Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Deloitte Financial Advisory Services LLP See All Filings	D/A	2016-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590831 Filed Document 0000950172-16-000140 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
DELOITTE & TOUCHE LLP See All Filings	D/A	2016-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001050269 Filed Document 0000950172-16-000138 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
EQUAL EXCHANGE INC See All Filings	D	2016-01-20 00:00:00 UTC
Amount To Be Raised $1,350,000 Associated Brokers / Dealers N/A CIK Number 0000797046 Filed Document 0000797046-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Debt
NV 154 Campanelli, LLC See All Filings	D	2016-01-20 00:00:00 UTC
Amount To Be Raised $7,700,000 Associated Brokers / Dealers N/A CIK Number 0001664800 Filed Document 0001455244-16-000034 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SelfEcho, Inc See All Filings	D/A	2016-01-20 00:00:00 UTC
Amount To Be Raised $830,000 Associated Brokers / Dealers N/A CIK Number 0001627887 Filed Document 0001627887-16-000004 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
ECM Feeder Fund 1 See All Filings	D/A	2016-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570005 Filed Document 0000919574-16-009435 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RiverMeadow Software, Inc. See All Filings	D	2016-01-20 00:00:00 UTC
Amount To Be Raised $10,485,544 Associated Brokers / Dealers N/A CIK Number 0001548284 Filed Document 0001548284-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
KIIO INC. See All Filings	D	2016-01-20 00:00:00 UTC
Amount To Be Raised $1,350,000 Associated Brokers / Dealers N/A CIK Number 0001565663 Filed Document 0000892712-16-001250 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Debt
Bluevine Capital, Inc. See All Filings	D	2016-01-20 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001585220 Filed Document 0001585220-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PARKERVISION INC See All Filings	D	2016-01-19 00:00:00 UTC
Amount To Be Raised $2,113,000 Associated Brokers / Dealers N/A CIK Number 0000914139 Filed Document 0001094891-16-000400 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Lakewood Capital Offshore Fund, Ltd. See All Filings	D/A	2016-01-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. MORGAN SECURITIES LLC CIK Number 0001409720 Filed Document 0000919574-16-009415 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Hopkins Western Fund LLC See All Filings	D/A	2016-01-19 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001335549 Filed Document 0001335549-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IDAHO Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Debt
SoftTech VC V, L.P. See All Filings	D	2016-01-19 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001663698 Filed Document 0001663698-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
VIC Technology Venture Development, LLC See All Filings	D/A	2016-01-19 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/a CIK Number 0001219639 Filed Document 0001219639-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Newstone Capital Partners III, L.P. See All Filings	D	2016-01-19 00:00:00 UTC
Amount To Be Raised $800,000,000 Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001661108 Filed Document 0001661108-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
ESSA Pharma Inc. See All Filings	D	2016-01-19 00:00:00 UTC
Amount To Be Raised $14,999,992 Associated Brokers / Dealers Canaccord Genuity Inc., Bloom Burton & Co., and Roth Capital Partners, LLC CIK Number 0001633932 Filed Document 0000950172-16-000137 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
SWFL, Inc. See All Filings	D	2016-01-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001585413 Filed Document 0001585413-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Tilden Park Liquid Mortgage Fund LP See All Filings	D/A	2016-01-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595345 Filed Document 0000950142-16-002847 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BROOKWOOD PHILADELPHIA INVESTOR CO-INVESTMENT BLOCKER, LLC See All Filings	D/A	2016-01-19 00:00:00 UTC
Amount To Be Raised $3,200,000 Associated Brokers / Dealers N/A CIK Number 0001651180 Filed Document 0001140361-16-048026 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Taconic Distillery, LLC See All Filings	D/A	2016-01-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653864 Filed Document 0001653864-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Naritiv, Inc. See All Filings	D	2016-01-19 00:00:00 UTC
Amount To Be Raised $6,336,328 Associated Brokers / Dealers N/A CIK Number 0001664006 Filed Document 0001664006-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LMV M TOWER REIT, LLC See All Filings	D/A	2016-01-19 00:00:00 UTC
Amount To Be Raised $62,500 Associated Brokers / Dealers FIRST LIBERTIES FINANCIAL CIK Number 0001663844 Filed Document 0001663835-16-000011 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
LMV ATOWN REIT, LLC See All Filings	D/A	2016-01-19 00:00:00 UTC
Amount To Be Raised $62,500 Associated Brokers / Dealers FIRST LIBERTIES FINANCIAL CIK Number 0001663851 Filed Document 0001663835-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Orchard Landmark II LP See All Filings	D	2016-01-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657757 Filed Document 0001657757-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Monegraph, Inc. See All Filings	D	2016-01-19 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001634636 Filed Document 0001634636-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
DELOITTE & TOUCHE LLP See All Filings	D	2016-01-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001050269 Filed Document 0000950172-16-000132 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
LMV VALLAGIO III REIT, LLC See All Filings	D/A	2016-01-19 00:00:00 UTC
Amount To Be Raised $62,500 Associated Brokers / Dealers FIRST LIBERTIES FINANCIAL CIK Number 0001663839 Filed Document 0001663835-16-000016 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Heartland Investment Partners, LLC See All Filings	D	2016-01-19 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001664125 Filed Document 0001664125-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business IOWA Revenue or Assets $No Revenues Type of Security Equity
Heavenquest, LLC See All Filings	D	2016-01-19 00:00:00 UTC
Amount To Be Raised $1,225,000 Associated Brokers / Dealers N/A CIK Number 0001664058 Filed Document 0001664058-16-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Brightstone Oakwood Investors LLC See All Filings	D	2016-01-19 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001663696 Filed Document 0001663696-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MV VC Fund V LLC See All Filings	D/A	2016-01-19 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace Inc. CIK Number 0001639011 Filed Document 0001639011-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
MV Startup Fund XXV LLC See All Filings	D/A	2016-01-19 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace Inc. CIK Number 0001630994 Filed Document 0001630994-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
LMV EDINA REIT, LLC See All Filings	D/A	2016-01-19 00:00:00 UTC
Amount To Be Raised $62,500 Associated Brokers / Dealers FIRST LIBERTIES FINANCIAL CIK Number 0001663846 Filed Document 0001663835-16-000009 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Alight Capital Onshore Fund, L.P. See All Filings	D/A	2016-01-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630011 Filed Document 0001630011-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Warberg CA Fund LP See All Filings	D	2016-01-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001662914 Filed Document 0001664051-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
iAlt Terra Clera, LP See All Filings	D	2016-01-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653062 Filed Document 0001144204-16-075982 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HGI BSW Fund V, LLC See All Filings	D	2016-01-19 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001664014 Filed Document 0001664004-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
MV Startup Fund XXVIII LLC See All Filings	D	2016-01-19 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace Inc. CIK Number 0001651230 Filed Document 0001651230-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
GLOBAL VELOCITY INC See All Filings	D	2016-01-19 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001276487 Filed Document 0001276487-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Northwood Real Estate Co-Investors TE LP See All Filings	D/A	2016-01-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC and UBS Securities LLC CIK Number 0001412705 Filed Document 0001412705-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CQS ABS Feeder Fund, LP See All Filings	D/A	2016-01-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001537122 Filed Document 0001537122-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Northwood Real Estate Partners 2012 LP See All Filings	D/A	2016-01-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC and UBS Securities LLC CIK Number 0001567157 Filed Document 0001567157-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RST Holdings, LLC See All Filings	D/A	2016-01-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539704 Filed Document 0001539704-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business PENNSYLVANIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Falcon Fund See All Filings	D	2016-01-19 00:00:00 UTC
Amount To Be Raised $454,832 Associated Brokers / Dealers N/A CIK Number 0001659071 Filed Document 0001659071-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Danville Riverside Partners, LLC See All Filings	D	2016-01-19 00:00:00 UTC
Amount To Be Raised $1,675,000 Associated Brokers / Dealers N/A CIK Number 0001664001 Filed Document 0001664001-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
AGRISCIENCE, INC. / DE See All Filings	D/A	2016-01-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638442 Filed Document 0001638442-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
ASCEND PARTNERS FUND I, LTD. See All Filings	D/A	2016-01-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a and n/a CIK Number 0001140329 Filed Document 0001405086-16-000334 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Prologis USLV SubREIT 2, LLC See All Filings	D	2016-01-19 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Patrick J. Whelchel, Lori Mayfield, Scott Harrison, and Phyllis J. Beck CIK Number 0001664163 Filed Document 0001664163-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
NSV 2016 Opportunities Fund (Offshore), L.P. See All Filings	D	2016-01-19 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001664053 Filed Document 0001664053-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Acustom Apparel, Inc. See All Filings	D	2016-01-19 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001661741 Filed Document 0001661741-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-19 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity