Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Advance IQ Capital Investors Fund, LP See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661092 Filed Document 0001661092-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cyrus Canary Master Fund, L.P. See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001663518 Filed Document 0001315863-16-001083 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tstar 600, LLC See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660453 Filed Document 0001660453-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business MISSISSIPPI Revenue or Assets $No Revenues Type of Security Equity
Gramercy Special Opportunity Fund - EWP SP See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664798 Filed Document 0000919574-16-009758 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
TENDENZA CAPITAL FUND, L.P. See All Filings	D/A	2016-02-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534384 Filed Document 0001534384-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Equity
Royal Oak Realty Trust Inc. See All Filings	D/A	2016-02-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602498 Filed Document 0001602498-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BSREP II Private Investors, LLC See All Filings	D/A	2016-02-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661503 Filed Document 0001012975-16-000942 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Alston Value Fund LLC See All Filings	D/A	2016-02-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001488689 Filed Document 0001488689-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Mojo Fund, LLC See All Filings	D/A	2016-02-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001663419 Filed Document 0001663419-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Bakken Acquisition & Investments Corp. See All Filings	D/A	2016-02-01 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers None CIK Number 0001628582 Filed Document 0001477932-16-008357 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
Unlimited Labs Inc. See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised $12,410,000 Associated Brokers / Dealers N/A CIK Number 0001665184 Filed Document 0001665184-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Pipefy, Inc. See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised $2,537,500 Associated Brokers / Dealers N/A CIK Number 0001648702 Filed Document 0001648702-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Oude Oak Brewing Co LLC See All Filings	D/A	2016-02-01 00:00:00 UTC
Amount To Be Raised $180,000 Associated Brokers / Dealers N/A CIK Number 0001665476 Filed Document 0001665476-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business MINNESOTA Revenue or Assets $No Revenues Type of Security Equity
Hubbell Medical Park Investors, LLC See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised $2,240,000 Associated Brokers / Dealers N/A CIK Number 0001665525 Filed Document 0001615594-16-000164 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
Shyft Systems See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised $6,000 Associated Brokers / Dealers N/A CIK Number 0001664061 Filed Document 0001664061-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Partners Group Direct Infrastructure 2015 (USD), L.P. Inc. See All Filings	D/A	2016-02-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001631594 Filed Document 0001631594-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Broad Peak Trew Fund LLC See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001659991 Filed Document 0001659991-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Gallatin Auxiliary Trading LLC See All Filings	D/A	2016-02-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001483883 Filed Document 0001144204-16-078081 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EchoPixel, Inc. See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised $2,251,690 Associated Brokers / Dealers N/A CIK Number 0001557161 Filed Document 0001557161-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Trigram Global Macro Non-US Feeder Fund See All Filings	D/A	2016-02-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001644394 Filed Document 0001644394-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Creekside Apartment Investors, LLC See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised $5,200,000 Associated Brokers / Dealers N/A CIK Number 0001663438 Filed Document 0001663438-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
Realty Mogul 53, LLC See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised $930,000 Associated Brokers / Dealers North Capital Private Securities Corp. CIK Number 0001665575 Filed Document 0001665575-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
LCD-HHC Gainesville LLC See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H & L Equities, LLC CIK Number 0001665010 Filed Document 0001665010-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
LCD-HHC Bancroft Berkeley LLC See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H & L Equities, LLC CIK Number 0001665011 Filed Document 0001665011-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Financial Engines, Inc. See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised $271,861,947 Associated Brokers / Dealers N/A CIK Number 0001430592 Filed Document 0001209191-16-095238 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DCO Realty, Inc. See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001665443 Filed Document 0001665443-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Return Logic, Inc. See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001667157 Filed Document 0001667157-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
DisperSol Technologies, LLC See All Filings	D	2016-01-31 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001541408 Filed Document 0001541408-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-31 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
KW WALTHAM LLC See All Filings	D	2016-01-31 00:00:00 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001664993 Filed Document 0001664993-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-31 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Sibylline Fund, LP See All Filings	D/A	2016-01-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001525861 Filed Document 0001661525-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Go Electric, Inc. See All Filings	D	2016-01-30 00:00:00 UTC
Amount To Be Raised $4,056,638 Associated Brokers / Dealers N/A CIK Number 0001665808 Filed Document 0001665808-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Colerain Holdings, LLC See All Filings	D	2016-01-30 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001665579 Filed Document 0001665579-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Colerain Holdings, LLC See All Filings	D	2016-01-30 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001665579 Filed Document 0001665579-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Option To Acquire
MOBIVITY HOLDINGS CORP. See All Filings	D	2016-01-30 00:00:00 UTC
Amount To Be Raised $710,500 Associated Brokers / Dealers N/A CIK Number 0001447380 Filed Document 0001415889-16-004567 Exclusions or Exemptions 506b Accepted Date 2016-01-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
IntegriCo Composites, Inc. See All Filings	D	2016-01-30 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001590861 Filed Document 0001590861-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Debt
Flat Top Mines, LLC See All Filings	D	2016-01-29 00:00:00 UTC
Amount To Be Raised $4,993,696 Associated Brokers / Dealers N/A CIK Number 0001664171 Filed Document 0001664171-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-29 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Other
FWHIP, Inc. See All Filings	D	2016-01-29 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001660169 Filed Document 0001660169-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
AFG Investment Partners II LP See All Filings	D/A	2016-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001238152 Filed Document 0000919574-16-009698 Exclusions or Exemptions 506b Accepted Date 2016-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
AR Multi-Strategy Fund, LTD See All Filings	D/A	2016-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570069 Filed Document 0001570069-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
CultureScene Inc. See All Filings	D/A	2016-01-29 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001652506 Filed Document 0001652506-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-29 00:00:00 UTC Type of Offering D/A Industry Business Services Principal Place of Business VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CCI Micro Healthcare Partners, Ltd. See All Filings	D/A	2016-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566635 Filed Document 0000902664-16-005139 Exclusions or Exemptions 506b Accepted Date 2016-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
VALARC FUND, LP See All Filings	D/A	2016-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596131 Filed Document 0001405086-16-000339 Exclusions or Exemptions 506b Accepted Date 2016-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ORCHARD PARKWAY PHASE II REIT, LLC See All Filings	D	2016-01-29 00:00:00 UTC
Amount To Be Raised $58,000 Associated Brokers / Dealers FIRST LIBERTIES SECURITIES, INC. DBA FIRST LIBERTIES FINANCIAL CIK Number 0001662859 Filed Document 0001662859-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-29 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
AYM AGGRESSIVE VALUE FUND LTD See All Filings	D/A	2016-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001454270 Filed Document 0001454270-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Reaveston Enterprise, LLC See All Filings	D/A	2016-01-29 00:00:00 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001659835 Filed Document 0001659835-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-29 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Systematica BlueTrend Fund L.P. See All Filings	D/A	2016-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. (acting through Barclays Wealth), Deutsche Bank Securities Inc., and Wells Fargo & Company CIK Number 0001440344 Filed Document 0001315863-16-001073 Exclusions or Exemptions 506b Accepted Date 2016-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Systematica BlueTrend Fund Ltd See All Filings	D/A	2016-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. (acting through Barclays Wealth) CIK Number 0001440342 Filed Document 0001315863-16-001080 Exclusions or Exemptions 506b Accepted Date 2016-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blackstone Property Partners L.P. See All Filings	D/A	2016-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NH Investment & Securities Co., Ltd. and Park Hill Group LLC CIK Number 0001623650 Filed Document 0001623650-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blackstone Property Partners F.2 L.P. See All Filings	D/A	2016-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NH Investment & Securities Co., Ltd., Park Hill Group LLC, and Compass Group Global Advisors S.A. CIK Number 0001623757 Filed Document 0001623757-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Advent International GPE VIII-G Limited Partnership See All Filings	D	2016-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664583 Filed Document 0001664596-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-01-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund