Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CENTRAL NEBRASKA XYLEMER BIOPRODUCTS 2014, LLC See All Filings	D	2014-02-20 00:00:00 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001600400 Filed Document 0001600400-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lighthouse Asian Compass Series, A Series of Lighthouse Strategies Fund, LLC See All Filings	D/A	2014-02-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Atlantic Trust Company, SunTrust Banks, Inc., and SunTrust Investment Services, Inc. CIK Number 0001522454 Filed Document 0001555883-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Falcon Global Capital, LP See All Filings	D	2014-02-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600495 Filed Document 0001600495-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LIGHTHOUSE CREDIT OPPORTUNITIES FUND LP See All Filings	D/A	2014-02-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers JP Morgan Securities, Inc., SunTrust Investment Services, Inc., Atlantic Trust Company, and SunTrust Banks, Inc. CIK Number 0001224274 Filed Document 0001555883-14-000007 Exclusions or Exemptions 506c Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Wefunds LLC See All Filings	D/A	2014-02-19 00:00:00 UTC
Amount To Be Raised $45,022 Associated Brokers / Dealers N/A CIK Number 0001600214 Filed Document 0001600214-14-000005 Exclusions or Exemptions 506c Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Wefunds LLC See All Filings	D/A	2014-02-19 00:00:00 UTC
Amount To Be Raised $50,822 Associated Brokers / Dealers N/A CIK Number 0001600214 Filed Document 0001600214-14-000004 Exclusions or Exemptions 506c Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Blackcrane Overseas Alpha Fund See All Filings	D/A	2014-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001561628 Filed Document 0001561628-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $$1 - $5,000,000 Type of Security Equity
RK Mine Finance Fund I Ltd See All Filings	D/A	2014-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457148 Filed Document 0000947871-14-000103 Exclusions or Exemptions 506c Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
DISCUS HOLDINGS LTD See All Filings	D	2014-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591014 Filed Document 0001255294-14-000085 Exclusions or Exemptions 506c Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MALTA Revenue or Assets Decline to Disclose Type of Security Debt
Wefunds LLC See All Filings	D/A	2014-02-19 00:00:00 UTC
Amount To Be Raised $32,422 Associated Brokers / Dealers N/A CIK Number 0001600214 Filed Document 0001600214-14-000008 Exclusions or Exemptions 506c Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Wefunds LLC See All Filings	D/A	2014-02-19 00:00:00 UTC
Amount To Be Raised $54,822 Associated Brokers / Dealers N/A CIK Number 0001600214 Filed Document 0001600214-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Next Level Ventures Fund I, LLLP See All Filings	D	2014-02-19 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001600653 Filed Document 0001600653-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MINNESOTA Revenue or Assets $No Revenues Type of Security Equity
Wefunds LLC See All Filings	D/A	2014-02-19 00:00:00 UTC
Amount To Be Raised $33,322 Associated Brokers / Dealers N/A CIK Number 0001600214 Filed Document 0001600214-14-000007 Exclusions or Exemptions 506c Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Evolution Real Estate, LLC See All Filings	D	2014-02-19 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers Titan Securities CIK Number 0001600364 Filed Document 0001600364-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Pooled Investment Fund
JAM Partners, LP See All Filings	D	2014-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001501284 Filed Document 0001501284-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Western Reach Real Estate Fund, LLC See All Filings	D/A	2014-02-19 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001560688 Filed Document 0001560688-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Wefunds LLC See All Filings	D/A	2014-02-19 00:00:00 UTC
Amount To Be Raised $43,622 Associated Brokers / Dealers N/A CIK Number 0001600214 Filed Document 0001600214-14-000006 Exclusions or Exemptions 506c Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Enhance Entertainment, LLC See All Filings	D/A	2014-02-19 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001578854 Filed Document 0001560688-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
Hospital for Special Surgery, L.L.C. See All Filings	D	2014-02-19 00:00:00 UTC
Amount To Be Raised $236,500 Associated Brokers / Dealers Hospital for Special Surgery, L.L.C. CIK Number 0001600591 Filed Document 0001600591-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-02-19 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business OKLAHOMA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
5Star Investing Group, LLC See All Filings	D	2014-02-18 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001600428 Filed Document 0001600428-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business INDIANA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
COINSETTER, INC. See All Filings	D/A	2014-02-18 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001595315 Filed Document 0001595315-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Broad Street Real Estate Opportunity Fund, LLC See All Filings	D/A	2014-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001550845 Filed Document 0001550845-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vilas Fund, LP See All Filings	D	2014-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600375 Filed Document 0001600375-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PharmRight Corp See All Filings	D	2014-02-18 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers J. Randall Parker CIK Number 0001600431 Filed Document 0001600431-14-000001 Exclusions or Exemptions 505 and 506c Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business SOUTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Archeio Technologies, LLC See All Filings	D	2014-02-18 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001600183 Filed Document 0001600183-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PAION AG See All Filings	D	2014-02-18 00:00:00 UTC
Amount To Be Raised $4,349,671 Associated Brokers / Dealers Trout Capital LLC CIK Number 0001594923 Filed Document 0001594923-14-000004 Exclusions or Exemptions 506c Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business GERMANY Revenue or Assets Decline to Disclose Type of Security Equity
Wefunds LLC See All Filings	D/A	2014-02-18 00:00:00 UTC
Amount To Be Raised $70,322 Associated Brokers / Dealers N/A CIK Number 0001600214 Filed Document 0001600214-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
NORTHWEST PETROLEUM INC See All Filings	D	2014-02-18 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers Robert Van Etten CIK Number 0000837833 Filed Document 0000837833-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Mineral Property
W North Fund III, L.P. See All Filings	D	2014-02-18 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001599825 Filed Document 0001599825-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
YOU ON DEMAND HOLDINGS, INC. See All Filings	D	2014-02-18 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Chardan Capital Markets LLC CIK Number 0000837852 Filed Document 0001062993-14-000917 Exclusions or Exemptions 506c Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Carbon Cycle Energy, LLC See All Filings	D	2014-02-14 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001600044 Filed Document 0001600044-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Appian Natural Resources Fund LP See All Filings	D/A	2014-02-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Appian Natural Resources Fund LP CIK Number 0001586780 Filed Document 0001586780-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Foot Ally, LLC See All Filings	D	2014-02-14 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001599432 Filed Document 0001599432-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MAST VACATION PARTNERS, INC. See All Filings	D	2014-02-14 00:00:00 UTC
Amount To Be Raised $7,485 Associated Brokers / Dealers N/A CIK Number 0001542857 Filed Document 0001542857-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D Industry Other Travel Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
KINESTRAL TECHNOLOGIES, INC. See All Filings	D	2014-02-14 00:00:00 UTC
Amount To Be Raised $7,085,039 Associated Brokers / Dealers N/A CIK Number 0001531034 Filed Document 0001531034-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Bitco Income Property Fund LLC See All Filings	D/A	2014-02-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548569 Filed Document 0001548569-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$1 - $5,000,000 Type of Security Other
Prism Quant Fund I, LP See All Filings	D	2014-02-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600119 Filed Document 0001600119-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
KINESTRAL TECHNOLOGIES, INC. See All Filings	D	2014-02-14 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001531034 Filed Document 0001531034-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Appian Natural Resources (UST) Fund LP See All Filings	D/A	2014-02-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mercury Capital Advisors LLC CIK Number 0001588529 Filed Document 0001588529-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wefunds LLC See All Filings	D	2014-02-14 00:00:00 UTC
Amount To Be Raised $114,522 Associated Brokers / Dealers N/A CIK Number 0001600214 Filed Document 0001600214-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
ROM3 California LLC See All Filings	D	2014-02-14 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001600001 Filed Document 0001600001-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-02-14 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Other
Vision Fund, L.P. See All Filings	D	2014-02-13 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001600102 Filed Document 0001600102-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Northcreek Mezzanine Fund II, L.P. See All Filings	D/A	2014-02-13 00:00:00 UTC
Amount To Be Raised $55,000,000 Associated Brokers / Dealers N/A CIK Number 0001599943 Filed Document 0001599943-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Bitco Income Property Fund LLC See All Filings	D/A	2014-02-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548569 Filed Document 0001548569-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$1 - $5,000,000 Type of Security Other
Monroe Capital Partners Fund II, LP See All Filings	D	2014-02-13 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001600051 Filed Document 0001600051-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Northcreek Mezzanine Fund II, L.P. See All Filings	D	2014-02-13 00:00:00 UTC
Amount To Be Raised $55,000,000 Associated Brokers / Dealers N/A CIK Number 0001599943 Filed Document 0001599943-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
BTZ Opportunity Fund II, L.P. See All Filings	D	2014-02-13 00:00:00 UTC
Amount To Be Raised $6,950,000 Associated Brokers / Dealers N/A CIK Number 0001598224 Filed Document 0001598224-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Densen Income Fund LLC See All Filings	D/A	2014-02-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539673 Filed Document 0001127855-14-000062 Exclusions or Exemptions 506c Accepted Date 2014-02-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
M&R Wine & Spirits Importers LLC See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers M&R Wine & Spirits Importers LLC CIK Number 0001599973 Filed Document 0001599975-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Oso Simple Technologies, Inc. See All Filings	D/A	2014-02-12 00:00:00 UTC
Amount To Be Raised $1,253,029 Associated Brokers / Dealers N/A CIK Number 0001589298 Filed Document 0001589298-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity