Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Oconee Landing Investors, LLC See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $4,655,000 Associated Brokers / Dealers Bridge Capital Associates, Inc. and Bridge Capital Associates, Inc. CIK Number 0001663175 Filed Document 0001663175-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
Kawa Equities Onshore Feeder Fund, LLC See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001662820 Filed Document 0001398344-16-008746 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Apex Sports Group, LLC See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $615,000 Associated Brokers / Dealers N/A CIK Number 0001553568 Filed Document 0001553568-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
China Rapid Finance Ltd See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $65,000,002 Associated Brokers / Dealers N/A CIK Number 0001346610 Filed Document 0001346610-16-000009 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CHINA Revenue or Assets Decline to Disclose Type of Security Equity
Earnest International Investment Trust Fund See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001546520 Filed Document 0000897069-16-000572 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Reneo Capital LP See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599570 Filed Document 0000902664-16-004697 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CloudMine Inc. See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $2,750,000 Associated Brokers / Dealers N/A CIK Number 0001547495 Filed Document 0001547495-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Adient Health, Inc. See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $70,345 Associated Brokers / Dealers N/A CIK Number 0001461933 Filed Document 0001461933-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CONTRARIAN CAPITAL TRADE CLAIMS L P See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001338475 Filed Document 0000919574-16-008997 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
CONTRARIAN CAPITAL FUND I LP See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel, Nicolaus & Company Incorporated and Peter Herbert Chapman CIK Number 0001022373 Filed Document 0000919574-16-008985 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
GREAT OWL DEVELOPMENT, LTD. See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001662061 Filed Document 0001662061-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Other
BullBag Corp See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001655206 Filed Document 0001655206-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Patch of Land, Inc. See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001590209 Filed Document 0001590209-16-000033 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
EAM Emerging Markets Small Cap Fund, LP See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001662835 Filed Document 0001144204-16-074404 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rennova Health, Inc. See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0000931059 Filed Document 0001019687-16-004716 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Open Square Capital, LLC See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001662214 Filed Document 0001662214-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
LONGTAIL AD SOLUTIONS INC See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $19,999,987 Associated Brokers / Dealers N/A CIK Number 0001421965 Filed Document 0001421965-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PowWow Energy, Inc. See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $1,920,279 Associated Brokers / Dealers N/A CIK Number 0001663029 Filed Document 0001663029-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RIMROCK STRATEGIC INCOME FUND, LTD. See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593108 Filed Document 0001593108-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised $2,402,850 Associated Brokers / Dealers Gregory Giles CIK Number 0001135856 Filed Document 0001135856-16-000369 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Aspect Institutional Diversified Fund See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Agecroft Partners LLC CIK Number 0001605251 Filed Document 0001315863-16-001001 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Petra Pharma Corp See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $10,410,478 Associated Brokers / Dealers N/A CIK Number 0001662118 Filed Document 0001662118-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Zeel Networks, Inc. See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $12,173,532 Associated Brokers / Dealers N/A CIK Number 0001495029 Filed Document 0001495029-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Leschi Station LLC See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $1,650,000 Associated Brokers / Dealers N/A CIK Number 0001662963 Filed Document 0001662963-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Fountainhead Resources LLC See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001653154 Filed Document 0001653154-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business KANSAS Revenue or Assets $Not Applicable Type of Security Equity
RIMROCK LOW VOLATILITY (CAYMAN) FUND, LTD See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539004 Filed Document 0001539004-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SCOPERTA PARTNERS, LP See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629818 Filed Document 0000919574-16-008977 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Alpha JWC Ventures I, L.P. See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660970 Filed Document 0001660970-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
WHI Equity Managers Fund LLC See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001475743 Filed Document 0001475743-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
875 Holdings, LLC See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Tripoint Global Equities, LLC CIK Number 0001651259 Filed Document 0001651259-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
Kennebec Global Opportunities Fund LP See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642819 Filed Document 0001642819-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Reiley Pharmaceuticals, Inc. See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001616308 Filed Document 0001616308-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Aggregate Fund LLC See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629629 Filed Document 0001660956-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sea Products Development LLC See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers none CIK Number 0001662903 Filed Document 0001662903-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Other
FIG Capital Investments, LLC See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570213 Filed Document 0001570213-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
RIMROCK GLOBAL CREDIT (CAYMAN) FUND, LTD. See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629831 Filed Document 0001629831-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AllianzGI Structured Alpha 1000 LLC See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs Execution & Clearing, L.P., Newedge USA LLC, and Barclays Capital, Inc. CIK Number 0001528570 Filed Document 0001528570-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Direct Lending Fund Two L.P. See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628342 Filed Document 0000899140-16-000942 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
KALOBIOS PHARMACEUTICALS INC See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $8,818,000 Associated Brokers / Dealers N/A CIK Number 0001293310 Filed Document 0001144204-16-074405 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Divya's Kitchen LLC See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised $560,000 Associated Brokers / Dealers N/A CIK Number 0001662934 Filed Document 0001662934-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Restaurants Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AllianzGI Structured Alpha 1000 Plus LLC See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs Execution & Clearing, L.P., Newedge USA LLC, and Barclays Capital, Inc. CIK Number 0001555565 Filed Document 0001555565-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Harpoon Medical, Inc. See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001617836 Filed Document 0001140361-16-047087 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Phoenix Nuclear Labs LLC See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001634936 Filed Document 0000897069-16-000573 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Debt
VANTAGE PARTNERS L P See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0000828232 Filed Document 0001140361-16-047917 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Geneius Biotechnology, Inc. See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $2,387,350 Associated Brokers / Dealers Roth Capital Partners CIK Number 0001636098 Filed Document 0001636098-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Lattice Biologics Ltd. See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $8,421,063 Associated Brokers / Dealers N/A CIK Number 0001031020 Filed Document 0001031020-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business ARIZONA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
CFP Opportunity Fund PLC See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623350 Filed Document 0000943663-16-000236 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ohio Awning Equity, LLC See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001662927 Filed Document 0001662927-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
Prodigy Absolute Return Fund, LLC See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001537770 Filed Document 0001537770-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lawton Park Ltd Partners, LP See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630135 Filed Document 0001630135-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund