00:00:00 UTC |
- Amount To Be Raised
- $200,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001593383
- Filed Document
- 0001593383-13-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-12-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-12-16 00:00:00 UTC |
- Amount To Be Raised
- $6,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001557005
- Filed Document
- 0001557005-13-000005
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-12-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- UTAH
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2013-12-16 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- None
- CIK Number
- 0001570092
- Filed Document
- 0001570092-13-000006
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-12-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2013-12-16 00:00:00 UTC |
- Amount To Be Raised
- $45,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001594367
- Filed Document
- 0001594367-13-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-12-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-12-16 00:00:00 UTC |
- Amount To Be Raised
- $790,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001594343
- Filed Document
- 0001594343-13-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-12-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-12-13 00:00:00 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001594185
- Filed Document
- 0001594185-13-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-12-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2013-12-13 00:00:00 UTC |
- Amount To Be Raised
- $100,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001357671
- Filed Document
- 0001096906-13-001865
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-12-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2013-12-13 00:00:00 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001022097
- Filed Document
- 0000909012-13-000459
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-12-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D/A |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001589198
- Filed Document
- 0001589198-13-000005
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- $11,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001480983
- Filed Document
- 0001480983-13-000006
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Manufacturing
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Brent Kinetz, David J. Carroll, Ernest T. Baptista, Jr., James A. Cheney, Jerome W. Tisser, and Morey H. Goldberg
- CIK Number
- 0001458492
- Filed Document
- 0001181431-13-062539
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- $130,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001557640
- Filed Document
- 0001557640-13-000003
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Various Agents, Jeremiah J. Reen, Jr., Various Agents, Mendel A. Melzer, Wayne M. Schuh, Various Agents, Mark L. Merlotti, David F. Byers, Jr., Various Agents, Various Agents, and James H. Van Epps
- CIK Number
- 0000937834
- Filed Document
- 0000937834-13-000005
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Insurance
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Andrew A Goldman, Brent Kinetz, Clune J Walsh III, Clune J Walsh Jr, David D Ehlert, David J Carroll, David J Taylor, David W Goldberg, Don E Garlikov, Donald Friedman, Donald Mehlig, Ezra Ripple, Gary Sitzmann, Guy Richard Thomas, H Richard Wehmeier, H Thomas Hollinger, Harry Levitt, J Davis Hunter, James A Cheney, James Davis, James E Cleary, James Kornreich, James Roberson, Jim Clary, John D Becker, John M Barry, John M Barry, John Meisenbach, Jordon R Katz, Lawton Nease, Luther Lockwood, Michael J Kiley, Milton H Cohn, Morey H Goldberg, Paul Silberberg, Peter S Miller, Richard F Swider, Stephen C Brown, Todd Mezrah, Tom Provow, Vernon Holleman III, Brad Morgan, Daniel J Wagner, David W Freely, Stephen Karp, Paul MacCaskill, Gerald I Applefield, Patrick Trammell, David Byers, William Wood, Michael Corrigan, and Richard Snipes
- CIK Number
- 0001132213
- Filed Document
- 0001181431-13-062600
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001588181
- Filed Document
- 0001588181-13-000004
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MISSOURI
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- John Ramsey, Donald Friedman, David Gagnon, Michael Corrigan, Daniel Wagner, William Granville, William Borchert, James Cheney, Todd Mezrah, William Solfisburg, Stephen Kaufman, Richard Melnick, Carlos Huerta, Jeffrey Davis, James Wagner, Gus Comiskey, Daryl Brockman, Raymond Layman, Kevin Conley, Glenn Blackwood, Jason Prather, Robert Leeper, Stephen Whipple, David Larson, Thomas Lynch, Bobby Whitfield Jr, Wayne Cravens, Jose Garza, Jeremy Knobel, Michael Layne, James R. Cole, Judson Gray Teekell, David Byers, Joseph Crea, David Emery, Wesley Caudell, Stephen Coale, Steven Goldberg, Bennett Meyer, John Ellis, Richard Boothby, Richard Brock, David Soczek, Robert J. Kozloski II, Mero Capo, Michael Nolan, Jay Petty, Robert M Rushing, Matthew Henebry, John Sproule, Mark Duder, John Pesh, Albert Schiff, Louis Moore, Andy Roller, Todd Andritsch, Steven Cochlan, Alan Meltzer, Matthew E Schiff, Michael Bremer, Lynn Butkus, Ronald Paulseen, Aeramy Paulseen, Karl Marzocchi, Everett Noack, William Chatfield, Brian Sheldon, Bryant Kirk, J. Dave Hunter, Gerald Middel, Cameron McElhany, Arnold Winick, Joseph Kelly, Charles Provow, Richard Deutsch, Donald Curristan, John Moreno, Lon P. Haines, Andrew Roquet, Ronald Krizek, Scott Krizek, Bruce Bauer, Michael Downey, Richard J Brock, George Diamantis, Mark Wilson, Louis C. Ciliberti, Richard Brock, James Cheney, Mark W. Boomgaarden, Douglas P. Dreyer, Scott Richardson, PAUL E. EVANS, and DAVID A. SOCZEK
- CIK Number
- 0001452178
- Filed Document
- 0001181431-13-062602
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- James A. Cheney
- CIK Number
- 0001458491
- Filed Document
- 0001181431-13-062537
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
John Hancock Life Insurance Co (U.S.A.) Separate Account PPM1-T
See All Filings
|
D/A |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Brent Kinetz, Campbell Gerrish, Michael L. Silverberg, Milton H. Cohn, Michael Padon, Vernon Holleman III, Richard J. Chaffee, Kevin Bachler, Clune J. Walsh, Jr., Guy Richard Thomas, Michael Liebeskind, Eric Naison-Phillips, Gary Sitzmann, Edward C. Houghton, IV, and David Wexler
- CIK Number
- 0001458488
- Filed Document
- 0001181431-13-062599
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Dan Toney, David Byers, Gary Sitzmann, Guy Richard Thomas, James A. Cheney, James M. Pollock, John D. Becker, Patrick Trammell, and William Wood
- CIK Number
- 0001143982
- Filed Document
- 0001181431-13-062570
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001594156
- Filed Document
- 0001594156-13-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-12-11 00:00:00 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001594278
- Filed Document
- 0001594278-13-000001
- Exclusions or Exemptions
- 505 and 506c
- Accepted Date
- 2013-12-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-12-11 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001593818
- Filed Document
- 0001593818-13-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-12-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-12-11 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Moon Capital Management
- CIK Number
- 0001410588
- Filed Document
- 0001410588-13-000003
- Exclusions or Exemptions
- 505 and 506c
- Accepted Date
- 2013-12-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-12-11 00:00:00 UTC |
- Amount To Be Raised
- $8,350,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001593970
- Filed Document
- 0001593970-13-000001
- Exclusions or Exemptions
- 505 and 506c
- Accepted Date
- 2013-12-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-12-11 00:00:00 UTC |
- Amount To Be Raised
- $6,900,000
- Associated Brokers / Dealers
- Cunningham Energy, LLC
- CIK Number
- 0001510366
- Filed Document
- 0001510366-13-000018
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-12-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- WEST VIRGINIA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Mineral Property
|
|
|
D/A |
2013-12-11 00:00:00 UTC |
- Amount To Be Raised
- $25,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001579825
- Filed Document
- 0001543004-13-000004
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-12-11 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Commercial
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2013-12-11 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Samuel Jacobs
- CIK Number
- 0000937834
- Filed Document
- 0000937834-13-000004
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-12-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Insurance
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2013-12-11 00:00:00 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- Arjent LLC
- CIK Number
- 0001593466
- Filed Document
- 0001593466-13-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-12-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Energy
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-12-11 00:00:00 UTC |
- Amount To Be Raised
- $175,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001411730
- Filed Document
- 0001085037-13-000192
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-12-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Energy
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-12-10 00:00:00 UTC |
- Amount To Be Raised
- $197,575
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001539014
- Filed Document
- 0001539014-13-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-12-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Energy
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-12-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Various Agents
- CIK Number
- 0001030011
- Filed Document
- 0001030011-13-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-12-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Insurance
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2013-12-10 00:00:00 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001022097
- Filed Document
- 0000909012-13-000458
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-12-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D |
2013-12-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001585929
- Filed Document
- 0001585929-13-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-12-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- SOUTH CAROLINA
- Revenue or Assets
- $No Aggregate Net Asset Value
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-12-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Various Agents, Eric D. Wittenmyer, Various Agents, Glenn A. Fishman, John A. Whittemore, Myrteel M. Ward, Donald G. Petrie, Carl S. Feen, Gary B. Block, and Various Agents
- CIK Number
- 0000728240
- Filed Document
- 0000728240-13-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-12-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Insurance
- Principal Place of Business
- MISSOURI
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2013-12-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Samuel Jacobs and Jennifer H. Macaulay
- CIK Number
- 0001030011
- Filed Document
- 0001030011-13-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-12-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Insurance
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2013-12-09 00:00:00 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001593734
- Filed Document
- 0001593734-13-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-12-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-12-09 00:00:00 UTC |
- Amount To Be Raised
- $1,200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001593844
- Filed Document
- 0001593844-13-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-12-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Mineral Property
|
|
|
D |
2013-12-09 00:00:00 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001529438
- Filed Document
- 0001529438-13-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-12-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2013-12-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001567142
- Filed Document
- 0001567142-13-000003
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-12-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- $$1 - $5,000,000
- Type of Security
- Other
|
|
|
D |
2013-12-06 00:00:00 UTC |
- Amount To Be Raised
- $1,250,000
- Associated Brokers / Dealers
- Peter Merrigan
- CIK Number
- 0001590651
- Filed Document
- 0001590651-13-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-12-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2013-12-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Richard Petty
- CIK Number
- 0001591215
- Filed Document
- 0001591215-13-000004
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-12-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Restaurants
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2013-12-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001591876
- Filed Document
- 0001591876-13-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-12-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-12-06 00:00:00 UTC |
- Amount To Be Raised
- $406,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001591562
- Filed Document
- 0001591562-13-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-12-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-12-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001529717
- Filed Document
- 0001529717-13-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-12-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
|
|
D/A |
2013-12-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001592439
- Filed Document
- 0001592439-13-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-12-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- INDIANA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-12-06 00:00:00 UTC |
- Amount To Be Raised
- $350,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001593696
- Filed Document
- 0001593696-13-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-12-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Travel
- Principal Place of Business
- VERMONT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-12-06 00:00:00 UTC |
- Amount To Be Raised
- $22,249,996
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001302573
- Filed Document
- 0001140361-13-045130
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-12-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-12-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- gary j. harloff
- CIK Number
- 0001593598
- Filed Document
- 0001593598-13-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-12-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-12-06 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001561090
- Filed Document
- 0001561090-13-000006
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-12-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|