Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Halo Investment Group, LLC See All Filings	D/A	2016-03-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001633268 Filed Document 0001633268-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED STATES Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Bonafide Provisions, LLC See All Filings	D	2016-03-29 00:00:00 UTC
Amount To Be Raised $1,472,000 Associated Brokers / Dealers N/A CIK Number 0001670693 Filed Document 0001670693-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
6 River Systems, Inc. See All Filings	D	2016-03-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658013 Filed Document 0001658013-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
AQR Offshore Multi-Strategy Fund V Ltd. See All Filings	D/A	2016-03-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001454207 Filed Document 0001454207-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Element Holdings, L.P. See All Filings	D	2016-03-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001495638 Filed Document 0001495638-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Accesso Investment Properties VI (US), LLLP See All Filings	D	2016-03-29 00:00:00 UTC
Amount To Be Raised $120,000,000 Associated Brokers / Dealers N/A CIK Number 0001666302 Filed Document 0001666302-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Greenlight Capital Offshore (Gold), Ltd. See All Filings	D/A	2016-03-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001489112 Filed Document 0001140361-16-059297 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cadence Biomedical, Inc. See All Filings	D	2016-03-29 00:00:00 UTC
Amount To Be Raised $325,000 Associated Brokers / Dealers N/A CIK Number 0001533465 Filed Document 0001533465-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Front Beach Resort, LLC See All Filings	D	2016-03-29 00:00:00 UTC
Amount To Be Raised $2,185,000 Associated Brokers / Dealers N/A CIK Number 0001670432 Filed Document 0001670432-16-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
ALPHAFLOW, INC. See All Filings	D	2016-03-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001650200 Filed Document 0000950103-16-012152 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Beach Point Total Return Fund LP See All Filings	D/A	2016-03-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001484598 Filed Document 0001484598-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Beach Point Total Return Fund II LP See All Filings	D/A	2016-03-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001377527 Filed Document 0001377527-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Goldman Sachs Institutional Funds II plc See All Filings	D/A	2016-03-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001462911 Filed Document 0001669697-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SEEKINWEB LLC See All Filings	D/A	2016-03-29 00:00:00 UTC
Amount To Be Raised $1,155,000 Associated Brokers / Dealers N/A CIK Number 0001669497 Filed Document 0001669497-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
GOLDMAN SACHS FUNDAMENTAL CURRENCY FUND PLC See All Filings	D/A	2016-03-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001459666 Filed Document 0001669697-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marble Ridge Offshore Fund Ltd. See All Filings	D	2016-03-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657139 Filed Document 0000902664-16-006570 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SIAMAB THERAPEUTICS, INC. See All Filings	D/A	2016-03-29 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001351615 Filed Document 0001351615-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Stone Bridge Opportunities Fund, L.P. See All Filings	D	2016-03-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670783 Filed Document 0001670783-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Battle Capital Investment Partners LP See All Filings	D/A	2016-03-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001518011 Filed Document 0001518011-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ONETITLE HOLDINGS LLC See All Filings	D	2016-03-29 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001668674 Filed Document 0001140361-16-059363 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
KEPICH KLEPPAN, LLC See All Filings	D	2016-03-29 00:00:00 UTC
Amount To Be Raised $20 Associated Brokers / Dealers N/A CIK Number 0001669120 Filed Document 0001669120-16-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
United Marble Falls #2 LP See All Filings	D	2016-03-29 00:00:00 UTC
Amount To Be Raised $585,000 Associated Brokers / Dealers N/A CIK Number 0001670609 Filed Document 0001670609-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
GREENLIGHT MASTERS, L.P. See All Filings	D/A	2016-03-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001438047 Filed Document 0001140361-16-059325 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
360 Management Group, Inc. See All Filings	D	2016-03-29 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001670131 Filed Document 0001393725-16-000204 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CLAYTON WILLIAMS ENERGY INC /DE See All Filings	D	2016-03-29 00:00:00 UTC
Amount To Be Raised $16,763,346 Associated Brokers / Dealers N/A CIK Number 0000880115 Filed Document 0001104659-16-108127 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Metro Africa Xpress, Inc. See All Filings	D	2016-03-29 00:00:00 UTC
Amount To Be Raised $1,931,784 Associated Brokers / Dealers N/A CIK Number 0001670475 Filed Document 0001670475-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MediaHound, Inc. See All Filings	D	2016-03-29 00:00:00 UTC
Amount To Be Raised $160,000 Associated Brokers / Dealers N/A CIK Number 0001579411 Filed Document 0001579411-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
GLOBAL ASSET MATRIX FUND, SPC See All Filings	D/A	2016-03-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001636427 Filed Document 0001636427-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OfficeLuv Inc. See All Filings	D	2016-03-29 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001665052 Filed Document 0001665052-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
LYTX HOLDINGS, LLC See All Filings	D	2016-03-29 00:00:00 UTC
Amount To Be Raised $380,617,980 Associated Brokers / Dealers N/A CIK Number 0001670669 Filed Document 0001670669-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
BIOS Memory SPV II, LP See All Filings	D	2016-03-29 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001666485 Filed Document 0001666485-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Castle Peak Structured Investments, LP See All Filings	D	2016-03-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670510 Filed Document 0001670510-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Flinders Resources Ltd See All Filings	D/A	2016-03-29 00:00:00 UTC
Amount To Be Raised $186,972 Associated Brokers / Dealers N/A CIK Number 0001542731 Filed Document 0000949353-16-000130 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Option To Acquire
Beach Point Dynamic Income Fund LP See All Filings	D/A	2016-03-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588148 Filed Document 0001588148-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GALBRAITHselect Tax Lien Fund LP See All Filings	D/A	2016-03-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545206 Filed Document 0001545206-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Aspect US Fund LLC See All Filings	D/A	2016-03-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Deutsche Bank Securities, Inc., Agecroft Partners LLC, Deutsche Bank Trust Company Americas, Barclays Capital Inc,, and iCapital Securities, LLC CIK Number 0001333112 Filed Document 0001315863-16-001337 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DRA Growth & Income Fund VIII Co-Investment I, LLC See All Filings	D	2016-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670486 Filed Document 0000902664-16-006586 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Threads Worldwide, LLC See All Filings	D	2016-03-28 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers NA CIK Number 0001670610 Filed Document 0001670610-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Other
Courant Investment Partners LP See All Filings	D	2016-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670595 Filed Document 0001670595-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Symmetry Peak, LP See All Filings	D/A	2016-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mann Mann Jensen Partners LP, Pickwick Capital Partners LLC, and Stuart Portfolio Consultants, L.P. CIK Number 0001289575 Filed Document 0000919574-16-012189 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Symmetry Peak Ltd. See All Filings	D/A	2016-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mann Mann Jensen Partners LP, Pickwick Capital Partners LLC, and Stuart Portfolio Consultants, L.P. CIK Number 0001458427 Filed Document 0000919574-16-012191 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Riverview Liquid Markets Fund II - Private Investors LP See All Filings	D/A	2016-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC and UBS Financial Services Inc. CIK Number 0001293727 Filed Document 0000945621-16-000539 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-03-28 00:00:00 UTC
Amount To Be Raised $18,148,618 Associated Brokers / Dealers Kenneth Dayton CIK Number 0001135856 Filed Document 0001135856-16-000493 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
DAFNA Fund LP See All Filings	D/A	2016-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SDDCO Brokerage Advisors LLC CIK Number 0001407156 Filed Document 0001407156-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
COFFEE CAN FUND LP See All Filings	D	2016-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001218454 Filed Document 0001218454-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Other
Oaktree Strategic Income LLC See All Filings	D/A	2016-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001633748 Filed Document 0001633748-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mesosphere, Inc. See All Filings	D	2016-03-28 00:00:00 UTC
Amount To Be Raised $85,774,929 Associated Brokers / Dealers N/A CIK Number 0001670252 Filed Document 0001670252-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Associates Equity Fund LLC See All Filings	D	2016-03-28 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001669780 Filed Document 0001669780-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Atlas44, LLC See All Filings	D	2016-03-28 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001612179 Filed Document 0001612179-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
RCG Ventures Fund IV, LP See All Filings	D	2016-03-28 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001665475 Filed Document 0001665475-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund