Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
2016 M25 Group Fund 2, LLC See All Filings	D	2016-03-09 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001669038 Filed Document 0001669038-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
HSCP Strategic I, L.P. See All Filings	D	2016-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001668921 Filed Document 0001401738-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ionic Capital LLC See All Filings	D/A	2016-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001386294 Filed Document 0001386294-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Barak Impact Finance Segregated Portfolio of Barak Fund SPC Ltd. See All Filings	D/A	2016-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609475 Filed Document 0001609475-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Global Emerging Markets Opportunities Fund, LLC See All Filings	D/A	2016-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Institutional Investments, Inc. CIK Number 0001570632 Filed Document 0001140361-16-057086 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Antares European Fund, L.P. See All Filings	D/A	2016-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001450589 Filed Document 0000919574-16-011691 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Keywise Phoenix Development Fund See All Filings	D/A	2016-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479536 Filed Document 0001479536-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Crestline AK Permanent Fund, L.P. See All Filings	D/A	2016-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001359140 Filed Document 0000902664-16-006243 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Burl Capital Offshore Fund II Ltd. See All Filings	D	2016-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Race Rock Capital LLC CIK Number 0001668222 Filed Document 0001668222-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pagoda Investment Limited Partnership See All Filings	D/A	2016-03-09 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001643347 Filed Document 0001643347-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
HIGHER GROUND EDUCATION INC. See All Filings	D	2016-03-09 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001669528 Filed Document 0001669528-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
THOSE ANIMALS, INC. See All Filings	D	2016-03-09 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001638976 Filed Document 0001638976-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
Gibbs Value Capital, LP See All Filings	D/A	2016-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001562780 Filed Document 0001562555-16-000019 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ATLANTIC TRUST REAL ESTATE FUND I LLC See All Filings	D/A	2016-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001202644 Filed Document 0000943663-16-000329 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PENN SHORT DURATION HIGH YIELD FUND, L.P. See All Filings	D/A	2016-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Christianson Investment Partners CIK Number 0001517412 Filed Document 0001192482-16-000522 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WLR Recovery IV Investors, LLC See All Filings	D/A	2016-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001531466 Filed Document 0000943663-16-000324 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Worch Capital Partners LP See All Filings	D/A	2016-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504839 Filed Document 0001504839-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Direct Lending Income Fund, L.P. See All Filings	D/A	2016-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001575328 Filed Document 0001575328-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ZULAMA, LLC See All Filings	D	2016-03-09 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001669147 Filed Document 0001209191-16-107635 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AT Global Multi-Strategy Fund LLC See All Filings	D/A	2016-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580408 Filed Document 0000943663-16-000317 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Truveris, Inc. See All Filings	D	2016-03-09 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001508923 Filed Document 0001571049-16-012916 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Purigen Biosystems, Inc. See All Filings	D	2016-03-09 00:00:00 UTC
Amount To Be Raised $21,110,615 Associated Brokers / Dealers N/A CIK Number 0001574680 Filed Document 0001574680-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PENN CORE HIGH YIELD BOND FUND LP See All Filings	D/A	2016-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SMH Capital Inc., Christianson Investment Partners, Carol Lefcourt, Brinker Capital, Carlyle Wealth Management, and VSRFinancial Services Incorporated CIK Number 0001216123 Filed Document 0001192482-16-000515 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NextGenJane, Inc. See All Filings	D	2016-03-09 00:00:00 UTC
Amount To Be Raised $2,367,234 Associated Brokers / Dealers N/A CIK Number 0001668977 Filed Document 0001668977-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CLOCKTREE SYSTEMS INC. See All Filings	D	2016-03-09 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001668480 Filed Document 0001668480-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
A-SPY-14-Fund, a series of AX-InEs-Funds, LLC See All Filings	D	2016-03-09 00:00:00 UTC
Amount To Be Raised $267,980 Associated Brokers / Dealers N/A CIK Number 0001668906 Filed Document 0001668906-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Legacy Pharmacy, LLC See All Filings	D	2016-03-09 00:00:00 UTC
Amount To Be Raised $120,000 Associated Brokers / Dealers N/A CIK Number 0001668917 Filed Document 0001668917-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
SEAL THE SEASONS LLC See All Filings	D	2016-03-09 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001668991 Filed Document 0001668991-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Teton Capital Partners LP See All Filings	D/A	2016-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001418745 Filed Document 0001315863-16-001280 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
GoldMoney Inc. See All Filings	D	2016-03-09 00:00:00 UTC
Amount To Be Raised $433,442 Associated Brokers / Dealers GMP Securities L.P. CIK Number 0001630301 Filed Document 0001062993-16-008223 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
TVR Capital Onshore Fund LP See All Filings	D	2016-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001667804 Filed Document 0001315863-16-001278 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CIMARRON PARTNERS LP See All Filings	D/A	2016-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461038 Filed Document 0001571122-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Outer Islands Capital, L.P. See All Filings	D/A	2016-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001228429 Filed Document 0000919574-16-011703 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
VERITION MULTI-STRATEGY FUND LLC See All Filings	D/A	2016-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458792 Filed Document 0001401738-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zipline, Inc. See All Filings	D	2016-03-09 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001668359 Filed Document 0001668359-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
TOBAM Anti Benchmark Emerging Markets Equity Fund, a series of Most Diversified Portfolio SICAV See All Filings	D/A	2016-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637952 Filed Document 0000943663-16-000305 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Wyvern Medical Fund LP See All Filings	D/A	2016-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001472433 Filed Document 0001472433-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zaloni Inc. See All Filings	D/A	2016-03-09 00:00:00 UTC
Amount To Be Raised $7,499,999 Associated Brokers / Dealers N/A CIK Number 0001668541 Filed Document 0001668541-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Exodo Spirits International Corp. See All Filings	D	2016-03-09 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001668986 Filed Document 0001668986-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
HealthTell Inc. See All Filings	D	2016-03-09 00:00:00 UTC
Amount To Be Raised $35,597,827 Associated Brokers / Dealers N/A CIK Number 0001574285 Filed Document 0001209191-16-107349 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CSRA Winchester MOB, DST See All Filings	D	2016-03-09 00:00:00 UTC
Amount To Be Raised $5,074,000 Associated Brokers / Dealers N/A CIK Number 0001668551 Filed Document 0001668551-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Other
AKO GLOBAL FUND LTD See All Filings	D	2016-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001668958 Filed Document 0000919574-16-011695 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
LANGDON STREET CAPITAL, L.P. See All Filings	D/A	2016-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000892581 Filed Document 0000919574-16-011715 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VA 120 See All Filings	D/A	2016-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc. and M Holdings Securities, Inc CIK Number 0001602220 Filed Document 0001602220-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blue Glacier Fund, L.P. See All Filings	D/A	2016-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001359780 Filed Document 0000902664-16-006242 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Fonteva, Inc. See All Filings	D/A	2016-03-09 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001654044 Filed Document 0001654044-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Esper Technologies, Inc. See All Filings	D	2016-03-09 00:00:00 UTC
Amount To Be Raised $3,216,453 Associated Brokers / Dealers N/A CIK Number 0001669438 Filed Document 0001669438-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NWO Surgical Services, LLC See All Filings	D	2016-03-09 00:00:00 UTC
Amount To Be Raised $274,800 Associated Brokers / Dealers N/A CIK Number 0001570671 Filed Document 0001570671-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Energy Capital Investors Fund, LLC See All Filings	D/A	2016-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001531213 Filed Document 0000943663-16-000330 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Atlantic Trust Capital Dynamics Investors Fund, LLC See All Filings	D/A	2016-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572707 Filed Document 0000943663-16-000328 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund