Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Blue Spruce Related Productions Fund LLC See All Filings	D	2016-03-29 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001670717 Filed Document 0001670717-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
KKR NGT Growth Fund ESC L.P. See All Filings	D	2016-03-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670294 Filed Document 0001670294-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Beach Point Total Return Offshore Fund II Ltd. See All Filings	D/A	2016-03-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001377530 Filed Document 0001377530-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
FIRST COLEBROOK BANCORP, INC. See All Filings	D	2016-03-29 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers FIG Partners, LLC CIK Number 0000763982 Filed Document 0000763982-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Debt
SWLA Phase 1, LLC See All Filings	D	2016-03-29 00:00:00 UTC
Amount To Be Raised $6,255,000 Associated Brokers / Dealers N/A CIK Number 0001670555 Filed Document 0001140361-16-059258 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business SOUTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
GREENLIGHT MASTERS QUALIFIED, L.P. See All Filings	D/A	2016-03-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001438048 Filed Document 0001140361-16-059323 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Targa Resources Corp. See All Filings	D	2016-03-29 00:00:00 UTC
Amount To Be Raised $994,053,000 Associated Brokers / Dealers Barclays Capital Inc. and Stonepeak Advisors II LLC CIK Number 0001389170 Filed Document 0001209191-16-110949 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $Over $100,000,000 Type of Security Equity
WIND POINT PARTNERS VIII-B, L.P. See All Filings	D	2016-03-29 00:00:00 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers N/A CIK Number 0001670143 Filed Document 0001670141-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
RT SPX Co-Invest III, LLC See All Filings	D	2016-03-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001668196 Filed Document 0001668196-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Homie, Inc. See All Filings	D/A	2016-03-29 00:00:00 UTC
Amount To Be Raised $3,755,621 Associated Brokers / Dealers N/A CIK Number 0001654436 Filed Document 0001654436-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Ipanema Offshore Evergreen Ltd. See All Filings	D	2016-03-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670526 Filed Document 0001670526-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-03-29 00:00:00 UTC
Amount To Be Raised $21,012,858 Associated Brokers / Dealers Patrick Sullivan, Andrew McGinnis, Dave Buckalew, and Jason Burlie CIK Number 0001135856 Filed Document 0001135856-16-000496 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
GoldPoint Mezzanine Partners IV, LP See All Filings	D/A	2016-03-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Equus Financial Consulting LLC, William McCoy Limited, Karroo Capital Ltd., and Finance Advisory ApS CIK Number 0001652367 Filed Document 0001652367-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CLS Holdings USA, Inc. See All Filings	D	2016-03-29 00:00:00 UTC
Amount To Be Raised $555,000 Associated Brokers / Dealers N/A CIK Number 0001522222 Filed Document 0001185185-16-004042 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Debt
Tudor Drinks Ltd. See All Filings	D	2016-03-29 00:00:00 UTC
Amount To Be Raised $415,000 Associated Brokers / Dealers N/A CIK Number 0001670574 Filed Document 0001670574-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UNITED KINGDOM Revenue or Assets $$1 - $1,000,000 Type of Security Equity
RREAF Bikini Beach, LLC See All Filings	D	2016-03-29 00:00:00 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers N/A CIK Number 0001670425 Filed Document 0001670432-16-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
GLOBAL ASSET MATRIX FUND, LP See All Filings	D/A	2016-03-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001636426 Filed Document 0001636426-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Waterbuck Fund LP See All Filings	D/A	2016-03-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001486139 Filed Document 0001140361-16-059309 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TREXQUANT OFFSHORE FUND LTD. See All Filings	D/A	2016-03-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603092 Filed Document 0001013594-16-000955 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VL 99 See All Filings	D/A	2016-03-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Innovation Partners, LLC CIK Number 0001464674 Filed Document 0001464674-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIONEERING TECHNOLOGY CORP. See All Filings	D	2016-03-29 00:00:00 UTC
Amount To Be Raised $30,096 Associated Brokers / Dealers N/A CIK Number 0001670121 Filed Document 0000899797-16-000009 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Disaster Broadway Ltd Liability Co See All Filings	D/A	2016-03-29 00:00:00 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001616459 Filed Document 0001616459-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Eagle's View Multi-Strategy, LLC See All Filings	D	2016-03-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670709 Filed Document 0001670709-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CGVA Partners, LLC See All Filings	D/A	2016-03-29 00:00:00 UTC
Amount To Be Raised $1,944,000 Associated Brokers / Dealers John Gilchrist CIK Number 0001670176 Filed Document 0001670176-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Beach Point Loan Fund LP See All Filings	D/A	2016-03-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001484453 Filed Document 0001484453-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Impala ELS Fund LP See All Filings	D/A	2016-03-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001517997 Filed Document 0001140361-16-059304 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Good Hill Municipal Bond Opportunity Fund LP See All Filings	D	2016-03-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670657 Filed Document 0001670657-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Beach Point Strategic Offshore Fund Ltd. See All Filings	D/A	2016-03-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001484601 Filed Document 0001484601-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Beach Point Strategic Fund LP See All Filings	D/A	2016-03-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001484442 Filed Document 0001484442-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Goldman Sachs Institutional Funds plc See All Filings	D/A	2016-03-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001534361 Filed Document 0001669697-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wherible GPS, Inc. See All Filings	D	2016-03-29 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001670748 Filed Document 0001670748-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
Waterton Mining Parallel Fund Onshore Feeder, LLC See All Filings	D	2016-03-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001665507 Filed Document 0001665507-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Roundtable Hedge Strategies Offshore LP See All Filings	D/A	2016-03-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Roundtable Capital Services LLC CIK Number 0001544867 Filed Document 0001544867-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blue Spruce Theatrical Investors Fund VI, LLC See All Filings	D	2016-03-29 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001670715 Filed Document 0001670715-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Indigo Opportunities Fund US, L.P. See All Filings	D/A	2016-03-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PATRICK CAPITAL MARKETS, LLC CIK Number 0001626497 Filed Document 0001626497-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Chelona Systematic Strategies, L.P. See All Filings	D/A	2016-03-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545524 Filed Document 0001546927-16-000476 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Woodford Horizontal Project #8, LLC See All Filings	D	2016-03-29 00:00:00 UTC
Amount To Be Raised $390,000 Associated Brokers / Dealers N/A CIK Number 0001668202 Filed Document 0001668202-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Jyve Corp See All Filings	D	2016-03-29 00:00:00 UTC
Amount To Be Raised $5,983,470 Associated Brokers / Dealers N/A CIK Number 0001670341 Filed Document 0001670341-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
WIND POINT PARTNERS VIII-A, L.P. See All Filings	D	2016-03-29 00:00:00 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers N/A CIK Number 0001670141 Filed Document 0001670141-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-03-29 00:00:00 UTC
Amount To Be Raised $2,837,848 Associated Brokers / Dealers Kenneth Dayton CIK Number 0001135856 Filed Document 0001135856-16-000495 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Orion Energy Credit Opportunities Fund II, L.P. See All Filings	D	2016-03-29 00:00:00 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers Asante Capital Group Advisors, LLC CIK Number 0001669440 Filed Document 0001140361-16-059230 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ObservePoint, Inc. See All Filings	D	2016-03-29 00:00:00 UTC
Amount To Be Raised $12,016,427 Associated Brokers / Dealers N/A CIK Number 0001664726 Filed Document 0001664726-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Trustlook Inc. See All Filings	D	2016-03-29 00:00:00 UTC
Amount To Be Raised $13,611,689 Associated Brokers / Dealers N/A CIK Number 0001670641 Filed Document 0001670641-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Nepenthe Homebrew, LLC See All Filings	D	2016-03-29 00:00:00 UTC
Amount To Be Raised $400,004 Associated Brokers / Dealers N/A CIK Number 0001668106 Filed Document 0001014100-16-000035 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Quadratic Fund LLC See All Filings	D/A	2016-03-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640608 Filed Document 0001640608-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PH Investors THL VII, LLC See All Filings	D	2016-03-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656568 Filed Document 0001315863-16-001336 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ACE III Co-Invest, L.P. See All Filings	D	2016-03-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Ares Investor Services LLC CIK Number 0001670368 Filed Document 0001670368-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Beach Point Select Fund LP See All Filings	D/A	2016-03-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001531824 Filed Document 0001531824-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lockerbie Investors, LLC See All Filings	D	2016-03-29 00:00:00 UTC
Amount To Be Raised $5,390,000 Associated Brokers / Dealers N/A CIK Number 0001670716 Filed Document 0001178858-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Appcito, Inc. See All Filings	D	2016-03-29 00:00:00 UTC
Amount To Be Raised $8,929,365 Associated Brokers / Dealers N/A CIK Number 0001670547 Filed Document 0001670547-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity