Found 319530 results

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Name Type of Offering Accepted Date
Cardiff Lexington Corp D 2018-07-20 17:33:36
Amount To Be Raised $1,040,000
Associated Brokers / Dealers N/A
CIK Number 0000811222
Filed Document 0001683168-18-001989
Exclusions or Exemptions 506b
Accepted Date 2018-07-20 17:33:36
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business FLORIDA
Revenue or Assets $1,000,001 - $5,000,000
Type of Security Debt
MML Private Placement Investment Co I, LLC D/A 2018-07-20 17:27:43
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001701006
Filed Document 0001323868-18-000022
Exclusions or Exemptions 506b
Accepted Date 2018-07-20 17:27:43
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business TEXAS
Revenue or Assets Decline to Disclose
Type of Security Equity
Morphogenyx Inc D 2018-07-20 17:27:11
Amount To Be Raised $1,000,000
Associated Brokers / Dealers N/A
CIK Number 0001696390
Filed Document 0001696390-18-000001
Exclusions or Exemptions 504
Accepted Date 2018-07-20 17:27:11
Type of Offering D
Industry Biotechnology
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Equity
RIDGE VENTURES IV, L.P. D 2018-07-20 17:23:48
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001716224
Filed Document 0001716224-18-000001
Exclusions or Exemptions 506b
Accepted Date 2018-07-20 17:23:48
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Pulteney Premier Fund, L.P. D/A 2018-07-20 17:22:31
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001604851
Filed Document 0001323868-18-000021
Exclusions or Exemptions 506b
Accepted Date 2018-07-20 17:22:31
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business TEXAS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
SALI Select Series, LP D/A 2018-07-20 17:17:56
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001710702
Filed Document 0001323868-18-000020
Exclusions or Exemptions 506b
Accepted Date 2018-07-20 17:17:56
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business TEXAS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
LION INDUSTRIAL TRUST D/A 2018-07-20 17:16:25
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001212214
Filed Document 0001212214-18-000001
Exclusions or Exemptions 506b
Accepted Date 2018-07-20 17:16:25
Type of Offering D/A
Industry Other Real Estate
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Equity
Neurodyn Cognition Inc. D 2018-07-20 17:14:45
Amount To Be Raised $4,000,000
Associated Brokers / Dealers N/A
CIK Number 0001655923
Filed Document 0001140361-18-033048
Exclusions or Exemptions 506b
Accepted Date 2018-07-20 17:14:45
Type of Offering D
Industry Biotechnology
Offering Tier N/A
Principal Place of Business BRITISH COLUMBIA, CANADA
Revenue or Assets Decline to Disclose
Type of Security Debt
CGMT OP, L.P. D/A 2018-07-20 17:12:35
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001635445
Filed Document 0001635445-18-000002
Exclusions or Exemptions 506b
Accepted Date 2018-07-20 17:12:35
Type of Offering D/A
Industry Other Real Estate
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Equity
SALI Multi-Series Fund IX,LP D/A 2018-07-20 17:12:27
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001716446
Filed Document 0001323868-18-000019
Exclusions or Exemptions 506b
Accepted Date 2018-07-20 17:12:27
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business TEXAS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
IRG Sandrock Holdings LP D 2018-07-20 17:10:39
Amount To Be Raised $4,000,000
Associated Brokers / Dealers N/A
CIK Number 0001747729
Filed Document 0001747729-18-000001
Exclusions or Exemptions 506b
Accepted Date 2018-07-20 17:10:39
Type of Offering D
Industry Commercial
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Equity
Clarion Gables Multifamily Trust, L.P. D/A 2018-07-20 17:08:54
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001635423
Filed Document 0001635423-18-000002
Exclusions or Exemptions 506b
Accepted Date 2018-07-20 17:08:54
Type of Offering D/A
Industry Other Real Estate
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Equity
Clarion Gables Multifamily Trust Parallel Fund, L.P. D/A 2018-07-20 17:05:06
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001712530
Filed Document 0001712530-18-000001
Exclusions or Exemptions 506b
Accepted Date 2018-07-20 17:05:06
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Equity
Capstak, Inc. D 2018-07-20 17:03:35
Amount To Be Raised $90,000
Associated Brokers / Dealers N/A
CIK Number 0001648527
Filed Document 0001014108-18-000167
Exclusions or Exemptions 506b
Accepted Date 2018-07-20 17:03:35
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business COLORADO
Revenue or Assets Decline to Disclose
Type of Security Equity
SALI Multi-Series Fund VII, L.P. D/A 2018-07-20 17:01:03
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001666726
Filed Document 0001323868-18-000018
Exclusions or Exemptions 506b
Accepted Date 2018-07-20 17:01:03
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business TEXAS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
SALI Multi-Series Fund VI, L.P. D/A 2018-07-20 16:56:45
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001627136
Filed Document 0001323868-18-000017
Exclusions or Exemptions 506b
Accepted Date 2018-07-20 16:56:45
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business TEXAS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Kypha Inc. D 2018-07-20 16:55:02
Amount To Be Raised $950,000
Associated Brokers / Dealers N/A
CIK Number 0001539371
Filed Document 0001539371-18-000003
Exclusions or Exemptions 506b
Accepted Date 2018-07-20 16:55:02
Type of Offering D
Industry Other Health Care
Offering Tier N/A
Principal Place of Business MISSOURI
Revenue or Assets Decline to Disclose
Type of Security Equity
Kush Bottles, Inc. D 2018-07-20 16:52:24
Amount To Be Raised $2,966,667
Associated Brokers / Dealers N/A
CIK Number 0001604627
Filed Document 0001144204-18-039169
Exclusions or Exemptions 506b
Accepted Date 2018-07-20 16:52:24
Type of Offering D
Industry Manufacturing
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets $5,000,001 - $25,000,000
Type of Security Equity
SALI Multi-Series Fund V, L.P. D/A 2018-07-20 16:51:16
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001700474
Filed Document 0001323868-18-000016
Exclusions or Exemptions 506b
Accepted Date 2018-07-20 16:51:16
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business TEXAS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
SALI Multi-Series Fund IV, L.P. D/A 2018-07-20 16:44:47
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001560003
Filed Document 0001323868-18-000015
Exclusions or Exemptions 506b
Accepted Date 2018-07-20 16:44:47
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business TEXAS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
SALI Multi-Series Fund II 3(c)(1), L.P. D/A 2018-07-20 16:39:35
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001470222
Filed Document 0001323868-18-000014
Exclusions or Exemptions 506b
Accepted Date 2018-07-20 16:39:35
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business TEXAS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
SALI Multi-Series Fund, L.P. D/A 2018-07-20 16:35:37
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001323868
Filed Document 0001323868-18-000013
Exclusions or Exemptions 506b
Accepted Date 2018-07-20 16:35:37
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business TEXAS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
LOCUS BIOSCIENCES, INC. D 2018-07-20 16:35:17
Amount To Be Raised $7,000,000
Associated Brokers / Dealers N/A
CIK Number 0001664639
Filed Document 0001664639-18-000001
Exclusions or Exemptions 506b
Accepted Date 2018-07-20 16:35:17
Type of Offering D
Industry Biotechnology
Offering Tier N/A
Principal Place of Business NORTH CAROLINA
Revenue or Assets Decline to Disclose
Type of Security Equity
Cedar Park Surgery Center, LLC D 2018-07-20 16:22:11
Amount To Be Raised $234,000
Associated Brokers / Dealers N/A
CIK Number 0001498399
Filed Document 0001124559-18-000002
Exclusions or Exemptions 506b
Accepted Date 2018-07-20 16:22:11
Type of Offering D
Industry Other Health Care
Offering Tier N/A
Principal Place of Business TEXAS
Revenue or Assets Decline to Disclose
Type of Security Equity
SimuSolar, Inc. D/A 2018-07-20 16:18:04
Amount To Be Raised $1,100,000
Associated Brokers / Dealers N/A
CIK Number 0001643231
Filed Document 0001643231-18-000001
Exclusions or Exemptions 506b
Accepted Date 2018-07-20 16:18:04
Type of Offering D/A
Industry Other Energy
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets $1 - $1,000,000
Type of Security Debt
WI Oak Tree LLC D 2018-07-20 16:07:32
Amount To Be Raised $1,240,000
Associated Brokers / Dealers N/A
CIK Number 0001747690
Filed Document 0001747690-18-000001
Exclusions or Exemptions 506b
Accepted Date 2018-07-20 16:07:32
Type of Offering D
Industry Residential
Offering Tier N/A
Principal Place of Business MISSOURI
Revenue or Assets Decline to Disclose
Type of Security Equity
MacKay Shields Floating Rate High Yield Portfolio, a sub-fund of Plainview Funds plc D/A 2018-07-20 16:07:23
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001609117
Filed Document 0001140361-18-033023
Exclusions or Exemptions 506b
Accepted Date 2018-07-20 16:07:23
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business IRELAND
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
RMS Evergreen US Forestland Fund LP D 2018-07-20 16:06:22
Amount To Be Raised $82,259,005
Associated Brokers / Dealers N/A
CIK Number 0001635382
Filed Document 0001635382-18-000002
Exclusions or Exemptions 506b
Accepted Date 2018-07-20 16:06:22
Type of Offering D
Industry Other Real Estate
Offering Tier N/A
Principal Place of Business ALABAMA
Revenue or Assets Decline to Disclose
Type of Security Equity
DEFINEDCROWD Corp D 2018-07-20 16:06:08
Amount To Be Raised $11,876,140
Associated Brokers / Dealers N/A
CIK Number 0001684322
Filed Document 0001684322-18-000001
Exclusions or Exemptions 506b
Accepted Date 2018-07-20 16:06:08
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business WASHINGTON
Revenue or Assets Decline to Disclose
Type of Security Equity
Laiki Inc D 2018-07-20 16:05:40
Amount To Be Raised $712,162
Associated Brokers / Dealers N/A
CIK Number 0001747025
Filed Document 0001747025-18-000001
Exclusions or Exemptions 506b
Accepted Date 2018-07-20 16:05:40
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Equity
MacKay Shields Core Plus Opportunities Portfolio, a sub-fund of Plainview Funds plc D/A 2018-07-20 16:03:46
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001609116
Filed Document 0001140361-18-033019
Exclusions or Exemptions 506b
Accepted Date 2018-07-20 16:03:46
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business IRELAND
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
Mirth Provisions, Inc. D 2018-07-20 16:03:41
Amount To Be Raised $7,500,000
Associated Brokers / Dealers N/A
CIK Number 0001688732
Filed Document 0001688732-18-000002
Exclusions or Exemptions 506b
Accepted Date 2018-07-20 16:03:41
Type of Offering D
Industry Other
Offering Tier N/A
Principal Place of Business WASHINGTON
Revenue or Assets Decline to Disclose
Type of Security Equity
GenBanc, Inc. D 2018-07-20 16:03:37
Amount To Be Raised $475,750
Associated Brokers / Dealers N/A
CIK Number 0001744055
Filed Document 0001209191-18-043447
Exclusions or Exemptions 504
Accepted Date 2018-07-20 16:03:37
Type of Offering D
Industry Commercial Banking
Offering Tier N/A
Principal Place of Business OHIO
Revenue or Assets $5,000,001 - $25,000,000
Type of Security Equity
CAIPA MSO, LLC D 2018-07-20 15:58:30
Amount To Be Raised $5,100,000
Associated Brokers / Dealers N/A
CIK Number 0001747703
Filed Document 0001747703-18-000001
Exclusions or Exemptions 506b
Accepted Date 2018-07-20 15:58:30
Type of Offering D
Industry Other Health Care
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets No Revenues
Type of Security Equity
QUANTM.ONE INC D/A 2018-07-20 15:57:27
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001735613
Filed Document 0001746674-18-000002
Exclusions or Exemptions 506b
Accepted Date 2018-07-20 15:57:27
Type of Offering D/A
Industry Other Real Estate
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets No Revenues
Type of Security Other
Bin1 ATE, LLC D 2018-07-20 15:44:57
Amount To Be Raised $2,000,000
Associated Brokers / Dealers N/A
CIK Number 0001530001
Filed Document 0001530001-18-000004
Exclusions or Exemptions 506b
Accepted Date 2018-07-20 15:44:57
Type of Offering D
Industry Computers
Offering Tier N/A
Principal Place of Business MASSACHUSETTS
Revenue or Assets No Revenues
Type of Security Equity
DeskViz Inc. D 2018-07-20 15:36:22
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001746992
Filed Document 0001746992-18-000001
Exclusions or Exemptions 506b
Accepted Date 2018-07-20 15:36:22
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business OHIO
Revenue or Assets Decline to Disclose
Type of Security Equity
MacKay Shields Unconstrained Bond Portfolio, a sub-fund of Plainview Funds plc D/A 2018-07-20 15:35:37
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001609154
Filed Document 0001140361-18-033002
Exclusions or Exemptions 506b
Accepted Date 2018-07-20 15:35:37
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business IRELAND
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
PLIANT THERAPEUTICS, INC. D/A 2018-07-20 15:31:32
Amount To Be Raised $62,148,314
Associated Brokers / Dealers N/A
CIK Number 0001746473
Filed Document 0001746473-18-000003
Exclusions or Exemptions 506b
Accepted Date 2018-07-20 15:31:32
Type of Offering D/A
Industry Biotechnology
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Equity
McNair Diaz Corp D 2018-07-20 15:26:13
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001745692
Filed Document 0001745692-18-000001
Exclusions or Exemptions 506b
Accepted Date 2018-07-20 15:26:13
Type of Offering D
Industry Other Banking and Financial Services
Offering Tier N/A
Principal Place of Business FLORIDA
Revenue or Assets Not Applicable
Type of Security Equity
VIDYO INC D 2018-07-20 15:23:59
Amount To Be Raised $12,129,957
Associated Brokers / Dealers N/A
CIK Number 0001441971
Filed Document 0001441971-18-000003
Exclusions or Exemptions 506b
Accepted Date 2018-07-20 15:23:59
Type of Offering D
Industry Telecommunications
Offering Tier N/A
Principal Place of Business NEW JERSEY
Revenue or Assets Decline to Disclose
Type of Security Equity
Belle Haven Agressive Muni LP D/A 2018-07-20 15:23:57
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001357140
Filed Document 0001357140-18-000003
Exclusions or Exemptions 506b
Accepted Date 2018-07-20 15:23:57
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
MacKay Shields High Yield Crossover Portfolio, a sub-fund of Plainview Funds plc D/A 2018-07-20 15:23:14
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001712335
Filed Document 0001140361-18-032997
Exclusions or Exemptions 506b
Accepted Date 2018-07-20 15:23:14
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business IRELAND
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
EMG Ascent 2016 Equity, LP D/A 2018-07-20 15:22:15
Amount To Be Raised $107,737,660
Associated Brokers / Dealers N/A
CIK Number 0001662180
Filed Document 0001662180-18-000002
Exclusions or Exemptions 506b
Accepted Date 2018-07-20 15:22:15
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business TEXAS
Revenue or Assets Decline to Disclose
Type of Security Pooled Investment Fund
OWENSBORO AMBULATORY SURGICAL FACILITY LTD D 2018-07-20 15:14:45
Amount To Be Raised $95,100
Associated Brokers / Dealers N/A
CIK Number 0001124559
Filed Document 0001124559-18-000001
Exclusions or Exemptions 506b
Accepted Date 2018-07-20 15:14:45
Type of Offering D
Industry Other Health Care
Offering Tier N/A
Principal Place of Business KENTUCKY
Revenue or Assets Decline to Disclose
Type of Security Equity
Daruma Ginkgo Fund, LP D/A 2018-07-20 15:03:40
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001528431
Filed Document 0000919574-18-004854
Exclusions or Exemptions 506b
Accepted Date 2018-07-20 15:03:40
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Equity
healthblock, Inc. D 2018-07-20 14:59:34
Amount To Be Raised $1,600,004
Associated Brokers / Dealers N/A
CIK Number 0001740011
Filed Document 0001740011-18-000002
Exclusions or Exemptions 506b
Accepted Date 2018-07-20 14:59:34
Type of Offering D
Industry Other Health Care
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Equity
Daruma Bodhi Fund, LP D/A 2018-07-20 14:57:32
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001528430
Filed Document 0000919574-18-004852
Exclusions or Exemptions 506b
Accepted Date 2018-07-20 14:57:32
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business NEW YORK
Revenue or Assets Decline to Disclose
Type of Security Equity
Benebay Inc. D 2018-07-20 14:55:23
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001747685
Filed Document 0001747685-18-000001
Exclusions or Exemptions 506b
Accepted Date 2018-07-20 14:55:23
Type of Offering D
Industry Other Technology
Offering Tier N/A
Principal Place of Business FLORIDA
Revenue or Assets Decline to Disclose
Type of Security Equity
ZSX Medical, LLC D 2018-07-20 14:53:19
Amount To Be Raised $1,000,000
Associated Brokers / Dealers N/A
CIK Number 0001668486
Filed Document 0001668486-18-000002
Exclusions or Exemptions 506b
Accepted Date 2018-07-20 14:53:19
Type of Offering D
Industry Biotechnology
Offering Tier N/A
Principal Place of Business PENNSYLVANIA
Revenue or Assets Decline to Disclose
Type of Security Debt