Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Kane Street Long LP See All Filings	D/A	2016-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FAR HILLS GROUP, LLC CIK Number 0001579354 Filed Document 0000919574-16-009490 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CAVU Venture Partners I, LP See All Filings	D/A	2016-01-21 00:00:00 UTC
Amount To Be Raised $155,975,000 Associated Brokers / Dealers N/A CIK Number 0001648447 Filed Document 0001648447-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GiveGab, Inc. See All Filings	D	2016-01-21 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001569039 Filed Document 0001569039-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
OncoTelic Inc. See All Filings	D	2016-01-21 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001665938 Filed Document 0001010549-16-000474 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
Highclere International Investors Emerging Markets SMID Fund See All Filings	D/A	2016-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598032 Filed Document 0001393725-16-000149 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Highclere International Investors SMID Fund See All Filings	D/A	2016-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456980 Filed Document 0001393725-16-000151 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BELLFAST GLEN INVESTMENTS LLC See All Filings	D	2016-01-21 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001664563 Filed Document 0001664563-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Willis Importing LLC See All Filings	D/A	2016-01-21 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers Westlake Securities, LLC CIK Number 0001657372 Filed Document 0001657372-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
A-CUS-18-Fund, a series of AngelList-Seedcamp-Funds, LLC See All Filings	D	2016-01-21 00:00:00 UTC
Amount To Be Raised $242,500 Associated Brokers / Dealers N/A CIK Number 0001664325 Filed Document 0001664325-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Briarwood Capital Partners LP See All Filings	D/A	2016-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595456 Filed Document 0001595456-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EXT Acquisitions, Inc. See All Filings	D	2016-01-21 00:00:00 UTC
Amount To Be Raised $12,030,775 Associated Brokers / Dealers N/A CIK Number 0001598192 Filed Document 0001598192-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MINERVA GROUP L P See All Filings	D/A	2016-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001214692 Filed Document 0001214692-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
VANEDGE CAPITAL II LIMITED PARTNERSHIP See All Filings	D	2016-01-21 00:00:00 UTC
Amount To Be Raised $144,253,309 Associated Brokers / Dealers N/A CIK Number 0001663500 Filed Document 0001013594-16-000672 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
VICTORIA ENERGY CORP See All Filings	D	2016-01-21 00:00:00 UTC
Amount To Be Raised $75,000 Associated Brokers / Dealers N/A CIK Number 0001329327 Filed Document 0001329327-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Pivot Bio, Inc. See All Filings	D	2016-01-21 00:00:00 UTC
Amount To Be Raised $15,021,508 Associated Brokers / Dealers N/A CIK Number 0001623627 Filed Document 0001623627-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Randolph Acquisitions, Inc. See All Filings	D	2016-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers none CIK Number 0001634423 Filed Document 0001021432-16-001059 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
Downtown Fargo Real Estate Fund I, LLC See All Filings	D/A	2016-01-21 00:00:00 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001629961 Filed Document 0001629961-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Midtown Financial Ltd. See All Filings	D	2016-01-21 00:00:00 UTC
Amount To Be Raised $9,093,000 Associated Brokers / Dealers N/A CIK Number 0001664411 Filed Document 0001014108-16-000351 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-01-21 00:00:00 UTC
Amount To Be Raised $17,118,675 Associated Brokers / Dealers James Bosley CIK Number 0001135856 Filed Document 0001135856-16-000404 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
KYMETA Corp See All Filings	D	2016-01-21 00:00:00 UTC
Amount To Be Raised $62,432,721 Associated Brokers / Dealers N/A CIK Number 0001580860 Filed Document 0001140361-16-048402 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-01-21 00:00:00 UTC
Amount To Be Raised $23,772,693 Associated Brokers / Dealers Donald Tippett CIK Number 0001135856 Filed Document 0001135856-16-000409 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-01-21 00:00:00 UTC
Amount To Be Raised $12,415,516 Associated Brokers / Dealers Donald Harrington and Scott Seibel CIK Number 0001135856 Filed Document 0001135856-16-000411 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Moelis Steele Creek Opportunity Fund I LP See All Filings	D/A	2016-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596509 Filed Document 0000902664-16-004952 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fintan Investments Ltd See All Filings	D/A	2016-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Thomas Weisel Partners, LLC CIK Number 0001325829 Filed Document 0000905718-16-001083 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pharmacy Portfolio VIII DST See All Filings	D/A	2016-01-21 00:00:00 UTC
Amount To Be Raised $12,835,947 Associated Brokers / Dealers Peter D. Fisher, Tomas J. Velken, Stacey J. Morimoto, Troy Thomas, Joral T. Schmalle, Robert R. Tweed, Leslie A. Cannon, William S. Sheehan, Robert R. Smith, Joseph M. Insalaco, Rocco A. Cortese, Jeffrey B. Baker, Matthew R. Schanz, Adam J. Bryan, Bobby L. Glass, Joseph A.Nugent, and Francis R. Bowen CIK Number 0001656719 Filed Document 0001656719-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Halona Investments LP See All Filings	D	2016-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001663918 Filed Document 0001663918-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BUTLER & 40TH, LLC See All Filings	D	2016-01-21 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001664202 Filed Document 0001664202-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business INDIANA Revenue or Assets $No Revenues Type of Security Equity
Kane Street Fund LP See All Filings	D/A	2016-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FAR HILLS GROUP, LLC CIK Number 0001466623 Filed Document 0000919574-16-009488 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
OC 532 Offshore Fund, Ltd. See All Filings	D/A	2016-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001413315 Filed Document 0001413315-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Amicus Southwest, LLC See All Filings	D	2016-01-21 00:00:00 UTC
Amount To Be Raised $75,000 Associated Brokers / Dealers N/A CIK Number 0001664617 Filed Document 0001664617-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business ALABAMA Revenue or Assets $No Revenues Type of Security Equity
DRIEHAUS DOMESTIC LLC See All Filings	D/A	2016-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001510837 Filed Document 0001510837-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Diffusion Pharmaceuticals Inc. See All Filings	D	2016-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001053691 Filed Document 0001053691-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Northwest Feilong Fund Ltd See All Filings	D/A	2016-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001541826 Filed Document 0001541826-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Keepe Up, Inc. See All Filings	D	2016-01-21 00:00:00 UTC
Amount To Be Raised $20,000 Associated Brokers / Dealers N/A CIK Number 0001632751 Filed Document 0001632751-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Active Protective Technologies, Inc. See All Filings	D	2016-01-21 00:00:00 UTC
Amount To Be Raised $2,426,237 Associated Brokers / Dealers N/A CIK Number 0001599823 Filed Document 0001599823-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
A-IOM-29-Fund, a series of AngelList-OpTe-Funds, LLC See All Filings	D	2016-01-21 00:00:00 UTC
Amount To Be Raised $102,998 Associated Brokers / Dealers N/A CIK Number 0001664333 Filed Document 0001664333-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HIGHCLERE INTERNATIONAL INVESTORS SMALLER COMPANIES FUND See All Filings	D/A	2016-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001366584 Filed Document 0001393725-16-000150 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WE 241 Bainbridge Holdings LLC See All Filings	D	2016-01-21 00:00:00 UTC
Amount To Be Raised $1,950,000 Associated Brokers / Dealers None CIK Number 0001663977 Filed Document 0001663977-16-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
JBG/Atlantic REIT, L.L.C. See All Filings	D	2016-01-21 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001663725 Filed Document 0001663725-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Senova Systems, Inc. See All Filings	D	2016-01-21 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001481696 Filed Document 0001481696-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-01-21 00:00:00 UTC
Amount To Be Raised $16,742,425 Associated Brokers / Dealers Patrick Sullivan, Andrew McGinnis, Dave Buckalew, and Jason Burlie CIK Number 0001135856 Filed Document 0001135856-16-000415 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
OZDPII HL Access LLC See All Filings	D	2016-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001657083 Filed Document 0001657083-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fintan Partners Specialty Credit Fund I, L.P. See All Filings	D/A	2016-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601059 Filed Document 0000905718-16-001087 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TDCA REIT, Inc. See All Filings	D	2016-01-21 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Phyllis Johnson, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001662523 Filed Document 0001662523-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
NantCell, Inc. See All Filings	D	2016-01-21 00:00:00 UTC
Amount To Be Raised $57,340,243 Associated Brokers / Dealers N/A CIK Number 0001642116 Filed Document 0001642116-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LIGHTING SCIENCE GROUP CORP See All Filings	D/A	2016-01-21 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0000866970 Filed Document 0000866970-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Equity
Quad Learning, Inc. See All Filings	D	2016-01-21 00:00:00 UTC
Amount To Be Raised $1,835,716 Associated Brokers / Dealers N/A CIK Number 0001540492 Filed Document 0001540492-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Debt
Driehaus Elite Partners LLC See All Filings	D/A	2016-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001507977 Filed Document 0001507977-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Waycross Long/Short Opportunity Fund, L.P. See All Filings	D/A	2016-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566253 Filed Document 0001566253-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KENTUCKY Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-01-21 00:00:00 UTC
Amount To Be Raised $4,997,851 Associated Brokers / Dealers David Peacock CIK Number 0001135856 Filed Document 0001135856-16-000408 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund