Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Archeio Technologies, LLC See All Filings	D	2016-01-18 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001600183 Filed Document 0001600183-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
tenKsolar, Inc. See All Filings	D	2016-01-18 00:00:00 UTC
Amount To Be Raised $25,200,000 Associated Brokers / Dealers Piper Jaffray & Co. CIK Number 0001482954 Filed Document 0001482954-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-18 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Epic Extremity, LLC See All Filings	D	2016-01-18 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001664501 Filed Document 0000906318-16-000078 Exclusions or Exemptions 506b Accepted Date 2016-01-18 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Other
Dimensional Funds plc - Global Short-Term Investment Grade Fixed Income Fund See All Filings	D/A	2016-01-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595917 Filed Document 0000945621-16-000377 Exclusions or Exemptions 506b Accepted Date 2016-01-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fully Committed Broadway LLC See All Filings	D	2016-01-18 00:00:00 UTC
Amount To Be Raised $3,250,000 Associated Brokers / Dealers N/A CIK Number 0001664409 Filed Document 0001664409-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Adamant Energy LLC See All Filings	D	2016-01-18 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001648730 Filed Document 0001648730-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-18 00:00:00 UTC Type of Offering D Industry Energy Conservation Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
BioPoly, LLC See All Filings	D	2016-01-18 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001465704 Filed Document 0001465704-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-18 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business INDIANA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Maven Capital Group LP See All Filings	D	2016-01-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671075 Filed Document 0001671075-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
Adaptive Sensory Technology, Inc. See All Filings	D	2016-01-17 00:00:00 UTC
Amount To Be Raised $1,797,972 Associated Brokers / Dealers N/A CIK Number 0001664729 Filed Document 0001664729-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-17 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RAM Fund LLC See All Filings	D	2016-01-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Uhlmann Price Securities CIK Number 0001451325 Filed Document 0001451325-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
HCM CP, LLC See All Filings	D/A	2016-01-15 00:00:00 UTC
Amount To Be Raised $27,420,000 Associated Brokers / Dealers N/A CIK Number 0001657955 Filed Document 0001140361-16-047989 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
GT U.S. QP Fund, LP See All Filings	D/A	2016-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001379739 Filed Document 0001379739-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Two Sigma U.S. Small Cap Core Equity Fund, LP See All Filings	D/A	2016-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001488779 Filed Document 0000919574-16-009376 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GT Institutional Fixed Income Fund, LP See All Filings	D/A	2016-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630498 Filed Document 0001630498-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PackPar Fund See All Filings	D/A	2016-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001503506 Filed Document 0000902664-16-004833 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LMV VICTORY BLOCK G REIT, LLC See All Filings	D	2016-01-15 00:00:00 UTC
Amount To Be Raised $62,500 Associated Brokers / Dealers FIRST LIBERTIES FINANCIAL CIK Number 0001663838 Filed Document 0001663838-16-000017 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Term Fund 2019 See All Filings	D/A	2016-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626614 Filed Document 0001663524-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Two Sigma Risk Premia Fund, LP See All Filings	D/A	2016-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652639 Filed Document 0000919574-16-009357 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GreenOak Asia (USD) Feeder II, LP See All Filings	D/A	2016-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hodes Weill Securities, LLC CIK Number 0001624881 Filed Document 0001315863-16-001035 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FCM FLEXIBLE GLOBAL FUND LP See All Filings	D/A	2016-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001065716 Filed Document 0001066886-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Morgan Notes Fund QP III LLC See All Filings	D	2016-01-15 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001664578 Filed Document 0001664578-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Page Southerland Page, Inc. See All Filings	D/A	2016-01-15 00:00:00 UTC
Amount To Be Raised $3,922,644 Associated Brokers / Dealers N/A CIK Number 0001601446 Filed Document 0001601446-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Alphadyne International (ERISA) Fund, Ltd. See All Filings	D/A	2016-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Karen D. Seitz CIK Number 0001539575 Filed Document 0000919574-16-009390 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GT Fixed Income Fund, LP See All Filings	D/A	2016-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001379742 Filed Document 0001379742-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hvmken, LP See All Filings	D/A	2016-01-15 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001657015 Filed Document 0000943663-16-000240 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Viking Global Opportunities LP See All Filings	D/A	2016-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629480 Filed Document 0000902664-16-004821 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GAMA Select Energy Plus LP See All Filings	D/A	2016-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001341206 Filed Document 0000919574-16-009345 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Empire Capital Partners, L.P. See All Filings	D/A	2016-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Aqueduct Capital Group, LLC and Perkins Fund Marketing, LLC CIK Number 0001170998 Filed Document 0000902664-16-004819 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LMV BLOOMINGTON REIT, LLC See All Filings	D	2016-01-15 00:00:00 UTC
Amount To Be Raised $62,500 Associated Brokers / Dealers FIRST LIBERTIES FINANCIAL CIK Number 0001663850 Filed Document 0001663838-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
EMROSE PARTNERS LP See All Filings	D/A	2016-01-15 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001453586 Filed Document 0000935836-16-000662 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DALTON JAPAN LONG/SHORT (OFFSHORE FEEDER) FUND Ltd. See All Filings	D/A	2016-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001443190 Filed Document 0001144204-16-075975 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SPM Macro Offshore Fund, SPC. on behalf of & for the account of the Real Estate Risk Transfer Segregated Portfolio See All Filings	D	2016-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001662204 Filed Document 0001507943-16-000145 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LMV MILLENIA II REIT, LLC See All Filings	D	2016-01-15 00:00:00 UTC
Amount To Be Raised $62,500 Associated Brokers / Dealers FIRST LIBERTIES FINANCIAL CIK Number 0001663843 Filed Document 0001663838-16-000012 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
DALTON HIGH YIELD MORTGAGE (US FEEDER) FUND LP See All Filings	D/A	2016-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001488632 Filed Document 0001209191-16-091886 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RTO Benefits, LLC See All Filings	D	2016-01-15 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001623564 Filed Document 0001623564-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business KANSAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Jaystreet Technologies, Inc. See All Filings	D	2016-01-15 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001664177 Filed Document 0001664177-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets $No Revenues Type of Security Equity
Jericho Oil Corp See All Filings	D	2016-01-15 00:00:00 UTC
Amount To Be Raised $4,550,000 Associated Brokers / Dealers N/A CIK Number 0001602380 Filed Document 0001602380-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Net Return Fund, LP See All Filings	D/A	2016-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MONNESS CRESPI HARDT & CO., INC. and SAXONY SECURITIES, INC. CIK Number 0001364017 Filed Document 0000919574-16-009333 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Congressional Bancshares, Inc. See All Filings	D	2016-01-15 00:00:00 UTC
Amount To Be Raised $33,370,056 Associated Brokers / Dealers N/A CIK Number 0001663639 Filed Document 0001144204-16-075836 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business MARYLAND Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
CarSaver, Inc. See All Filings	D	2016-01-15 00:00:00 UTC
Amount To Be Raised $17,520,408 Associated Brokers / Dealers N/A CIK Number 0001663809 Filed Document 0001663809-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
MAKENA CAPITAL BLOCKER Y (CAYMAN) LP See All Filings	D/A	2016-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459374 Filed Document 0001459374-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEWPORT ST ELMO II, LLC See All Filings	D/A	2016-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001481059 Filed Document 0001507943-16-000152 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OrphoMed, Inc. See All Filings	D/A	2016-01-15 00:00:00 UTC
Amount To Be Raised $2,816,320 Associated Brokers / Dealers N/A CIK Number 0001650809 Filed Document 0001140361-16-047903 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Phenom People, Inc. See All Filings	D/A	2016-01-15 00:00:00 UTC
Amount To Be Raised $9,418,897 Associated Brokers / Dealers N/A CIK Number 0001657212 Filed Document 0001657212-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
St. Paul Place, Ltd. See All Filings	D/A	2016-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599652 Filed Document 0001566114-16-000074 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gardenia Japan Opportunity Fund, LP See All Filings	D/A	2016-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001567010 Filed Document 0001567010-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Two Sigma Active Extension U.S. Small Cap Equity Fund, LP See All Filings	D/A	2016-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559804 Filed Document 0000919574-16-009371 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Copiapo Partners, LP See All Filings	D/A	2016-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629604 Filed Document 0001629604-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Marnell Management Fund, L.P. See All Filings	D	2016-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001663864 Filed Document 0001663864-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Heritage Apartments VI, LLC See All Filings	D	2016-01-15 00:00:00 UTC
Amount To Be Raised $5,250,000 Associated Brokers / Dealers N/A CIK Number 0001664095 Filed Document 0001079973-16-000751 Exclusions or Exemptions 506b Accepted Date 2016-01-15 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity