Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Barlow Partners Fundamental Managers, L.P. See All Filings	D/A	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000948334 Filed Document 0000919574-16-009676 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
WINDACRE PARTNERSHIP INTERNATIONAL FUND LTD See All Filings	D/A	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599720 Filed Document 0000919574-16-009669 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Brevan Howard Systematic Trading Fund Ltd. See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brevan Howard US LLC CIK Number 0001547398 Filed Document 0001547398-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Palmetto Catastrophe Fund, L.P. See All Filings	D/A	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments AG, Man Investments Inc., and KKR Capital Markets, LLC CIK Number 0001449123 Filed Document 0001449123-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Pindrop Security, Inc. See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $74,999,996 Associated Brokers / Dealers N/A CIK Number 0001580211 Filed Document 0001580211-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
SEOMOZ INC See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $9,999,998 Associated Brokers / Dealers N/A CIK Number 0001420654 Filed Document 0001420654-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Indigo Enfulletv, LLC See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $1,274,571 Associated Brokers / Dealers N/A CIK Number 0001664249 Filed Document 0001664249-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Other
M-CMBS OPP. FUND LLC See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001665045 Filed Document 0001665045-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Four Mine, Inc. See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $1,157,978 Associated Brokers / Dealers N/A CIK Number 0001664945 Filed Document 0001664945-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ROKU, INC See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $45,500,000 Associated Brokers / Dealers N/A CIK Number 0001428439 Filed Document 0001428439-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Abbott Capital Private Equity Investors 2016, L.P. See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664037 Filed Document 0001664037-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Hatch Marketing Plans, Inc. See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001665284 Filed Document 0001665284-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Booster Fuels, Inc. See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $9,611,118 Associated Brokers / Dealers N/A CIK Number 0001643021 Filed Document 0001643021-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
PALMETTO FUND LTD See All Filings	D/A	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments AG, Man Investments Inc., and KKR Capital Markets, LLC CIK Number 0001349207 Filed Document 0001349207-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Cullowhee Bluffs, LLC See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $631,176 Associated Brokers / Dealers N/A CIK Number 0001664102 Filed Document 0001664102-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Other
Thoughtfull Toys, Inc. See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $1,025,000 Associated Brokers / Dealers N/A CIK Number 0001585681 Filed Document 0001585681-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
MFS International Research Equity LLC See All Filings	D/A	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001526159 Filed Document 0001654031-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RhinoSystems, Inc. See All Filings	D/A	2016-01-28 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001488086 Filed Document 0001488086-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
IRON CATASTROPHE FUND, LTD. See All Filings	D/A	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments AG, Man Investments Inc., and KKR Capital Markets, LLC CIK Number 0001474569 Filed Document 0001474569-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Susa Ventures II, L.P. See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001659957 Filed Document 0001659957-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Sycolin Creek Partners, LP See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001665179 Filed Document 0001665179-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GROWLIFE, INC. See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $15,000 Associated Brokers / Dealers N/A CIK Number 0001161582 Filed Document 0001161697-16-000649 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Best Tech Brands, LLC See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664833 Filed Document 0001664833-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Cool Planet Energy Systems, Inc. See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $9,207,225 Associated Brokers / Dealers N/A CIK Number 0001477611 Filed Document 0001477611-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
ALASKA SURGERY CENTER LP See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $76,408 Associated Brokers / Dealers N/A CIK Number 0001437527 Filed Document 0001437527-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Open Sky Farms, LLC See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $1,382,845 Associated Brokers / Dealers N/A CIK Number 0001664789 Filed Document 0001664789-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Other
KALKA FUND, LP See All Filings	D/A	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001631704 Filed Document 0001013594-16-000687 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Ryce, Inc. See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001667255 Filed Document 0001667255-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Skylands Special Investment LLC See All Filings	D/A	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ALTERNATIVE ASSET INVESTMENT MANAGEMENT SECURITIES LLC and BHA SELECT NETWORK, LLC CIK Number 0001305373 Filed Document 0001124725-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Invesco Real Estate - European Value Add Fund See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001665638 Filed Document 0001665638-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEPHILA CATASTROPHE FUND L P See All Filings	D/A	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments AG, Man Investment Inc., and KKR Capital Markets, LLC CIK Number 0001349208 Filed Document 0001349208-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
ZEBRA Global Equity Fund, Ltd. See All Filings	D/A	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545651 Filed Document 0001264128-16-000053 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SHOOWIN, INC. See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001664841 Filed Document 0001664841-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Vermeer Weather Fund, Ltd. See All Filings	D/A	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001567106 Filed Document 0001567106-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
TFO SFR Lending REIT Holdings, LLC See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001665118 Filed Document 0001665118-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lever, Inc. See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $19,999,989 Associated Brokers / Dealers N/A CIK Number 0001665038 Filed Document 0001665038-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SETEM TECHNOLOGIES, INC See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001551493 Filed Document 0001551493-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Waterford Blue Lagoon REIT LP See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Phyllis Johnson, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001665266 Filed Document 0001665266-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Uncharted Play, Inc. See All Filings	D/A	2016-01-28 00:00:00 UTC
Amount To Be Raised $813,387 Associated Brokers / Dealers N/A CIK Number 0001581537 Filed Document 0001581537-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
MEPT/FCP Patriots Plaza REIT LLC See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001665680 Filed Document 0001665679-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
DALTON HIGH YIELD MORTGAGE (US FEEDER) FUND LP See All Filings	D/A	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001488632 Filed Document 0001209191-16-094088 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DEPOSCO, INC. See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001333438 Filed Document 0001333438-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Pivotal Manufacturing Group, LLC See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001590425 Filed Document 0001590425-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Debt
MREM FAIRWAY INVESTORS LLC See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001665046 Filed Document 0001665046-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GTAM Acquisition LLC See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H&L Equities, LLC CIK Number 0001665132 Filed Document 0000902664-16-005192 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BroadVail Capital Partners Fund I, L.P. See All Filings	D/A	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Incubation Capital Partners LLC CIK Number 0001634647 Filed Document 0001634647-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Guardian Storage Hampton, LLC See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers none CIK Number 0001665362 Filed Document 0001665362-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
MFS International Growth LLC See All Filings	D/A	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001378637 Filed Document 0001654031-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
New Ocean Diversified Cat Fund Ltd See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC ("JPM") CIK Number 0001663345 Filed Document 0000899140-16-000988 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
New Ocean Focus Cat Fund Ltd See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001663343 Filed Document 0000899140-16-000990 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity